Updating OSHA Standards Based on National Consensus Standards; Head Protection

Federal Register, Volume 77 Issue 121 (Friday, June 22, 2012)

Federal Register Volume 77, Number 121 (Friday, June 22, 2012)

Proposed Rules

Pages 37617-37630

From the Federal Register Online via the Government Printing Office www.gpo.gov

FR Doc No: 2012-15031

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DEPARTMENT OF LABOR

Occupational Safety and Health Administration

29 CFR parts 1910, 1915, 1917, 1918, and 1926

Docket No. OSHA-2011-0184

RIN 1218-AC65

Updating OSHA Standards Based on National Consensus Standards; Head Protection

AGENCY: Occupational Safety and Health Administration (OSHA), Department of Labor.

ACTION: Notice of proposed rulemaking; request for comments.

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SUMMARY: OSHA is proposing to revise the personal protective equipment (PPE) sections of its general industry, shipyard employment, longshoring, and marine terminals standards regarding requirements for head protection. OSHA is updating the references in its standards to recognize the 2009 edition of the American National Standard for Industrial Head Protection, and is deleting the 1986 edition of that national consensus standard because it is out of date. OSHA also is including the construction industry in this rulemaking to ensure consistency among the Agency's standards. OSHA is publishing a direct final rule in today's Federal Register taking this same action.

DATES: Submit comments to this proposal (including comments to the information-collection (paperwork) determination described under the section titled Procedural Determinations), hearing requests, and other information by July 23, 2012. All submissions must bear a postmark or provide other evidence of the submission date. (The following section titled ADDRESSES describes methods available for making submissions.)

ADDRESSES: Submit comments, hearing requests, and other information as follows:

Electronic. Submit comments electronically to http://www.regulations.gov, which is the Federal eRulemaking Portal. Follow the instructions online for submitting comments.

Facsimile. OSHA allows facsimile transmission of comments and hearing requests that are 10 pages or fewer in length (including attachments). Send these documents to the OSHA Docket Office at (202) 693-1648; OSHA does not require hard copies of these documents. Instead of transmitting

Page 37618

facsimile copies of attachments that supplement these documents (e.g., studies, journal articles), commenters must submit these attachments to the OSHA Docket Office, Technical Data Center, Room N-2625, OSHA, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210. These attachments must clearly identify the sender's name, date, subject, and docket number (i.e., OSHA-2011-0184) so that the Agency can attach them to the appropriate document.

Regular mail, express delivery, hand (courier) delivery, and messenger service. Submit comments and any additional material (e.g., studies, journal articles) to the OSHA Docket Office, Docket No. OSHA-2011-0184 or RIN No. 1218-AC65, Technical Data Center, Room N-

2625, OSHA, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-2350. (OSHA's TTY number is (877) 889-5627.) Note that security-related procedures may result in significant delays in receiving comments and other written materials by regular mail. Please contact the OSHA Docket Office for information about security procedures concerning delivery of materials by express delivery, hand delivery, and messenger service. The hours of operation for the OSHA Docket Office are 8:15 a.m. to 4:45 p.m., e.t.

Instructions. All submissions must include the Agency name and the OSHA docket number (i.e., OSHA Docket No. OSHA-2011-0184). OSHA will place comments and other material, including any personal information, in the public docket without revision, and these materials will be available online at http://www.regulations.gov. Therefore, the Agency cautions commenters about submitting statements they do not want made available to the public, or submitting comments that contain personal information (either about themselves or others) such as Social Security numbers, birth dates, and medical data.

OSHA requests comments on all issues related to this proposal. It also welcomes comments on its findings that this proposal would have no negative economic, paperwork, or other regulatory impacts on the regulated community. This proposal is the companion document to a direct final rule published in the ``Rules'' section of today's Federal Register. If OSHA receives no significant adverse comment on the proposal or direct final rule, it will publish a Federal Register notice confirming the effective date of the direct final rule and withdrawing this companion proposed rule. The confirmation may include minor stylistic or technical corrections to the document. For the purpose of judicial review, OSHA considers the date that it confirms the effective date of the direct final rule to be the date of issuance. However, if the Agency receives significant adverse comment on the proposal or direct final rule, OSHA will publish a timely withdrawal of the direct final rule and proceed with the proposed rule, which addresses the same revisions to its head protection standards.

Docket. The electronic docket for this proposal established at http://www.regulations.gov lists most of the documents in the docket. However, some information (e.g., copyrighted material) is not publicly available to read or download through this Web site. All submissions, including copyrighted material, are accessible at the OSHA Docket Office. Contact the OSHA Docket Office for assistance in locating docket submissions.

FOR FURTHER INFORMATION CONTACT: General information and press inquiries: Contact Frank Meilinger, OSHA Office of Communications, Room N-3647, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-

1999.

Technical inquiries: Contact Kenneth Stevanus, Directorate of Standards and Guidance, Room N-3609, OSHA, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-

2260; fax: (202) 693-1663.

SUPPLEMENTARY INFORMATION: Copies of this Federal Register notice. Electronic copies of this Federal Register proposed rule are available at http://www.regulations.gov. This Federal Register notice, as well as news releases and other relevant information, also are available at OSHA's Web page at http://www.osha.gov.

Table of Contents

  1. Background

  2. Direct Final Rulemaking

  3. Summary and Explanation of Revisions to the Head Protection Standards

    1. Updating the General Industry and Maritime Industry Standards

    2. Updating the Construction Industry Standard

  4. Procedural Determinations

    1. Legal Considerations

    2. Preliminary Economic Analysis and Regulatory Flexibility Act Certification

    3. OMB Review Under the Paperwork Reduction Act of 1995

    4. Federalism

    5. State-Plan States

    6. Unfunded Mandates Reform Act of 1995

    7. Consultation and Coordination With Indian Tribal Governments

    8. Consultation With the Advisory Committee on Construction Safety and Health

  5. Authority and Signature

  6. Background

    Subpart I of OSHA's general industry standards contains design requirements for head protection (see 29 CFR 1910.135). OSHA has similar requirements in subpart I of part 1915 (Shipyard Employment), subpart E of part 1917 (Marine Terminals), subpart J of part 1918 (Longshoring), and subpart E of part 1926 (Construction). The general industry and maritime rules require that the specified head protection comply with national consensus standards incorporated by reference into the OSHA standards unless the employer demonstrates that non-specified head-protection equipment is at least as effective in protecting workers as equipment that complies with the incorporated national consensus standard. (See 29 CFR 1910.135(b)(2); 1915.155(b)(2); 1917.93(b)(2); 1918.103(b)(2).) These design provisions are part of comprehensive requirements to ensure that employees use personal protective equipment that will protect them from hazards in the workplace.

    As discussed in a previous Federal Register notice (69 FR 68283), OSHA is undertaking a series of projects to update its standards to incorporate the latest versions of national consensus and industry standards. These projects include updating or removing national consensus and industry standards referenced in existing OSHA standards, updating regulatory text of standards adopted directly by OSHA from the language of outdated consensus standards, and, when appropriate, replacing specific references to outdated national consensus and industry standards with performance-oriented requirements.

    On May 17, 2007, OSHA published a Notice of Proposed Rulemaking (NPRM) (72 FR 27771) entitled ``Updating OSHA Standards Based on National Consensus Standards; Personal Protective Equipment.'' The NPRM did not propose to revise construction industry standards covering personal protective equipment. The Agency received approximately 25 comments on the NPRM. On December 4, 2007, OSHA held an informal public hearing and received testimony from nine witnesses. Several of the commenters (Exs. OSHA-2007-0044-0021 and -0034) and witnesses (Tr. at 18-19 and 51-52) questioned the Agency's decision not to include the construction industry in this rulemaking. OSHA responded at the

    Page 37619

    hearing that it decided not to include the construction industry because of the size of the undertaking and OSHA's limited resources (Tr. at 18-19; see, also, 74 FR 46352).

    On September 9, 2009, OSHA published the final rule (74 FR 46350), which became effective October 9, 2009. However, OSHA did not include in the final rule a reference to the 2009 edition of the American National Standards Institute (ANSI) standard for industrial head protection (ANSI Z89.1) because this edition was not available to OSHA prior to the date (February 8, 2008) the administrative law judge who presided over the hearing closed the rulemaking record.

    This NPRM would update the references in 29 CFR 1910.135(b)(1), 1915.155(b)(1), 1917.93(b)(1), and 1918.103(b)(1) to recognize the 2009 edition of ANSI Z89.1, which is the most recent version of that standard. These revisions would allow use of helmets that comply with the three most recent editions of the consensus standard.

    In addition, this NPRM would remove the current references to ANSI Z89.1-1969 and ANSI Z89.2-1971 in 29 CFR 1926.100(b) and (c), and replace these outdated head-protection references with the same three editions of ANSI Z89.1 referenced in the general industry and maritime industry standards. This action addresses the comments received during the initial rulemaking cited above, and will ensure consistency in the Agency's standards. By making the requirements of OSHA's head protection standards consistent with the Agency's other standards and with current industry practices, this NPRM would eliminate confusion and clarify employer obligations, while providing up-to-date protection for workers exposed to falling objects.

  7. Direct Final Rulemaking

    In a direct-final rulemaking, an agency publishes a direct final rule in the Federal Register along with a statement that the rule will become effective unless the agency receives significant adverse comment within a specified period. The agency also publishes concurrently with the direct final rule an identical proposed rule. If the agency receives no significant adverse comment, the direct final rule becomes effective. If, however, the agency receives significant adverse comment, the agency withdraws the direct final rule and treats the comments as submissions on the proposed rule.

    OSHA uses direct final rules because it expects the rulemaking to be noncontroversial; provide protection to employees that is at least equivalent to the protection afforded to them by the outdated standard development organization standard; and impose no significant new compliance costs on employers (69 FR 68283, 68285). OSHA used direct final rules previously to update or, when appropriate, revoke references to outdated national consensus standards in OSHA rules (see, e.g., 69 FR 68283, 70 FR 76979, 71 FR 80843, and 76 FR 75782).

    For purposes of the direct final rule, a significant adverse comment is one that explains why the rule would be inappropriate, including challenges to the rule's underlying premise or approach. In determining whether a comment necessitates withdrawal of the direct final rule, OSHA will consider whether the comment raises an issue serious enough to warrant a substantive response in a notice-and-

    comment process. OSHA will not consider a comment recommending additional revisions to a rule to be a significant adverse comment unless the comment states why the direct final rule would be ineffective without the revisions. If OSHA receives a timely significant adverse comment, the Agency will publish a Federal Register notice withdrawing the direct final rule no later than 60 days after the publication date of the notice.

    This NPRM furthers the objectives of Executive Order 13563, which requires that the regulatory process ``promote predictability and reduce uncertainty'' and ``identify and use the best, most innovative, and least burdensome tools for achieving regulatory ends.'' As described below in this Federal Register notice, the revisions will make the requirements of OSHA's head protection standards consistent with current industry practices, thereby eliminating confusion and clarifying employer obligations. OSHA believes that these revisions do not compromise the safety of employees, but will enhance employee protection. Therefore, the Agency believes that updating and replacing the national consensus standards in its head protection standards is consistent with, and promotes the objectives of, Executive Order 13563.

  8. Summary and Explanation of Revisions to the Head Protection Standards

    1. Updating the General Industry and Maritime Industry Standards

      OSHA published the previous revision of the general industry and maritime head protection standards on September 9, 2009 (74 FR 46350), which became effective October 9, 2009. These revised standards permit compliance with ANSI Z89.1-2003, ANSI Z89.1-1997, or ANSI Z89.1-1986. Since OSHA published the previous revision, ANSI Z89.1-2009 has become available. This proposed rulemaking would update the references in 29 CFR 1910.135(b)(1), 1915.155(b)(1), 1917.93(b)(1), and 1918.103(b)(1) to recognize the 2009 edition of ANSI Z89.1.

      To determine the differences between the 2009 and 2003 editions of ANSI Z89.1, the Agency prepared a side-by-side comparison of the two editions; Table 1 provides the results of this comparison. As this table shows, the differences between these two editions of the consensus standard are the provisions in the 2009 edition permitting optional testing for helmets worn in the backwards position (``reverse wearing''), optional testing for helmets at colder temperatures than provided in previous editions, and optional testing for the high-

      visibility coloring of helmets. If manufacturers choose to evaluate their helmets using any of these three testing options, and the helmets pass the specified tests, then the manufacturer may mark the helmets accordingly. Section 7.3.1 of ANSI Z89.1-2009 adds the reverse-wearing testing option; various other sections include instructions regarding, or references to, the reverse-wearing testing option. Section 7.3.2 of the consensus standard adds the high-visibility testing option, and Table 1 of the consensus standard provides information about color measurements; various other sections of the consensus standard include instructions regarding, or references to, optional high-visibility testing. Section 8.4.1.2.1 of the consensus standard describes the preconditioning necessary to conduct helmet testing at lower temperatures than specified in previous editions of the consensus standard, and various other sections of the consensus standard contain additional information about such testing.

      Page 37620

      Table 1--Differences Between ANSI Z89.1-2003 and ANSI Z89.1-2009 \1\

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      Section No. in ANSI Z-

      89.1-2009 Description of differences

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      3........................ Adds definitions of ``manufacturer'' and

      ``test plaque.'' Removes definitions of

      ``cap'' and ``hat.''

      4........................ Adds a requirement that manufacturers mark

      helmets that meet the reverse-wearing

      requirements with a reverse-wearing mark.

      4.3...................... Adds a new, optional section, ``Reverse

      Wearing,'' that explains that reverse-

      wearing helmets must pass all testing

      requirements whether worn facing frontwards

      or backwards.

      6.1...................... Adds a requirement that manufacturer's

      instructions for helmets include

      instructions for reverse wearing if

      applicable.

      6.2...................... Adds instructions for marking helmets tested

      for reverse-donning, lower-temperature, and

      high-visibility capabilities.

      7.3.1.................... Adds new, optional section, ``Reverse

      Wearing,'' that permits marking helmets with

      the reverse-wearing symbol if those helmets

      pass specified tests when mounted in the

      reverse-wearing position.

      7.3.2.................... Adds new, optional section, ``High-

      Visibility,'' that permits marking helmets

      ``HV'' if those helmets have chromaticity

      and a total luminance factor at specified

      levels.

      Table 1.................. Adds new table, ``Color, High-Visibility

      Helmets,'' specifying the levels of

      referenced by 7.3.2.

      8.1.2.................... In this section, which addresses what

      headform size to use in testing, adds a

      provision that requires the testing facility

      to decide the most suitable size if the

      manufacturer does not do so.

      8.1.3.................... Adds a requirement that the testing facility

      establish a separate dynamic test line (DTL)

      for samples tested in the reverse-wearing

      position.

      8.2.1.................... Adds a requirement that the testing facility

      use a minimum of 36 test samples in

      compliance testing for helmets marked for

      reverse wearing.

      8.3.1.................... Adds instructions for positioning reverse-

      wearing samples for DTL marking.

      8.4.1.2.1................ Adds new section, ``Lower Temperatures,''

      that describes an optional procedure for

      preconditioning helmet samples at cold

      temperatures prior to testing.

      9.2.2.................... Removes ``vertical guard rail'' from the list

      of components that comprise the test

      apparatus used in force-transmission

      testing.

      9.2.3.................... For mounting samples for force-transmission

      testing, adds an instruction that the sample

      shall be ``oriented in the normal wearing

      position.'' Also adds instructions for

      mounting samples in the reverse-wearing

      position in preparation for force-

      transmission testing.

      9.3.2.................... Removes ``vertical guard rail'' from the list

      of components that comprise the test

      apparatus used in apex-penetration testing.

      9.4.2.................... Removes ``vertical guard rail'' from the list

      of components that comprise the test

      apparatus used in impact-energy attenuation

      testing.

      9.4.2.1.................. For mounting samples for impact-energy

      attenuation testing, adds an instruction

      that ``the test sample shall be mounted in

      its normal wearing position on the headform

      with the STL parallel to the basic plane of

      the headform.'' Adds instructions for

      mounting samples in the reverse-wearing

      position in preparation for impact-energy

      attenuation testing.

      9.5.3.................... For mounting samples before off-center

      penetration testing, adds an instruction

      that the sample shall be ``oriented in the

      normal wearing position.'' Adds instructions

      for mounting samples in the reverse-wearing

      position in preparation for off-center

      penetration testing.

      9.8...................... Adds a new section, ``High-Visibility

      Testing,'' that explains how to prepare a

      test sample for high-visibility testing, and

      how to measure the color of that sample.

      10....................... Moves the section ``Normative References,''

      which appeared in ANSI Z89.1-2003 as

      Appendix E, to the main text. Adds ``ASTM

      E1164-02 Colorimetry--Standard Practice for

      Obtaining Spectrophotometric Data for Object-

      Color Evaluation'' to the list of referenced

      standards.

      Table 3--Schedule of Revises Table 2 of ANSI Z89.1-2003 by:

      Tests. replacing various entries labeled ``Cold''

      with ``Cold or Lower Temperature''; for

      samples tested in the reverse-wearing

      position, adding entries force-transmission,

      impact-energy attenuation, and off-center

      penetration testing; and adding to the

      second, narrative page information about

      testing in the reverse-wearing position for

      Type I and Type II helmets.

      Appendices............... Adds the title ``Appendices'' and a notation

      that ``the following appendices are not

      part of American National Standard ANSI/ISEA

      Z89.1-2009, but are included for information

      only.''

      Appendix A............... Adds a statement to paragraph A7 that

      ``helmet decorations should not be used to

      obscure dents, cracks, non-manufactured

      holes, other penetrations, burns or other

      damages.''

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      \1\ This table provides only a summary of the differences between these

      two standards, and may not describe completely all of the differences

      between the standards or the content of any provision of the

      standards. Consult the published versions of the standards for an

      accurate determination of the differences between the standards.

      As shown in the comparison provided in Table 1, ANSI Z89.1-2009 also includes other differences from ANSI Z89.1-2003. These differences include: (1) Removing the definitions of ``cap'' and ``hat'' from the 2003 edition and inserting definitions of ``manufacturer'' and ``test plaque'' in the 2009 edition; (2) permitting the testing facility to determine an appropriate size of the headform if the manufacturer did not specify the size; (3) requiring orientation of test samples in the normal wearing position when conducting various test procedures; and (4) removing vertical guard rails from the lists of necessary components for specified test equipment.

      OSHA believes that it is consistent with the usual and customary practice of employers in the general and maritime industries to require use of head protection that complies with the 1997, 2003, or 2009 editions of ANSI Z89.1. Therefore, the Agency determined that incorporating ANSI Z89.1-2009 into 29 CFR 1910.135(b)(1), 1915.155(b)(1), 1917.93(b)(1), and 1918.103(b)(1) will not add a compliance burden for employers. OSHA invites the public to comment on whether the revisions in the 2009 edition of the consensus standard represent current industry practice.

    2. Updating the Construction Industry Standard

      The 2009 revision to the general industry and maritime industry personal protective equipment standards did not address the construction standards requiring personal protective equipment. Therefore, the construction standards at 29 CFR 1926.100(b) and (c) still require

      Page 37621

      compliance with ANSI Z89.1-1969 and ANSI Z89.2-1971, respectively. These consensus standards, which set forth requirements regarding different types of helmets now both addressed in Z89.1, are out of date.\1\

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      \1\ As noted earlier in Section I (``Background'') of in this Federal Register notice, OSHA did not include the construction industry in the previous rulemaking that updated the head-protection standards because of the size of the undertaking and OSHA's limited resources.

      ---------------------------------------------------------------------------

      In view of the limited useful life of protective helmets and the length of time (over 40 years) since OSHA last updated these standards, the Agency believes that no protective helmets currently are available or in use that manufacturers tested in accordance with the requirements of ANSI Z89.1-1969 and ANSI Z89.2-1971. To bring the construction standard up to date, and to ensure consistency across OSHA standards, OSHA is amending 29 CFR 1926.6 and 1926.100 to permit compliance with ANSI Z89.1-1997, ANSI Z89.1-2003, or ANSI Z89.1-2009.

      In reviewing ANSI Z89.1-2009, the Agency prepared side-by-side comparisons of the 2009 edition of ANSI Z89.1 with the 1969 edition of ANSI Z89.1 and the 1971 edition of ANSI Z89.2; Table 2 provides the results of these comparisons. ANSI-Z89.1-1969 addresses protective helmets of all types, except those helmets that protect employees from high-voltage electric shock and burns. ANSI Z89.2-1971 addresses protective helmets that protect employees from high-voltage electric shock and burns. ANSI subsequently combined the testing requirements of these standards in the 1997, 2003, and 2009 editions of ANSI Z89.1; therefore, these editions of ANSI Z89.1 address all types of helmets, including helmets that protect employees from falling-object and electrical hazards.

      As Table 2 demonstrates, the 2009 edition of the ANSI Z89.1 differs from ANSI Z89.1-1969 and ANSI Z89.2-1971. The 2009 edition defines Type I and Type II helmets by the areas of the head to which the helmets afford protection, rather than by whether the helmets have a brim. The 2009 edition also renames the classes of helmets tested for protection against electrical hazards (i.e., classes G, E, and C instead of A, B, and C), although it still bases helmet classification on the capacity of the helmet to protect employees from electrical hazards. In addition, the 2009 edition eliminates a fourth class of helmets used in fire fighting. Many requirements included in the 1969 and 1971 editions, such as requirements specifying the type of material manufacturers must use when making different components and specifications regarding helmet accessories, no longer appear in the 2009 edition. Most importantly, ANSI revised the performance requirements and test methods. Accordingly, the 2009 edition includes fundamental updates such as more and different types of test methods, and the use of different test equipment for performing these test methods. Other variations between the 2009 and 1969 and 1971 editions emanate from these fundamental updates.

      Table 2--Differences Between ANSI Z89.1-2009 and ANSI Z89.1-1969 and ANSI Z89.2-1971 \1\

      ----------------------------------------------------------------------------------------------------------------

      ANSI Z-89.1-2009 ANSI Z89.1-1969 ANSI Z89.2-1971

      ----------------------------------------------------------------------------------------------------------------

      1.1 Scope--Explains that the 1 Scope--Explains that the standard 1.1 Scope--Explains that the

      standard describes Types and establishes specifications for standard establishes specifications

      Classes, as well as testing and helmets that protect the heads of for helmets to protect the heads of

      performance requirements for occupational workers from impact electrical workers from impact and

      protective helmets. and penetration from falling and penetration from falling or flying

      flying objects, and from limited objects, and from high-voltage

      electric shock and burn, but does electric shock and burn.

      not include high-voltage protective

      helmets.

      1.2 Purpose--Explains that the No purpose section. 1.2 Purpose--Explains that the

      standard establishes minimum standard contains general,

      performance requirements for detailed, and physical requirements

      protective helmets that reduce the for the procurement of helmets that

      forces of impact and penetration, afford optimum protection for

      and that may provide protection electrical workers, and includes

      from electric shock. supplemental safety requirements

      recommended for authorities

      considering establishing

      regulations or codes concerning the

      use of protective helmets for

      electrical workers.

      1.3 Limitations--Explains the No limitations section. No limitations section.

      limitations of protective helmets

      that meet the requirements of the

      standard in preventing injuries.

      2 Compliance--Provides that ``any No compliance section. No compliance section.

      statement(s) of compliance with

      this standard shall mean that the

      product meets all applicable

      requirements for the Type and

      Class. It is specifically intended

      that partial utilization of this

      standard is prohibited.''

      Page 37622

      3 Definitions--Does not define 2 Definitions--Provides definitions 2 Definitions--Same definitions as

      ``sweatband'' or ``winter liner.'' for ``brim,'' chin strap,'' ``crown ANSI Z89.1-1969.

      Modifies slightly the definitions straps,'' ``headband,'' ``helmet,''

      of ``brim,'' ``crown strap,'' and ``nape strap,'' ``peak,''

      ``headband.'' Modifies the ``shell,'' ``suspension,''

      definitions of ``chin straps,'' ``sweatband,'' and ``winter

      ``helmet,'' ``nape strap,'' liner.''

      ``peak,'' ``shell,'' and

      ``suspension.'' Adds definitions of

      ``accessory,'' ``apex,'' ``basic

      plane,'' ``dynamic test line

      (DTL),'' ``flammability,''

      ``harness,'' ``manufacturer,''

      ``midsagittal plane,''

      ``positioning index,''

      ``projection,'' ``protective

      padding,'' ``reference plane,''

      ``reference headform,'' ``shall,''

      ``should,'' ``static test line

      (STL),'' ``test line,'' and ``test

      plaque.'' Removes definitions of

      ``sweatband'' and ``winter liner.''

      4 Types and Classes--Classifies 3 Types and Classes--Lists the 3 Types and Classes--Lists the

      helmets as either as Type I or Type following types and class: Type 1-- following types and classes: Type

      II, and either as meeting the Class Helmet, full brim, Type 2--Helmet, 1--Helmet, full brim, Type 2--

      G, E, or C electrical requirements. brimless with peak, and Class B-- Helmet, brimless, with peak, Class

      Also notes that manufacturers must High-voltage protection. No A--Limited voltage protection,

      mark helmets meeting the reverse- provisions comparable to 4.1 and Class C--No voltage protection, and

      wearing requirements accordingly. 4.2 of ANSI Z89.1-2009. Class D--Limited voltage

      protection, Fire Fighters' Service,

      Type 1, only. No provisions

      comparable to 4.1 and 4.2 of ANSI

      Z89.1-2009.

      4.1 Defines Type 1 helmets as

      helmets ``intended to reduce the

      force of impact resulting from a

      blow only to the top of the head,''

      and Type 2 helmets as helmets

      ``intended to reduce the force of

      impact resulting from a blow to the

      top or sides of the head.''

      4.2 Defines Class G (General)

      helmets as helmets ``intended to

      reduce the danger of contact with

      low voltage conductors,'' Class E

      (Electrical) helmets as helmets

      ``intended to reduce the danger of

      contact with higher voltage

      conductors,'' and Class C

      (Conductive) helmets as helmets

      ``not intended to provide

      protection against contact with

      electrical hazards.''

      4.3 Reverse Wearing--Helmets No reverse wearing option. No reverse wearing option.

      manufactured for reverse wearing

      must pass all optional testing

      requirements whether worn facing

      forward or backwards in accordance

      with the manufacturers'

      instructions.

      No materials section. 4 Materials--Provides general No materials section.

      specifications regarding materials

      used in helmets, such materials

      that are water resistant, slow

      burning, non-irritating to normal

      skin, and, for Class D helmets,

      fire resistant.

      No recommended supplemental No recommended supplemental 4 Recommended Supplemental

      requirements section. requirements section. Requirements--Describes

      requirements recommended for

      authorities considering

      establishing regulations or codes

      concerning the use of protective

      helmets for electrical workers,

      including when helmets are

      necessary, what minimum

      requirements they should meet, etc.

      No general requirements section. 5 General Requirements--Sets forth 5 General Requirements--Sets forth

      requirements regarding pieces of requirements regarding pieces of

      protective helmets, including its protective helmets, including its

      shell (5.1), headband (5.2), shell (5.2), headband (5.3),

      sweatband (5.2.1), and crown straps sweatband (5.3.1), and crown straps

      (5.3). (5.4).

      5 Accessories--Provides that 5.4 Accessories--Sets forth 5.5 Accessories--Sets forth

      ``accessories installed by the requirements regarding specific requirements regarding specific

      manufacturer shall not cause the helmet accessories: chin strap and helmet accessories: chin strap and

      helmet to fail the requirements of nape strap (5.4.1.), winter liners nape strap (5.5.1), winter liners

      this standard.'' (5.4.2), face shields and welding (5.5.2), and face shields (5.5.3).

      helmets (5.4.3), and lamp brackets

      (5.4.4).

      6.1 Instructions--Requires 5.5 Instructions--Provides that 5.6 Instructions--Provides only that

      instructions ``explaining the ``each helmet shall be ``each helmet shall be

      proper method of size adjustment, accompanied by instructions accompanied by instructions

      use, care, useful service life explaining the proper method of explaining the proper method of

      guidelines and, if applicable, adjusting the suspension and adjusting the suspension and

      reverse wearing.'' headband.'' headband.''

      Page 37623

      6.2 Marking--Requires that 5.6 Marking--Requires that 5.7 Marking--Requires only that

      manufacturers permanently mark manufacturers mark helmets with the helmets be marked with the name of

      helmets with the name of the name of the manufacturer, ``ANSI the manufacturer, ``ANSI Z89.2-

      manufacturer, the date of Z89.1-1969,'' and the Class. 1971,'' and ``Class B.'' Specifies

      manufacture, ``ANSI/ISEA Z89.1,'' Specifies the minimum size of the the minimum size of the markings.

      the Type and Class designations and markings.

      any applicable optional marking

      criteria, and the approximate

      headsize range. Specifies the

      minimum size of the markings.

      No separate, detailed requirements 6 Detailed Requirements--Provides 6 Detailed Requirements--Provides

      section. additional, specific requirements additional, specific requirements

      regarding the helmet's shell (6.1), regarding the helmet's shell (6.1),

      headband (6.2), sweatband (6.2.1), headband (6.2), sweatband (6.2.1),

      and crown straps (6.3). and crown straps (6.3).

      7 Performance Requirements--Sets 7 Physical Requirements--Sets forth 7 Physical Requirements--Sets forth

      forth test results required when test results required when testing test results required when testing

      testing facilities test Type I and facilities test Class A, Class C, facilities test Class B helmets for

      Type II helmets for flammability and Class D helmets, as applicable, insulation resistance (7.1), impact

      (7.1.1), force transmission for insulation resistance (not resistance (7.2), penetration

      (7.1.2), apex penetration (7.1.3), applicable to Class C helmets) resistance (7.3), weight (7.4),

      and electrical insulation (7.1), impact resistance (7.2), flammability (7.5), and water

      properties for Class G (7.1.4.1) penetration resistance (7.3), absorption (7.6).

      and Class E (7.1.4.2) ratings. weight (7.4), flammability (7.5),

      Additional testing for Type II and water absorption (7.6).

      helmets for impact-energy

      attenuation (7.2.1), off-center

      penetration (7.2.2), and chin-strap

      retention (7.2.3). Requirements for

      optional testing of reverse-wearing

      helmets (7.3.1) and high-visibility

      helmets (7.3.2).

      8 Selection and Preparation of Test 8 Methods of Test Methods of Test

      Samples

      8.1 Headforms--Provides instructions 8.1 Preparation of Samples--Requires 8.1 Preparation of Samples--Requires

      regarding the materials and size of that, for insulation resistance and that, for insulation resistance and

      headforms the testing facility is water absorption tests, the testing water absorption tests, the testing

      to use in each type of test; facility remove any coating over facility remove any coating over

      explains that reference test lines the sample helmets. Provides the sample helmets. Provides

      are necessary; and notes that temperatures and, in cases of temperatures and, in cases of

      various attached figures show the disagreement, humidity levels at disagreement, humidity levels at

      manner in which testing facilities which testing must occur. which testing must occur.

      are to mount headforms in

      preparation for each type of test.

      8.2 Test Samples--Explains how many

      samples are necessary for testing,

      refers to Table 3 for the order of

      testing, and provides temperatures

      and, in cases of disagreements,

      humidity levels at which testing

      must occur.

      8.3 Test Sample Markings--Requires

      the testing facility to mark test

      samples to indicate the location of

      reference test lines, and describes

      procedures for marking the dynamic

      test line (DTL) and static test

      line (STL).

      8.4 Helmet Preconditioning--

      Describes procedures for

      preconditioning test samples in

      hot, cold, optional lower

      temperatures, and wet conditions;

      this section also provides time

      limits after preconditioning for

      the test facility to conduct

      impact, penetration, and chin-strap

      retention tests.

      Page 37624

      9 Test Methods 8 Methods of Test--See Section 8.5 8 Methods of Test--See Section 8.5

      9.1 Flammability--For flammability (``Flammability'') below. (``Flammability Test'') below.

      testing, describes the method for 8.2 Insulation Resistance Test-- 8.2 Insulation Resistance Test--

      preparing (marking) test samples, Describes components of the test Describes components of the test

      components of the test apparatus, apparatus, mounting specimens, test apparatus, mounting of specimens,

      calibration, test procedures, and procedures, and reporting results. test procedures, and reporting

      recording results. 8.3 Impact Resistance Tests-- results.

      9.2 Force Transmission--For force- Describes components of the test 8.3 Impact Resistance Tests--

      transmission testing, describes the apparatus, mounting specimens, test Describes components of the test

      test method for preparing procedures, and reporting results. apparatus, mounting specimens, test

      (conditioning) test samples, 8.4 Penetration Resistance-- procedures for the impact-

      components of the test apparatus, Describes the components of the absorption test and mechanical-

      mounting samples, calibration, test test apparatus, mounting specimens, proof test, and reporting results.

      procedures, and recording results. test procedures, and reporting 8.4 Penetration Resistance Test--

      9.3 Apex Penetration--Describes the results. Describes the components of the

      test method for preparing 8.5 Flammability--Describes the test test apparatus, mounting specimens,

      (conditioning) test samples, method to determine conformance test procedures, and reporting

      components of the test apparatus, with 7.5 (using ASTM D635-68), results.

      mounting samples, calibration, test preparing specimens, mounting 8.5 Flammability Test--Describes the

      procedures, and recording results. specimens, test procedure, and test method to determine

      9.4 Impact Energy Attenuation-- reporting results. conformance with 7.5 (using ANSI

      Describes methods for preparing 8.6 Water Absorption--Describes the K.65.21-1969/ASTM D 635-1969, and

      (marking and conditioning) test components of the test apparatus, provides instructions for reporting

      samples, components of the test mounting specimens, test results.

      apparatus, methods for mounting procedures, and reporting results. 8.6 Water Absorption Test--Describes

      samples, the impact anvil, the test the components of the test

      headform, the accelerometer, apparatus, mounting specimens, test

      calibration, test procedures, and procedures, and reporting results.

      recording results.

      9.5 Off Center Penetration--

      Describes methods for preparing

      (marking and conditioning) test

      samples, components of the test

      apparatus, methods for mounting

      samples, calibration, test

      procedures, and recording results.

      9.6 Chin Strap Retention (Type II

      only)--Describes methods for

      preparing (conditioning) test

      samples, components of the test

      apparatus, calibration, test

      procedures, and recording results.

      9.7 Electrical Insulation--Describes See Section 8.2 (``Insulation See Section 8.2 (``Insulation

      methods for preparing test samples Resistance Test'') above. Resistance Test'') above.

      (for Class E only, force-

      transmission test, one conditioned

      hot and one conditioned cold),

      components of the test apparatus,

      calibration, test procedures

      (separately for Class G and Class E

      helmets), and recording results.

      9.8 High-Visibility Testing--

      Describes procedures for sampling

      and conditioning test plaques, and

      determining color.

      10 Normative References--Provides No section on reference standards. 9 Revision of American National

      complete citations for standards on Standards Referred to in This

      colorimetry, headforms, and Document--Notes that recently

      instrumentation referenced in ANSI published ANSI standards supersede

      Z89.1-2009. the ANSI standards on flammability

      testing, and eye and face

      protection, referenced in ANSI

      Z89.2-1971.

      Table 1 Color, High-Visibility No comparable table. No comparable table.

      Helmets--Provides information about

      chromaticity and minimum total

      luminance factors.

      Table 2 Sizing Chart--Provides No comparable table. Table 1 Comparative Hat and Cap

      sizing guidance for 17 head-band Sizes--Provides sizing guidance for

      sizes ranging from 6\1/2\ to 8\1/2\ 13 head-band sizes ranging from 6\1/

      inches. 2\ to 8 inches.

      No comparable tables. Table 1 Transmitted Forces in Table 2 Transmitted Forces in

      Pounds--Provides force values based Pounds--Provides force values based

      on Brinell hardness numbers and the on Brinell hardness numbers and the

      diameter of the impression. diameter of the impression.

      Table 3 Schedule of Tests--Lists for No comparable table. No comparable table.

      each combination of test method and

      type of preconditioning, the

      minimum number of samples, test

      sample numbers, and test sequence

      for each helmet type and class.

      Also provides additional

      instructions regarding testing each

      type and class of helmet.

      Figure 1--Diagram of the ISO No comparable figure. No comparable figure.

      headform, with dimensions for sizes

      E, J, and M of the headform.

      Page 37625

      No comparable figure. Figure 1--Schematic of a Brinell Figure 1--Schematic of a Brinell

      Hardness Penetrator Assembly. Hardness Penetrator Assembly.

      Figure 2--Diagram of the proper No comparable figure.\2\ No comparable figure.\2\

      location of the Dynamic Test Line.

      No comparable photograph. Figure 2--Photograph of a suggested Figure 2--Photograph of a suggested

      apparatus for the measurement of apparatus for the measurement of

      crown clearance. crown clearance.

      Figure 3--Diagram of the headform No comparable figure. No comparable figure.

      used for force-transmission

      testing.

      Figure 4--Diagram of a typical No comparable figure. No comparable figure.

      impact-energy attenuation headform

      fixture.

      Figure 5--Diagram of a typical No comparable figure. No comparable figure.

      penetration headform fixture.

      Figure 6--Diagram of a chin-strap- No comparable figure. No comparable figure.

      retention test apparatus.

      Figure 7--Diagram of a typical force- No comparable figure. No comparable figure.

      transmission test apparatus.

      Figure 8--Diagram of a typical No comparable figure. No comparable figure.

      penetration test apparatus.

      Figure 9--Diagram of a typical No comparable figure. No comparable figure.

      penetrator.

      Figure 10--Diagram of a typical No comparable figure. No comparable figure.

      impact-energy attenuation test

      apparatus.

      Figure 11--Diagram of the proper No comparable figure.\3\ No comparable figure.\3\

      location of the Static Test Line.

      Figure 12--Diagram of a flammability No comparable figure. No comparable figure.

      test apparatus.

      Appendix A Recommendations, Appendix A1 Recommendations Appendix Recommendations and

      Cautions, Use, and Care--Provides Concerning Equipment--Provides Precautions Concerning Helmet Use

      guidance regarding instructions and guidance regarding tying laces, and Maintenance--Provides guidance

      warnings on helmets, fitting, painting and cleaning shells, regarding tying laces, cleaning

      cleaning, painting, and inspecting periodic inspection of shells and shells, periodic inspection of

      helmets, limitations of helmet helmet components for damage and shells and helmet components for

      protection (i.e., conditions that wear (including removal from damage and wear (including removal

      may reduce the protection afforded service when necessary), from service when necessary),

      by helmets), precautions to use limitations of helmet protection limitations of helmet protection

      when handling helmets, and safe (i.e., conditions that may reduce (i.e., conditions that may reduce

      conditions (i.e., that impact, the protection afforded by the protection afforded by

      penetration, and electrical- helmets), sizes (i.e., the helmets), sizes (i.e., the

      insulation testing does not provision of extra-small and extra- provision of extra-small and extra-

      indicate safe impact- and voltage- large helmet sizes by large helmet sizes by

      exposure levels for industrial manufacturers), and precautions to manufacturers), precautions to use

      workers). use when handling helmets). when handling helmets, safe

      voltages (i.e., that the

      ``mechanical proof test'' and

      ``minimum breakdown voltage test''

      do not indicate safe voltage levels

      for using insulating safety

      headgear), and inspection (i.e.,

      use of periodic visual inspections

      and electrical tests to detect

      conditions of helmets that may

      impair their dielectric strength).

      Appendix B Electrical Insulation No comparable appendix. No comparable appendix.

      Testing--Describes equipment

      guidelines and precautions for high-

      voltage test equipment.

      Appendix C Force Transmission No comparable appendix. No comparable appendix.

      Testing--Provides design and

      performance specifications for

      equipment used in force-

      transmission testing, calibration

      procedures for this test equipment

      (including force-measuring systems

      and velocity-measuring systems),

      and a procedure for determining the

      repeatability value the impactor

      (and specifications for acceptable

      values).

      Appendix D Impact Energy Attenuation No comparable appendix. No comparable appendix.

      Testing--Provides design and

      performance specifications for

      equipment used in impact-energy

      attenuation testing.

      Appendix E Test Equipment Sources-- No comparable appendix. No comparable appendix.

      Provides a list of sources for

      suitable test equipment.

      ----------------------------------------------------------------------------------------------------------------

      \1\ This table provides only a summary of the differences among these three standards, and may not describe

      completely all of the differences among the standards or the content of any provision of the standards.

      Consult the published versions of the standards for an accurate determination of the differences among the

      standards.

      \2\ No provision of the standard addresses the Dynamic Test Line.

      \3\ No provision of the standard addresses the Static Test Line.

      Page 37626

      OSHA believes that it is consistent with the usual and customary practice of employers in the construction industry to require use of head protection that complies with ANSI Z89.1-2009, ANSI Z89.1-2003, or ANSI Z89.1-1997. OSHA further believes that the provisions of ANSI Z89.1-1969 and ANSI Z89.2-1971 are outdated, and employers in the industry are not using head protection that complies with the testing requirements of these outdated standards. Accordingly, the Agency determined that incorporating these editions of ANSI Z89.1 consensus standards for head protection into 29 CFR 1926.100(b) does not add a compliance burden for employers. OSHA invites the public to comment on whether use of head protection compliant with ANSI Z89.1-2009, ANSI Z89.1-2003, or ANSI Z89.1-1997 represents current industry practice.

      Paragraph (b)(2) of the proposed head protection standard for construction (see Sec. 1926.100 (Head protection) below) addresses the requirement for the employer to ensure that the head protection provided for each employee exposed to high-voltage electric shock and burns also meets the specifications contained in Section 9.7 (``Electrical Insulation'') of any of the consensus standards identified in proposed paragraph (b)(1) of this section. This requirement updates paragraph (c) of existing Sec. 1926.100, which references outdated ANSI Z89.2-1971 (``Safety Requirements for Industrial Protective Helmets for Electrical Workers, Class B''). ANSI subsequently discontinued this separate consensus standard and included its provisions in ANSI Z89.1 beginning with the 1981 edition of ANSI Z89.1. OSHA is including paragraph (b)(2) in this NPRM to emphasize that employers must ensure that each employee exposed to the hazards of high-voltage electric shock and burns wears head protection that complies with the electrical-insulation testing requirements specified in Section 9.7 of the 1997, 2003, or 2009 editions of ANZI Z89.1, in addition to the requirements in those consensus standards that test helmets for protection against falling-object hazards under various conditions.

      In addition to updating the references to ANSI Z89.1, OSHA is adding a provision to the construction standard that permits an employer to use head protection that is not manufactured in accordance with one of the incorporated ANSI Z89.1 consensus standards if the employer can demonstrate that the head protection it selects protects employees at least as effectively as head protection tested and constructed in accordance with one of the incorporated ANSI Z89.1 standards. Currently, the construction standard does not include such a provision. However, the general industry and maritime industry standards do include such a provision (e.g., Sec. 1910.135(b)(2)). Therefore, to allow flexibility and ensure consistency across standards, OSHA also is adding identical language to the construction standard.

      In conclusion, OSHA examined the standards for head protection issued by ANSI over the last 40 years, and found that these standards reflect the state of the art in terms of design safety that existed when ANSI issued them. However, OSHA also found improvements in the design-safety requirements of each successive edition of these standards that would enhance employee protection from falling-object and electrical hazards.

  9. Procedural Determinations

    1. Legal Considerations

      The purpose of the Occupational Safety and Health Act of 1970 (OSH Act), 29 U.S.C. 651 et seq., is to achieve to the extent possible safe and healthful working conditions for all employees. 29 U.S.C. 651(b). To achieve this goal, Congress authorized the Secretary of Labor to promulgate and enforce occupational safety and health standards. 29 U.S.C. 654(b), 655(b). A safety or health standard is a standard that ``requires conditions, or the adoption or use of one or more practices, means, methods, operations, processes reasonably necessary or appropriate to provide safe or healthful employment or places of employment.'' 29 U.S.C. 652(8). A standard is reasonably necessary or appropriate within the meaning of Section 652(8) of the OSH Act when a significant risk of material harm exists in the workplace and the proposed standard would substantially reduce or eliminate that workplace risk. See Industrial Union Department, AFL-CIO v. American Petroleum Institute, 448 U.S. 607 (1980). OSHA already determined that requirements for head protection, including design requirements, are reasonably necessary or appropriate within the meaning of Section 652(8).

      This NPRM neither reduces employee protection nor alters an employer's obligations under the existing standards. OSHA believes that, under this NPRM, employers would be able to continue to use the same equipment they are using currently to meet their compliance obligation under the existing standards' design-criteria requirements. This NPRM would provide employers with additional options for meeting the design-criteria requirements for head protection--options most employers already are using. Therefore, this NPRM would not alter the substantive protection that employers must provide to employees and the compliance burdens on employers. Accordingly, OSHA need not, in this rulemaking, determine significant risk or the extent to which this NPRM would reduce that risk, as typically required by Industrial Union Department.

    2. Preliminary Economic Analysis and Regulatory Flexibility Act Certification

      OSHA preliminarily determined that this NPRM is not economically significant within the context of Executive Order 12866, or a major rule under the Unfunded Mandates Reform Act or Section 801 of the Small Business Regulatory Enforcement Fairness Act. In addition, this NPRM complies with Executive Order 13563. The rulemaking imposes no additional costs on any private or public sector entity, and does not meet any of the criteria for an economically significant or major rule specified by the Executive Order or relevant statutes.

      This rulemaking allows employers increased flexibility in choosing head protection for employees. However, this NPRM would not require an employer to update or replace its head protection solely as a result of this proposed rule if the head protection currently in use meets the revised standards. Furthermore, because the rule would impose no costs, OSHA certifies that it will not have a significant economic impact on a substantial number of small entities.

    3. OMB Review Under the Paperwork Reduction Act of 1995

      OSHA preliminarily determined that this NPRM would not impose new information-collection requirements for purposes of the Paperwork Reduction Act of 1995, 44 U.S.C. 3501-30. Accordingly, the Agency does not have to prepare an Information Collection Request in association with this NPRM.

      Members of the public may respond to this paperwork determination by sending their written comments to the Office of Information and Regulatory Affairs, Attn: OSHA Desk Officer (RIN 1218-AC08), Office of Management and Budget, Room 10235, 725 17th Street NW., Washington, DC 20503. The Agency encourages commenters to submit these comments to the rulemaking docket, along with their comments on other parts of this NPRM. For instructions on submitting these comments and accessing the docket, see

      Page 37627

      the sections of this Federal Register notice titled DATES and ADDRESSES. However, OSHA will not consider any comment received on this paperwork determination to be a ``significant adverse comment'' as specified above under Section II (``Direct Final Rulemaking'').

      To make inquiries, or to request other information, contact Mr. Todd Owen, Directorate of Standards and Guidance, OSHA, Room N-3609, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone (202) 693-2222.

    4. Federalism

      OSHA reviewed this NPRM in accordance with the Executive Order on Federalism (Executive Order 13132, 64 FR 43255, August 10, 1999), which requires that agencies, to the extent possible, refrain from limiting state policy options, consult with states prior to taking any actions that would restrict state policy options, and take such actions only when clear constitutional authority exists and the problem is national in scope. Executive Order 13132 provides for preemption of state law only with the expressed consent of Congress. Agencies must limit any such preemption to the extent possible.

      Under Section 18 of the Occupational Safety and Health Act of 1970 (OSH Act; 29 U.S.C. 667), Congress expressly provides that states may adopt, with Federal approval, a plan for the development and enforcement of occupational safety and health standards; states that obtain Federal approval for such a plan are referred to as ``State-Plan States.'' (29 U.S.C. 667.) Occupational safety and health standards developed by State-Plan States must be at least as effective in providing safe and healthful employment and places of employment as the Federal standards. Subject to these requirements, State-Plan States are free to develop and enforce under state law their own requirements for occupational safety and health standards.

      While OSHA drafted this NPRM to protect employees in every state, Section 18(c)(2) of the Act permits State-Plan States and U.S. Territories to develop and enforce their own standards for the design of head protection provided these requirements are at least as effective in providing safe and healthful employment and places of employment as the requirements specified in this NPRM.

      In summary, this NPRM complies with Executive Order 13132. In states without OSHA-approved state plans, this rulemaking limits state policy options in the same manner as other OSHA standards. In State-

      Plan States, this rulemaking does not significantly limit state policy options because, as explained in the following section, State-Plan States do not have to adopt the direct final rule.

    5. State-Plan States

      When Federal OSHA promulgates a new standard or amends an existing standard to be more stringent than it was previously, the 27 states or U.S. territories with their own OSHA-approved occupational safety and health plans must revise their standards to reflect the new standard or amendment, or show OSHA why such action is unnecessary, e.g., because an existing state standard covering this area is at least as effective as the new Federal standard or amendment. 29 CFR 1953.5(a). In this regard, the state standard must be at least as effective as the final Federal rule. State-Plan States must adopt the Federal standard or complete their own standard within six months of the publication date of the final Federal rule. When OSHA promulgates a new standard or amendment that does not impose additional or more stringent requirements than the existing standard, State-Plan States need not amend their standards, although OSHA may encourage them to do so. The following 22 states and U.S. territories have OSHA-approved occupational safety and health plans that apply only to private-sector employers: Alaska, Arizona, California, Hawaii, Indiana, Iowa, Kentucky, Maryland, Michigan, Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto Rico, South Carolina, Tennessee, Utah, Vermont, Virginia, Washington, and Wyoming. In addition, Connecticut, Illinois, New Jersey, New York, and the Virgin Islands have OSHA-

      approved State Plans that apply only to state and local government employees.

      With regard to this NPRM, it will not impose any additional or more stringent requirements on employers compared to existing OSHA standards. Through this rulemaking, OSHA is updating the references in its standards to recognize the recent edition of the applicable national consensus standard, and deleting outdated editions of the national consensus standards referenced in its existing head protection standards. This NPRM does not require employers to update or replace their head-protection equipment solely as a result of this rulemaking if the equipment currently in use meets the requirements of this NPRM. OSHA believes that removing references to ANSI Z89.1-1969 and -1986, and ANSI Z89.2-1971, will have no effect on employers because, in view of the limited useful life of protective helmets, the Agency assumes that no protective helmets currently are available or in use that manufacturers tested in accordance with these consensus standards.

      Therefore, this NPRM does not require action under 29 CFR 1953.5(a), and State-Plan States would not need to adopt this rule or show OSHA why such action is unnecessary. However, to the extent these State-Plan States have the same standards as the OSHA standards affected by this NPRM, OSHA encourages them to adopt the amendments.

    6. Unfunded Mandates Reform Act

      OSHA reviewed this NPRM according to the Unfunded Mandates Reform Act of 1995 (UMRA; 2 U.S.C. 1501 et seq.) and Executive Order 12875 (58 FR 58093, Oct. 28, 1993). 75 FR at 48130. As discussed above in Section IV.B (``Preliminary Economic Analysis and Regulatory Flexibility Certification'') of this preamble, OSHA determined that this NPRM would impose no additional costs on any private-sector or public-sector entity. Accordingly, this NPRM would require no additional expenditures by either public or private employers.

      As noted above under Section IV.E (``State-Plan States'') of this preamble, OSHA standards do not apply to state or local governments except in states that elected voluntarily to adopt an OSHA-approved state plan. Consequently, this NPRM does not meet the definition of a ``Federal intergovernmental mandate'' (see Section 421(5) of the UMRA (2 U.S.C. 658(5)). Therefore, for the purposes of the UMRA, OSHA certifies that this NPRM does not mandate that state, local, or tribal governments adopt new, unfunded regulatory obligations, or increase expenditures by the private sector of more than $100 million in any year.

    7. Consultation and Coordination With Indian Tribal Governments

      OSHA reviewed this NPRM in accordance with Executive Order 13175, 65 FR 67,249 (Nov. 9, 2000), and determined that it would not have ``tribal implications'' as defined in that order. This NPRM would not have substantial direct effects on one or more Indian tribes, on the relationship between the Federal government and Indian tribes, or on the distribution of power and responsibilities between the Federal government and Indian tribes.

      Page 37628

    8. Consultation With the Advisory Committee on Construction Safety and Health

      Under 29 CFR parts 1911 and 1912, OSHA must consult with the Advisory Committee on Construction Safety and Health (ACCSH or ``the Committee''), established pursuant to Section 107 of the Contract Work Hours and Safety Standards Act (40 U.S.C. 3701 et seq.), in setting standards for construction work. Specifically, Sec. 1911.10(a) requires the Assistant Secretary to provide ACCSH with a draft proposed rule (along with pertinent factual information), and give the Committee an opportunity to submit recommendations. See also Sec. 1912.3(a) (``Whenever occupational safety or health standards for construction activities are proposed, the Assistant Secretary for Occupational Safety and Health shall consult the Advisory Committee.'').

      On December 15, 2011, OSHA presented a draft of this NPRM to ACCSH, as well as tables comparing the provisions of the outdated reference standards with the provisions of the recent editions of ANSI Z89.1. OSHA then explained that the rule would update the references to ANSI Z89.1 and Z89.2 in the current construction standard. The ACCSH subsequently recommended that OSHA pursue this rulemaking and replace the outdated references to ANSI Z89.1-1969 in the current construction standard for head protection with references to the 1997, 2003, and 2009 editions of ANSI Z89.1, and replace the outdated reference to ANSI Z89.2-1971 with the 2009 edition of ANSI Z89.1. (A transcription of these proceedings is available at Ex. Docket No. OSHA-2011-0124-0025, pp. 237-245.)

  10. Authority and Signature

    David Michaels, Assistant Secretary of Labor for Occupational Safety and Health, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210, authorized the preparation of this NPRM. OSHA is issuing this NPRM pursuant to 29 U.S.C. 653, 655, 657, 5 U.S.C. 553, Secretary of Labor's Order 1-2012 (77 FR 3912), and 29 CFR part 1911.

    List of Subjects in 29 CFR Parts 1910, 1915, 1917, 1918, and 1926

    Head protection, Occupational safety and health, Safety.

    Signed at Washington, DC, on June 14, 2012.

    David Michaels,

    Assistant Secretary of Labor for Occupational Safety and Health.

    Amendments to Standards

    For the reasons stated above in the preamble, the Occupational Safety and Health Administration proposes to amend 29 CFR parts 1910, 1915, 1917, 1918, and 1926 as follows:

    PART 1910--AMENDED

    Subpart A--Amended

    1. Revise the authority citation for subpart A of part 1910 to read as follows:

    Authority: 29 U.S.C. 653, 655, 657; Secretary of Labor's Order Numbers 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR 31159), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable.

    Sections 1910.6, 1910.7, 1910.8 and 1910.9 also issued under 29 CFR 1911. Section 1910.7(f) also issued under 31 U.S.C. 9701, 29 U.S.C. 9a, 5 U.S.C. 553; Public Law 106-113 (113 Stat. 1501A-222); Pub. L. 11-8 and 111-317; and OMB Circular A-25 (dated July 8, 1993) (58 FR 38142, July 15, 1993).

    2. Amend Sec. 1910.6 by revising paragraphs (e)(71) through (e)(73) to read as follows:

    Sec. 1910.6 Incorporation by reference.

    * * * * *

    (e) * * *

    (71) American National Standards Institute (ANSI) Z89.1-2009, American National Standard for Industrial Head Protection, approved January 26, 2009; IBR approved for Sec. 1910.135(b)(1)(i). Copies of ANSI Z89.1-2009 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (72) American National Standards Institute (ANSI) Z89.1-2003, American National Standard for Industrial Head Protection; IBR approved for Sec. 1910.135(b)(1)(ii). Copies of ANSI Z89.1-2003 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-

    1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (73) American National Standards Institute (ANSI) Z89.1-1997, American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements; IBR approved for Sec. 1910.135(b)(1)(iii). Copies of ANSI Z89.1-1997 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    * * * * *

    3. Amend Sec. 1910.135 by revising paragraph (b)(1) to read as follows:

    Sec. 1910.135 Head protection.

    * * * * *

    (b) Criteria for head protection. (1) Head protection must comply with any of the following consensus standards:

    (i) American National Standards Institute (ANSI) Z89.1-2009, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1910.6;

    (ii) American National Standards Institute (ANSI) Z89.1-2003, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1910.6; or

    (iii) American National Standards Institute (ANSI) Z89.1-1997, ``American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements,'' incorporated by reference in Sec. 1910.6.

    * * * * *

    PART 1915--AMENDED

    4. The authority citation for part 1915 continues to read as follows:

    Authority: 33 U.S.C. 941; 29 U.S.C. 653, 655, 657; Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable.

    Section 1915.100 also issued under 49 U.S.C. 1801-1819 and 5 U.S.C. 553.

    Sections 1915.120 and 1915.152 of 29 CFR also issued under 29 CFR 1911.

    Subpart A--Amended

    5. Amend Sec. 1915.5 by revising paragraphs (d)(1)(ix)through (d)(1)(xi) to read as follows:

    Sec. 1915.5 Incorporation by reference.

    * * * * *

    (d)(1) * * *

    (ix) American National Standards Institute (ANSI) Z89.1-2009, American National Standard for Industrial Head Protection, approved January 26, 2009; IBR approved for Sec. 1915.155(b)(1)(i). Copies of ANSI Z89.1-2009 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone:

    Page 37629

    703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (x) American National Standards Institute (ANSI) Z89.1-2003, American National Standard for Industrial Head Protection; IBR approved for Sec. 1915.155(b)(1)(ii). Copies of ANSI Z89.1-2003 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-

    1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (xi) American National Standards Institute (ANSI) Z89.1-1997, American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements; IBR approved for Sec. 1915.155(b)(1)(iii). Copies of ANSI Z89.1-1997 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    * * * * *

    6. Amend Sec. 1915.155 by revising paragraph (b)(1) to read as follows:

    Sec. 1915.155 Head protection.

    * * * * *

    (b) Criteria for protective helmets. (1) Head protection must comply with any of the following consensus standards:

    (i) American National Standards Institute (ANSI) Z89.1-2009, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1915.5;

    (ii) American National Standards Institute (ANSI) Z89.1-2003, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1915.5; or

    (iii) American National Standards Institute (ANSI) Z89.1-1997, ``American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements,'' incorporated by reference in Sec. 1915.5.

    * * * * *

    PART 1917--AMENDED

    7. Revise the authority citation for part 1917 to read as follows:

    Authority: 33 U.S.C. 941; 29 U.S.C. 653, 655, 657; Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 7 FR 3912),as applicable; and 29 CFR 1911.

    Section 1917.28 also issued under 5 U.S.C. 553.

    Section 1917.29 also issued under 49 U.S.C. 1801-1819 and 5 U.S.C. 553.

    Subpart A--Amended

    8. Amend Sec. 1917.3 by revising paragraphs (b)(9) through (b)(11) to read as follows:

    Sec. 1917.3 Incorporation by reference.

    (b) * * *

    (9) American National Standards Institute (ANSI) Z89.1-2009, American National Standard for Industrial Head Protection, approved January 26, 2009; IBR approved for Sec. 1917.93(b)(1)(i). Copies of ANSI Z89.1-2009 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (10) American National Standards Institute (ANSI) Z89.1-2003, American National Standard for Industrial Head Protection; IBR approved for Sec. 1917.93(b)(1)(ii). Copies of ANSI Z89.1-2003 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-

    1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (11) American National Standards Institute (ANSI) Z89.1-1997, American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements; IBR approved for Sec. 1917.93(b)(1)(iii). Copies of ANSI Z89.1-1997 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    * * * * *

    Subpart E--Amended

    9. Amend Sec. 1917.93 by revising paragraph (b)(1) to read as follows:

    Sec. 1917.93 Head protection.

    * * * * *

    (b)(1) The employer must ensure that head protection complies with any of the following consensus standards:

    (i) American National Standards Institute (ANSI) Z89.1-2009, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1917.3;

    (ii) American National Standards Institute (ANSI) Z89.1-2003, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1917.3; or

    (iii) American National Standards Institute (ANSI) Z89.1-1997, ``American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements,'' incorporated by reference in Sec. 1917.3.

    * * * * *

    PART 1918--AMENDED

    10. Revise the authority citation for part 1918 to read as follows:

    Authority: 33 U.S.C. 941; 29 U.S.C. 653, 655, 657; Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable; and 29 CFR 1911.

    Section 1918.90 also issued under 5 U.S.C. 553.

    Section 1918.100 also issued under 49 U.S.C. 1801-1819 and 5 U.S.C. 553.

    Subpart A--Amended

    11. Amend Sec. 1918.3 by revising paragraphs (b)(9) through (b)(11) to read as follows:

    Sec. 1918.3 Incorporation by reference.

    * * * * *

    (b) * * *

    (9) American National Standards Institute (ANSI) Z89.1-2009, American National Standard for Industrial Head Protection, approved January 26, 2009; IBR approved for Sec. 1918.103(b)(1)(i). Copies of ANSI Z89.1-2009 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (10) American National Standards Institute (ANSI) Z89.1-2003, American National Standard for Industrial Head Protection; IBR approved for Sec. 1918.103(b)(1)(ii). Copies of ANSI Z89.1-2003 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-

    1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    (11) American National Standards Institute (ANSI) Z89.1-1997, American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements; IBR approved for Sec. 1918.103(b)(1)(iii). Copies of ANSI Z89.1-1997 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

    * * * * *

    Page 37630

    Subpart J--Amended

    12. Amend Sec. 1918.103 by revising paragraph (b)(1) to read as follows:

    Sec. 1918.103 Head protection.

    * * * * *

    (b)(1) The employer must ensure that head protection complies with any of the following consensus standards:

    (i) American National Standards Institute (ANSI) Z89.1-2009, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1918.3;

    (ii) American National Standards Institute (ANSI) Z89.1-2003, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1918.3; or

    (iii) American National Standards Institute (ANSI) Z89.1-1997, ``American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements,'' incorporated by reference in Sec. 1918.3.

    * * * * *

    PART 1926--AMENDED

    A--General Amended

    13. Revise the authority citation for subpart A of part 1926 to read as follows:

    Authority: 40 U.S.C. 333; 29 U.S.C. 653, 655, 657; Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 6-96 (62 FR 111), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable; and 29 CFR part 1911.

    14. Amend Sec. 1926.6 as follows:

    1. Revise paragraphs (h)(28) and (h)(29).

    2. Add new paragraph (h)(30).

      Sec. 1926.6 Incorporation by reference.

      * * * * *

      (h) * * *

      (28) American National Standards Institute (ANSI) Z89.1-2009, American National Standard for Industrial Head Protection, approved January 26, 2009; IBR approved for Sec. 1926.100(b)(1)(i). Copies of ANSI Z89.1-2009 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

      (29) American National Standards Institute (ANSI) Z89.1-2003, American National Standard for Industrial Head Protection; IBR approved for Sec. 1926.100(b)(1)(ii). Copies of ANSI Z89.1-2003 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-

      1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

      (30) American National Standards Institute (ANSI) Z89.1-1997, American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements; IBR approved for Sec. 1926.100(b)(1)(iii). Copies of ANSI Z89.1-1997 are available for purchase only from the International Safety Equipment Association, 1901 North Moore Street, Arlington, VA 22209-1762; telephone: 703-525-1695; fax: 703-528-2148; Web site: www.safetyequipment.org.

      * * * * *

      Subpart E--Amended

      15. Revise the authority citation for subpart E of part 1926 to read as follows:

      Authority: 40 U.S.C. 333; 29 U.S.C. 653, 655, 657; Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable; and 29 CFR part 1911.

      16. Amend Sec. 1926.100 as follows:

    3. Add paragraphs (b)(1) through (b)(3).

    4. Remove paragraph (c).

      Sec. 1926.100 Head protection.

      * * * * *

      (b) * * *

      (1) The employer must provide each employee with head protection that meets the specifications contained in any of the following consensus standards:

      (i) American National Standards Institute (ANSI) Z89.1-2009, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1926.6;

      (ii) American National Standards Institute (ANSI) Z89.1-2003, ``American National Standard for Industrial Head Protection,'' incorporated by reference in Sec. 1926.6; or

      (iii) American National Standards Institute (ANSI) Z89.1-1997, ``American National Standard for Personnel Protection--Protective Headwear for Industrial Workers--Requirements,'' incorporated by reference in Sec. 1926.6.

      (2) The employer must ensure that the head protection provided for each employee exposed to high-voltage electric shock and burns also meets the specifications contained in Section 9.7 (``Electrical Insulation'') of any of the consensus standards identified in paragraph (b)(1) of this section.

      (3) OSHA will deem any head protection device that the employer demonstrates is at least as effective as a head protection device constructed in accordance with one of the consensus standards identified in paragraph (b)(1) of this section to be in compliance with the requirements of this section.

      FR Doc. 2012-15031 Filed 6-21-12; 8:45 am

      BILLING CODE 4510-26-P

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