Agency Information Collection Activities; Submission to OMB for Review and Approval; Public Comment Request

Federal Register, Volume 78 Issue 171 (Wednesday, September 4, 2013)

Federal Register Volume 78, Number 171 (Wednesday, September 4, 2013)

Notices

Pages 54467-54469

From the Federal Register Online via the Government Printing Office www.gpo.gov

FR Doc No: 2013-21398

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Secretary

Document Identifier: HHS-OS-20296-30D

Agency Information Collection Activities; Submission to OMB for Review and Approval; Public Comment Request

AGENCY: Office of the Secretary, HHS.

ACTION: Notice.

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SUMMARY: In compliance with section 3507(a)(1)(D) of the Paperwork Reduction Act of 1995, the Office of the Secretary (OS), Department of Health and Human Services, has submitted an Information Collection Request (ICR), described below, to the Office of Management and Budget (OMB) for review and approval. The ICR is for revision of the approved information collection assigned OMB control number 0945-0003 scheduled to expire on 12/31/2015. Comments submitted during the first public review of this ICR will be provided to OMB. OMB will accept further comments from the public on this ICR during the review and approval period.

DATES: Comments on the ICR must be received on or before October 4, 2013.

ADDRESSES: Submit your comments to OIRA_submission@omb.eop.gov or via facsimile to (202) 395-5806.

FOR FURTHER INFORMATION CONTACT: Information Collection Clearance staff, Information.CollectionClearance@hhs.gov or (202) 690-6162.

SUPPLEMENTARY INFORMATION: When submitting comments or requesting information, please include the OMB control number 0945-0003 and document identifier HHS-OS-20296-30D for reference.

Information Collection Request Title: Standards for Privacy of Individually Identifiable Health Information, Security Standards for the Protection of Electronic Protected Health Information, and Supporting Regulations Contained in 45 CFR Parts 160 and 164

OMB No.: 0945-0003.

Abstract: The Office for Civil Rights (OCR) is notifying the public of revisions to a previously approved OCR data collection. The revisions reflect certain regulatory modifications to the HIPAA Privacy and Security Rules, pursuant to the Health Information for Economic and Clinical Health (HITECH) Act and the Genetic Information Nondiscrimination Act (GINA), that were finalized in the Omnibus HIPAA Final Rule published on January 25, 2013 (78 FR 5566). These modifications strengthen privacy and security protections for individually identifiable health information used or disclosed by business associates and enhance the rights of individuals with respect to their identifiable health information.

Need and Proposed Use of the Information: The information collection addresses HIPAA requirements related to the use, disclosure, and safeguarding of individually identifiable health information by covered entities affected by the HIPAA Rules. The information is routinely used by covered entities and business associates for treatment, payment, and health care operations. In addition, the information is used for specified public policy purposes, including research, public health, and as required by other laws. The Privacy Rule also ensures that the individuals are able to exercise certain rights with respect to their information, including the rights to access and seek amendments to their health records and to receive a Notice of Privacy Practices (NPP) from their direct treatment providers and health plans.

Likely Respondents: Respondents include HIPAA covered entities and their business associates, as well as members of the public.

Burden Statement: Burden in this context means the time expended by persons to generate, maintain, retain, disclose or provide the information requested. This includes the time needed to review instructions, to develop, acquire, install and utilize technology and systems for the purpose of collecting, validating and verifying information, processing and maintaining information, and disclosing and providing information, to train personnel and to be able to respond to a collection of information, to search data sources, to complete and review the collection of information, and to transmit or otherwise disclose the information. The total annual burden hours estimated for this ICR are summarized in the tables below.

Page 54468

Total Estimated Annualized Burden--Hours

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Average number Average burden

Section Type of Number of of responses hours per Total burden

respondent respondents per respondent response hours

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New Burdens Associated With the Final Rule

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164.316....................... Documentation of 300,000 1 70/60 350,000

Security Rule

Policies and

Procedures and

Administrative

Safeguards

(business

associates).

164.504....................... Business 375,000 1 20/60 125,000

Associates

Needing to

Establish or

Modify Business

Associate

Agreements with

Subcontractors.

164.520....................... Revision of 1,500 1 .111 167

Notice of

Privacy

Practices for

Protected

Health

Information

(drafting

revised

language)

(health plans).

164.520....................... Dissemination of 20,000,000 1 .00333335 66,667

Notice of

Privacy

Practices for

Protected

Health

Information

(health plans).

164.520....................... Revision of 697,000 1 .11111 77,444

Notice of

Privacy

Practices

(providers).

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Total..................... ................ .............. .............. .............. 619,278

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Ongoing Annual Burdens of Compliance with the Rules

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160.204....................... Process for 1 1 16 16

Requesting

Exception

Determinations

(states or

persons).

164.504....................... Uses and 700,000 1 5/60 58,333

Disclosures--Or

ganizational

Requirements.

164.508....................... Uses and 700,000 1 1 700,000

Disclosures for

Which

Individual

authorization

is required.

164.512....................... Uses and 113,524 1 5/60 9,460

Disclosures for

Research

Purposes.

164.520....................... Notice of 100,000,000 1 0.25 416,667

Privacy

Practices for

Protected

Health

Information

(health plans--

periodic

distribution of

NPPs by paper

mail).

164.520....................... Notice of 100,000,000 1 0.167 278,333

Privacy

Practices for

Protected

Health

Information

(health plans--

periodic

distribution of

NPPs by

electronic

mail).

164.520....................... Notice of 613,000,000 1 3/60 30,650,000

Privacy

Practices for

Protected

Health

Information

(health care

providers--diss

emination and

acknowledgement

).

164.522....................... Rights to 150,000 1 3/60 7,500

Request Privacy

Protection for

Protected

Health

Information.

164.524....................... Access of 150,000 1 3/60 7,500

Individuals to

Protected

Health

Information

(disclosures).

164.526....................... Amendment of 150,000 1 3/60 7,500

Protected

Health

Information

(requests).

164.526....................... Amendment of 50,000 1 3/60 2,500

Protected

Health

Information

(denials).

164.528....................... Accounting for 70,000 1 3/60 5,833

Disclosures of

Protected

Health

Information.

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Total..................... ................ .............. .............. .............. 32,143,642

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TOTAL HOURS

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32,762,920

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Page 54469

Keith A. Tucker,

Information Collection Clearance Officer.

FR Doc. 2013-21398 Filed 9-3-13; 8:45 am

BILLING CODE 4153-01-P

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