Amendments to Form ADV and Investment Advisers Act Rules
Federal Register, Volume 80 Issue 127 (Thursday, July 2, 2015)
Federal Register Volume 80, Number 127 (Thursday, July 2, 2015)
Proposed Rules
Pages 38050-38145
From the Federal Register Online via the Government Publishing Office www.gpo.gov
FR Doc No: C1-2015-12778
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 275 and 279
Release No. IA-4091; File No. S7-09-15
RIN 3235-AL75
Amendments to Form ADV and Investment Advisers Act Rules
Correction
In proposed rule document 2015-12778, appearing on pages 33718-
33838 in the issue of Friday, June 12, 2015, make the following corrections:
On page 33728, in the third column, below the last line, the text for footnote 92 should appear as follows:
``\92\ The proposed definition of Legal Entity Identifier is: A ``legal entity identifier'' assigned or recognized by the Global LEI Regulatory Oversight Committee (ROC) or the Global LEI Foundation (GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose removing outdated text referring to the ``legal entity identifier'' as being ``in development'' in the first half of 2011.''
On pages 33745-33838, the forms should appear as follows:
BILLING CODE 1505-01-D
Page 38051
GRAPHIC TIFF OMITTED TP02JY15.000
Page 38052
GRAPHIC TIFF OMITTED TP02JY15.001
Page 38053
GRAPHIC TIFF OMITTED TP02JY15.002
Page 38054
GRAPHIC TIFF OMITTED TP02JY15.003
Page 38055
GRAPHIC TIFF OMITTED TP02JY15.004
Page 38056
GRAPHIC TIFF OMITTED TP02JY15.005
Page 38057
GRAPHIC TIFF OMITTED TP02JY15.006
Page 38058
GRAPHIC TIFF OMITTED TP02JY15.007
Page 38059
GRAPHIC TIFF OMITTED TP02JY15.008
Page 38060
GRAPHIC TIFF OMITTED TP02JY15.009
Page 38061
GRAPHIC TIFF OMITTED TP02JY15.010
Page 38062
GRAPHIC TIFF OMITTED TP02JY15.011
Page 38063
GRAPHIC TIFF OMITTED TP02JY15.012
Page 38064
GRAPHIC TIFF OMITTED TP02JY15.013
Page 38065
GRAPHIC TIFF OMITTED TP02JY15.014
Page 38066
GRAPHIC TIFF OMITTED TP02JY15.015
Page 38067
GRAPHIC TIFF OMITTED TP02JY15.016
Page 38068
GRAPHIC TIFF OMITTED TP02JY15.017
Page 38069
GRAPHIC TIFF OMITTED TP02JY15.018
Page 38070
GRAPHIC TIFF OMITTED TP02JY15.019
Page 38071
GRAPHIC TIFF OMITTED TP02JY15.020
Page 38072
GRAPHIC TIFF OMITTED TP02JY15.021
Page 38073
GRAPHIC TIFF OMITTED TP02JY15.022
Page 38074
GRAPHIC TIFF OMITTED TP02JY15.023
Page 38075
GRAPHIC TIFF OMITTED TP02JY15.024
Page 38076
GRAPHIC TIFF OMITTED TP02JY15.025
Page 38077
GRAPHIC TIFF OMITTED TP02JY15.026
Page 38078
GRAPHIC TIFF OMITTED TP02JY15.027
Page 38079
GRAPHIC TIFF OMITTED TP02JY15.028
Page 38080
GRAPHIC TIFF OMITTED TP02JY15.029
Page 38081
GRAPHIC TIFF OMITTED TP02JY15.030
Page 38082
GRAPHIC TIFF OMITTED TP02JY15.031
Page 38083
GRAPHIC TIFF OMITTED TP02JY15.032
Page 38084
GRAPHIC TIFF OMITTED TP02JY15.033
Page 38085
GRAPHIC TIFF OMITTED TP02JY15.034
Page 38086
GRAPHIC TIFF OMITTED TP02JY15.035
Page 38087
GRAPHIC TIFF OMITTED TP02JY15.036
Page 38088
GRAPHIC TIFF OMITTED TP02JY15.037
Page 38089
GRAPHIC TIFF OMITTED TP02JY15.038
Page 38090
GRAPHIC TIFF OMITTED TP02JY15.039
Page 38091
GRAPHIC TIFF OMITTED TP02JY15.040
Page 38092
GRAPHIC TIFF OMITTED TP02JY15.041
Page 38093
GRAPHIC TIFF OMITTED TP02JY15.042
Page 38094
GRAPHIC TIFF OMITTED TP02JY15.043
Page 38095
GRAPHIC TIFF OMITTED TP02JY15.044
Page 38096
GRAPHIC TIFF OMITTED TP02JY15.045
Page 38097
GRAPHIC TIFF OMITTED TP02JY15.046
Page 38098
GRAPHIC TIFF OMITTED TP02JY15.047
Page 38099
GRAPHIC TIFF OMITTED TP02JY15.048
Page 38100
GRAPHIC TIFF OMITTED TP02JY15.049
Page 38101
GRAPHIC TIFF OMITTED TP02JY15.050
Page 38102
GRAPHIC TIFF OMITTED TP02JY15.051
Page 38103
GRAPHIC TIFF OMITTED TP02JY15.052
Page 38104
GRAPHIC TIFF OMITTED TP02JY15.053
Page 38105
GRAPHIC TIFF OMITTED TP02JY15.054
Page 38106
GRAPHIC TIFF OMITTED TP02JY15.055
Page 38107
GRAPHIC TIFF OMITTED TP02JY15.056
Page 38108
GRAPHIC TIFF OMITTED TP02JY15.057
Page 38109
GRAPHIC TIFF OMITTED TP02JY15.058
Page 38110
GRAPHIC TIFF OMITTED TP02JY15.059
Page 38111
GRAPHIC TIFF OMITTED TP02JY15.060
Page 38112
GRAPHIC TIFF OMITTED TP02JY15.061
Page 38113
GRAPHIC TIFF OMITTED TP02JY15.062
Page 38114
GRAPHIC TIFF OMITTED TP02JY15.063
Page 38115
GRAPHIC TIFF OMITTED TP02JY15.064
Page 38116
GRAPHIC TIFF OMITTED TP02JY15.065
Page 38117
GRAPHIC TIFF OMITTED TP02JY15.066
Page 38118
GRAPHIC TIFF OMITTED TP02JY15.067
Page 38119
GRAPHIC TIFF OMITTED TP02JY15.068
Page 38120
GRAPHIC TIFF OMITTED TP02JY15.069
Page 38121
GRAPHIC TIFF OMITTED TP02JY15.070
Page 38122
GRAPHIC TIFF OMITTED TP02JY15.071
Page 38123
GRAPHIC TIFF OMITTED TP02JY15.072
Page 38124
GRAPHIC TIFF OMITTED TP02JY15.073
Page 38125
GRAPHIC TIFF OMITTED TP02JY15.074
Page 38126
GRAPHIC TIFF OMITTED TP02JY15.075
Page 38127
GRAPHIC TIFF OMITTED TP02JY15.076
Page 38128
GRAPHIC TIFF OMITTED TP02JY15.077
Page 38129
GRAPHIC TIFF OMITTED TP02JY15.078
Page 38130
GRAPHIC TIFF OMITTED TP02JY15.079
Page 38131
GRAPHIC TIFF OMITTED TP02JY15.080
Page 38132
GRAPHIC TIFF OMITTED TP02JY15.081
Page 38133
GRAPHIC TIFF OMITTED TP02JY15.082
Page 38134
GRAPHIC TIFF OMITTED TP02JY15.083
Page 38135
GRAPHIC TIFF OMITTED TP02JY15.084
Page 38136
GRAPHIC TIFF OMITTED TP02JY15.085
Page 38137
GRAPHIC TIFF OMITTED TP02JY15.086
Page 38138
GRAPHIC TIFF OMITTED TP02JY15.087
Page 38139
GRAPHIC TIFF OMITTED TP02JY15.088
Page 38140
GRAPHIC TIFF OMITTED TP02JY15.089
Page 38141
GRAPHIC TIFF OMITTED TP02JY15.090
Page 38142
GRAPHIC TIFF OMITTED TP02JY15.091
Page 38143
GRAPHIC TIFF OMITTED TP02JY15.092
Page 38144
GRAPHIC TIFF OMITTED TP02JY15.093
Page 38145
GRAPHIC TIFF OMITTED TP02JY15.094
FR Doc. C1-2015-12778 Filed 7-1-15; 08:45 am
BILLING CODE 1505-01-C