Establishment of the Eastern Connecticut Highlands Viticultural Area

Published date11 October 2019
Citation84 FR 54779
Record Number2019-22265
SectionRules and Regulations
CourtAlcohol And Tobacco Tax And Trade Bureau
Federal Register, Volume 84 Issue 198 (Friday, October 11, 2019)
[Federal Register Volume 84, Number 198 (Friday, October 11, 2019)]
                [Rules and Regulations]
                [Pages 54779-54782]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2019-22265]
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                DEPARTMENT OF THE TREASURY
                Alcohol and Tobacco Tax and Trade Bureau
                27 CFR Part 9
                [Docket No. TTB-2018-0010; T.D. TTB-157; Ref: Notice No. 179]
                RIN 1513-AC41
                Establishment of the Eastern Connecticut Highlands Viticultural
                Area
                AGENCY: Alcohol and Tobacco Tax and Trade Bureau, Treasury.
                ACTION: Final rule; Treasury decision.
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                SUMMARY: The Alcohol and Tobacco Tax and Trade Bureau (TTB) establishes
                the approximately 1,246 square-mile ``Eastern Connecticut Highlands''
                viticultural area in all or portions of Hartford, New Haven, Tolland,
                Windham, New London, and Middlesex Counties in Connecticut. The Eastern
                Connecticut Highlands viticultural area is not located within any other
                established viticultural area and does not overlap any other
                established AVA. TTB designates viticultural areas to allow vintners to
                better describe the origin of their wines and to allow consumers to
                better identify wines they may purchase.
                DATES: This final rule is effective November 12, 2019.
                FOR FURTHER INFORMATION CONTACT: Kate M. Bresnahan, Regulations and
                Rulings Division, Alcohol and Tobacco Tax and Trade Bureau, 1310 G
                Street NW, Box 12, Washington, DC 20005; phone 202-453-1039, ext. 151.
                SUPPLEMENTARY INFORMATION:
                Background on Viticultural Areas
                TTB Authority
                 Section 105(e) of the Federal Alcohol Administration Act (FAA Act),
                27 U.S.C. 205(e), authorizes the Secretary of the Treasury to prescribe
                regulations for the labeling of wine, distilled spirits, and malt
                beverages. The FAA Act provides that these regulations should, among
                other things, prohibit consumer deception and the use of misleading
                statements on labels and ensure that labels provide the consumer with
                adequate information as to the identity and quality of the product. The
                Alcohol and Tobacco Tax and Trade Bureau (TTB) administers the FAA Act
                pursuant to section 1111(d) of the Homeland Security Act of 2002,
                codified at 6 U.S.C. 531(d). The Secretary has delegated various
                authorities through Treasury Order 120-01, dated December 10, 2013
                (superseding Treasury Order 120-01, dated January 24, 2003), to the TTB
                Administrator to perform the functions and duties in the administration
                and enforcement of these laws.
                 Part 4 of the TTB regulations (27 CFR part 4) authorizes the
                establishment of definitive viticultural areas and regulate the use of
                their names as appellations of origin on wine labels and in wine
                advertisements. Part 9 of the TTB regulations (27 CFR part 9) sets
                forth standards for the preparation and submission of petitions for the
                establishment or modification of American viticultural areas (AVAs) and
                lists the approved AVAs.
                Definition
                 Section 4.25(e)(1)(i) of the TTB regulations (27 CFR 4.25(e)(1)(i))
                defines a viticultural area for American wine as a delimited grape-
                growing region having distinguishing features, as described in part 9
                of the regulations, and a name and a delineated boundary, as
                established in part 9 of the regulations. These designations allow
                vintners and consumers to attribute a given quality, reputation, or
                other characteristic of a wine made from grapes grown in an area to the
                wine's geographic origin. The establishment of AVAs allows vintners to
                describe more accurately the origin of their wines to consumers and
                helps consumers to identify wines they may purchase. Establishment of
                an AVA is neither an approval nor an endorsement by TTB of the wine
                produced in that area.
                Requirements
                 Section 4.25(e)(2) of the TTB regulations (27 CFR 4.25(e)(2))
                outlines the procedure for proposing an AVA and provides that any
                interested party may petition TTB to establish a grape-growing region
                as an AVA. Section 9.12 of the TTB regulations (27 CFR 9.12) prescribes
                standards for petitions for the establishment or modification of AVAs.
                Petitions to establish an AVA must include the following:
                 Evidence that the area within the proposed AVA boundary is
                nationally or locally known by the AVA name specified in the petition;
                 An explanation of the basis for defining the boundary of
                the proposed AVA;
                 A narrative description of the features of the proposed
                AVA affecting viticulture, such as climate, geology, soils, physical
                features, and elevation, that make the proposed AVA distinctive and
                distinguish it from adjacent areas outside the proposed AVA boundary;
                 The appropriate United States Geological Survey (USGS)
                map(s) showing the location of the proposed AVA, with the boundary of
                the proposed AVA clearly drawn thereon; and
                 A detailed narrative description of the proposed AVA
                boundary based on USGS map markings.
                Eastern Connecticut Highlands Petition
                 TTB received a petition from Steven Vollweiler, president of Sharpe
                Hill Vineyard, proposing the establishment of the ``Eastern Connecticut
                Highlands'' AVA in all or portions of Hartford, New Haven, Tolland,
                Windham, New London, and Middlesex Counties in Connecticut. The
                proposed Eastern Connecticut Highlands AVA covers approximately 1,246
                square-miles and is not located within nor overlaps any other AVA.
                There are 16 commercially-producing vineyards covering a total of
                approximately 114.75 acres within the proposed AVA, as well as 6 bonded
                wineries. According to the petition, an additional 20.5 acres of
                commercial vineyards are planned for planting in the next few years.
                According to the petition, the distinguishing features of
                [[Page 54780]]
                the proposed AVA are its geology, topography, soils, and climate.
                 The petition states that the proposed Eastern Connecticut Highlands
                AVA is underlain by Paleozoic formation called Iapetus Terrane, which
                is comprised mostly of metamorphic rocks that are difficult to erode,
                resulting in the hills and mountains that characterize the proposed
                AVA. To the west of the proposed AVA, the Central Valley is comprised
                of younger, more easily eroded sandstone, shale, and basalt lava flows
                that have a significantly different chemical composition than that of
                the proposed AVA. The regions to the east and south of the proposed AVA
                are part of the Avalonia Terrane, which consists of older, Pre-Cambrian
                rocks.
                 According to the petition, the proposed Eastern Connecticut
                Highlands AVA is characterized by hilly-to-mountainous terrain, with
                elevations ranging from 200 to 1,000 feet in elevation. The eastern and
                western edges of the proposed AVA are characterized by sharp ridgelines
                and high elevations, while the central portion of the proposed AVA is
                comprised of rounded hills. By contrast, the region to the west of the
                proposed AVA is a broad, flat valley with low elevations. The coastal
                region to the south of the proposed AVA also contains generally lower
                elevations than those within the proposed AVA. The terrain of the
                proposed AVA extends north into Massachusetts and east into Rhode
                Island, however, the elevations differ in those locations. The petition
                adds that the topography of the proposed AVA affects viticulture
                because topography affects climate. Regions with higher elevations,
                such as the proposed AVA, generally have a colder climate than regions
                with lower elevations, such as the region to the west of the proposed
                AVA. Additionally, regions that are closer to the coast, such as the
                region to the south of the proposed AVA and the lower elevations of
                region to the east, are more significantly affected by maritime climate
                than higher inland regions like the proposed AVA.
                 The petition states that the soils in the proposed AVA developed on
                lodgement till, which is material deposited by glaciers as they move
                across the landscape. The soils are thick sandy-to-silty loams and
                range from well to poorly drained. In contrast, the region to the south
                of the proposed AVA contains only a small amount of lodgement till. The
                regions to the south and west of the proposed AVA formed on ablation
                till, which is material deposited as a stagnant or slow-moving glacier
                melts. The petition also provided information on the concentrations of
                seven elements found in the soils of the proposed AVA and the regions
                to the east, south, and west that play vital roles in vine nutrition:
                Calcium, iron, magnesium, potassium, phosphorous, sulfur, and zinc.
                When compared to the soils in the region to the west of the proposed
                AVA, the proposed AVA has higher levels of calcium, iron, magnesium,
                and sulfur, and lower levels of potassium, phosphorous, and zinc.
                Compared to the soils to the east and south, the proposed AVA has
                similar levels of calcium, phosphorous, and sulfur, higher levels of
                iron, magnesium, and zinc, and lower levels of potassium. The petition
                also shows these element levels give soil in the proposed AVA
                conditions that provide for grapevine growth, as well as prevent
                chlorosis in the vines.
                 The petition included information of the average annual
                temperatures, growing degree days (GDD),\1\ coldest recorded
                temperature, average date of the latest spring frost, and average date
                of the earliest fall frost for the Eastern Connecticut Highlands AVA
                and the surrounding regions. The data was collected from 1996 to 2015.
                While the proposed AVA has average annual temperatures that are
                generally similar to the surrounding regions, the data shows more
                pronounced differences in other climate measurements. The proposed AVA
                has significantly higher GDD accumulations than the region to its
                north, indicating warmer growing season temperatures. The proposed AVA
                also has a shorter growing season than most of the areas to the north,
                as indicated by a later last-spring-frost date and earlier first-fall-
                frost date for the proposed AVA. The proposed AVA has lower GDD
                accumulations and a shorter growing season than the regions to the
                south and east. Finally, the proposed AVA has lower GDD accumulations
                and a shorter growing season than the region to its west.
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                 \1\ See Albert J. Winkler et al., General Viticulture 61-64
                (Berkeley: University of California Press, 2nd ed. 1974). In the
                Winkler climate classification system, annual heat accumulation
                during the growing season, measured in annual growing degree days
                (GDD), defines climatic regions. One GDD accumulates for each degree
                Fahrenheit that a day's mean temperature is above 50 degrees, the
                minimum temperature required for grapevine growth.
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                Notice of Proposed Rulemaking and Comments Received
                 TTB published Notice No. 179 in the Federal Register on December
                13, 2018 (83 FR 64,047), proposing to establish the Eastern Connecticut
                Highlands AVA. In the notice, TTB summarized the evidence from the
                petition regarding the name, boundary, and distinguishing features for
                the proposed AVA. The notice also compared the distinguishing features
                of the proposed AVA to the surrounding areas. For a detailed
                description of the evidence relating to the name, boundary, and
                distinguishing features of the proposed AVA, and for a detailed
                comparison of the distinguishing features of the proposed AVA to the
                surrounding areas, see Notice No. 179. In Notice No. 179, TTB solicited
                comments on the accuracy of the name, boundary, and other required
                information submitted in support of the petition. The comment period
                closed on February 11, 2019.
                 In response to Notice No. 179, TTB received one comment from a
                member of the public. The commenter supported the establishment of the
                Eastern Connecticut Highlands viticultural area due to the climate and
                soil differences between the Eastern Connecticut Highlands AVA and in
                the regions surrounding it.
                TTB Determination
                 After careful review of the petition and the comment received in
                response to Notice No. 179, TTB finds that the evidence provided by the
                petitioner supports the establishment of the Eastern Connecticut
                Highlands AVA. Accordingly, under the authority of the FAA Act, section
                1111(d) of the Homeland Security Act of 2002, and parts 4 and 9 of the
                TTB regulations, TTB establishes the ``Eastern Connecticut Highlands''
                AVA in all or portions of Hartford, New Haven, Tolland, Windham, New
                London, and Middlesex Counties in Connecticut, effective 30 days from
                the publication date of this document.
                Boundary Description
                 See the narrative description of the boundary of the Eastern
                Connecticut Highlands AVA in the regulatory text published at the end
                of this final rule.
                Maps
                 The petitioner provided the required maps, and they are listed
                below in the regulatory text.
                Impact on Current Wine Labels
                 Part 4 of the TTB regulations prohibits any label reference on a
                wine that indicates or implies an origin other than the wine's true
                place of origin. For a wine to be labeled with an AVA name or with a
                brand name that includes an AVA name, at least 85 percent of the wine
                must be derived from grapes grown within the area represented by that
                name, and the wine must meet the other conditions listed in 27 CFR
                4.25(e)(3). If the wine is not eligible for
                [[Page 54781]]
                labeling with an AVA name and that name appears in the brand name, then
                the label is not in compliance and the bottler must change the brand
                name and obtain approval of a new label. Similarly, if the AVA name
                appears in another reference on the label in a misleading manner, the
                bottler would have to obtain approval of a new label. Different rules
                apply if a wine has a brand name containing an AVA name that was used
                as a brand name on a label approved before July 7, 1986. See 27 CFR
                4.39(i)(2) for details.
                 With the establishment of this AVA, its name, ``Eastern Connecticut
                Highlands,'' will be recognized as a name of viticultural significance
                under Sec. 4.39(i)(3) of the TTB regulations (27 CFR 4.39(i)(3)). The
                text of the regulation clarifies this point. Consequently, wine
                bottlers using the name ``Eastern Connecticut Highlands'' in a brand
                name, including a trademark, or in another label reference as to the
                origin of the wine, will have to ensure that the product is eligible to
                use the AVA name as an appellation of origin. The establishment of the
                Eastern Connecticut Highlands AVA will not affect any existing AVA. The
                establishment of the Eastern Connecticut Highlands AVA will allow
                vintners to use ``Eastern Connecticut Highlands'' as an appellation of
                origin for wines made primarily from grapes grown within the Eastern
                Connecticut Highlands AVA if the wines meet the eligibility
                requirements for the appellation.
                Regulatory Flexibility Act
                 TTB certifies that this regulation will not have a significant
                economic impact on a substantial number of small entities. The
                regulation imposes no new reporting, recordkeeping, or other
                administrative requirement. Any benefit derived from the use of an AVA
                name would be the result of a proprietor's efforts and consumer
                acceptance of wines from that area. Therefore, no regulatory
                flexibility analysis is required.
                Executive Order 12866
                 It has been determined that this final rule is not a significant
                regulatory action as defined by Executive Order 12866 of September 30,
                1993. Therefore, no regulatory assessment is required.
                Drafting Information
                 Kate M. Bresnahan of the Regulations and Rulings Division drafted
                this final rule.
                List of Subjects in 27 CFR Part 9
                 Wine.
                The Regulatory Amendment
                 For the reasons discussed in the preamble, TTB amends title 27,
                chapter I, part 9, Code of Federal Regulations, as follows:
                PART 9--AMERICAN VITICULTURAL AREAS
                0
                1. The authority citation for part 9 continues to read as follows:
                 Authority: 27 U.S.C. 205.
                Subpart C--Approved American Viticultural Areas
                0
                2. Subpart C is amended by adding Sec. 9.267 to read as follows:
                Sec. 9.267 Eastern Connecticut Highlands.
                 (a) Name. The name of the viticultural area described in this
                section is ``Eastern Connecticut Highlands''. For purposes of part 4 of
                this chapter, ``Eastern Connecticut Highlands'' is a term of
                viticultural significance.
                 (b) Approved maps. The one United States Geological Survey (USGS)
                1:125,000 scale topographic map used to determine the boundary of the
                Eastern Connecticut Highlands viticultural area is titled ``State of
                Connecticut.''
                 (c) Boundary. The Eastern Connecticut Highlands viticultural area
                is located in Hartford, New Haven, Tolland, Windham, New London, and
                Middlesex Counties in Connecticut. The boundary of the Eastern
                Connecticut Highlands viticultural area is as described below:
                 (1) The beginning point is on the State of Connecticut map at the
                intersection of State Highway 83 and the Massachusetts-Connecticut
                State line in Somers. From the beginning point, proceed east along the
                Massachusetts-Connecticut State line approximately 33 miles to the
                intersection of the shared State line and an unnamed road, known
                locally as Bonnette Avenue, in Thompson; then
                 (2) Proceed southeast along Bonnette Avenue approximately 0.38 mile
                to its intersection with an unnamed road known locally as Sand Dam
                Road; then
                 (3) Proceed southeast along Sand Dam Road approximately 1.5 miles
                to its intersection with an unnamed road known locally as Thompson
                Road; then
                 (4) Proceed south along Thompson Road approximately 1,000 feet to
                its intersection with an unnamed road known locally as Quaddick Town
                Farm Road; then
                 (5) Proceed east then south along Quaddick Town Farm Road
                approximately 5.5 miles into the town of Putnam, where the road becomes
                known as East Putnam Road, and continuing south along East Putnam Road
                approximately 1 mile to its intersection with U.S. Highway 44; then
                 (6) Proceed west along U.S. Highway 44 approximately 1 mile to its
                intersection with an unnamed road known locally as Tucker Hill Road;
                then
                 (7) Proceed south along Tucker Hill Road approximately 0.38 mile to
                its intersection with an unnamed road known locally as Five Mile River
                Road; then
                 (8) Proceed southwest then west along Five Mile River Road 1.75
                miles to its intersection with State Highway 21; then
                 (9) Proceed south along State Highway 21 approximately 2 miles to
                its intersection with State Highway 12; then
                 (10) Proceed south along State Highway 12 approximately 1 mile to
                its intersection with Five Mile River; then
                 (11) Proceed west along Five Mile River approximately 0.13 mile to
                its intersection with the highway marked on the map State Highway 52
                (also known as Interstate 395); then
                 (12) Proceed south along State Highway 52/Interstate 395
                approximately 14.5 miles to its intersection with State Highway 201;
                then
                 (13) Proceed southeast along State Highway 201 approximately 5.25
                miles to its intersection with State Highway 165; then
                 (14) Proceed southwest along State Highway 165 approximately 10
                miles to its intersection with State Highway 2; then
                 (15) Proceed west along State Highway 2 approximately 1 mile to its
                intersection with State Highway 82; then
                 (16) Proceed southwest, then northwest, then southwest along State
                Highway 82 approximately 27.72 miles to its intersection with State
                Highway 9; then
                 (17) Proceed southeast along State Highway 9 approximately 3.7
                miles to its intersection with State Highway 80; then
                 (18) Proceed west along State Highway 80 approximately 15.7 miles
                to its intersection with State Highway 77; then
                 (19) Proceed north along State Highway 77 approximately 8.3 miles
                to its intersection with State Highway 17; then
                 (20) Proceed northeast along State Highway 17 approximately 6.8
                miles to the point where it becomes concurrent with State Highway 9;
                then
                 (21) Proceed north along concurrent State Highway 17-State Highway
                9 approximately 0.75 mile the point
                [[Page 54782]]
                where State Highway 17 departs from State Highway 9; then
                 (22) Proceed east along State Highway 17 approximately 0.25 mile,
                crossing over the Connecticut River, to the highway's intersection with
                State Highway 17A; then
                 (23) Proceed north along State Highway 17A approximately 3 miles to
                its intersection with State Highway 17; then
                 (24) Proceed north along State Highway 17 approximately 8 miles to
                its intersection with State Highway 94; then
                 (25) Proceed east along State Highway 94 approximately 4 miles to
                its intersection with State Highway 83; then
                 (26) Proceed north along State Highway 83 approximately 25 miles,
                returning to the beginning point.
                 Signed: July 9, 2019.
                Mary G. Ryan,
                Acting Administrator.
                 Approved: September 23, 2019.
                Timothy E. Skud,
                Deputy Assistant Secretary (Tax, Trade, and Tariff Policy).
                [FR Doc. 2019-22265 Filed 10-10-19; 8:45 am]
                 BILLING CODE 4810-31-P
                

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