Amendments to Form ADV and Investment Advisers Act Rules

Federal Register, Volume 80 Issue 127 (Thursday, July 2, 2015)

Federal Register Volume 80, Number 127 (Thursday, July 2, 2015)

Proposed Rules

Pages 38050-38145

From the Federal Register Online via the Government Publishing Office www.gpo.gov

FR Doc No: C1-2015-12778

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 275 and 279

Release No. IA-4091; File No. S7-09-15

RIN 3235-AL75

Amendments to Form ADV and Investment Advisers Act Rules

Correction

In proposed rule document 2015-12778, appearing on pages 33718-

33838 in the issue of Friday, June 12, 2015, make the following corrections:

On page 33728, in the third column, below the last line, the text for footnote 92 should appear as follows:

``\92\ The proposed definition of Legal Entity Identifier is: A ``legal entity identifier'' assigned or recognized by the Global LEI Regulatory Oversight Committee (ROC) or the Global LEI Foundation (GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose removing outdated text referring to the ``legal entity identifier'' as being ``in development'' in the first half of 2011.''

On pages 33745-33838, the forms should appear as follows:

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FR Doc. C1-2015-12778 Filed 7-1-15; 08:45 am

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