Expanding Flexible Use of the 3.7 to 4.2 GHz Band

Published date27 May 2020
Citation85 FR 31704
Record Number2020-10167
SectionRules and Regulations
CourtFederal Communications Commission
Federal Register, Volume 85 Issue 102 (Wednesday, May 27, 2020)
[Federal Register Volume 85, Number 102 (Wednesday, May 27, 2020)]
                [Rules and Regulations]
                [Pages 31704-31706]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2020-10167]
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                FEDERAL COMMUNICATIONS COMMISSION
                47 CFR Part 27
                [GN Docket No. 18-122; FCC 20-22; FRS 16735]
                Expanding Flexible Use of the 3.7 to 4.2 GHz Band
                AGENCY: Federal Communications Commission.
                ACTION: Final rule; announcement of compliance date.
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                SUMMARY: In this document, the Commission announces that the Office of
                Management and Budget (OMB) has approved the information collection
                requirements associated with the eligible space station operator
                accelerated relocation election, eligible space station operator
                transition plan, and incumbent earth station lump sum payment election
                rules adopted in the Federal Communications Commission's (Commission)
                3.7 GHz Report and Order, FCC 20-22, and that compliance with the new
                rules is now required. This document is consistent with the 3.7 GHz
                Report and Order, FCC 20-22, which states that the Commission will
                publish a document in the Federal Register announcing a compliance date
                for the new rule sections and revise the Commission's rules
                accordingly.
                DATES: Compliance date: Compliance with 47 CFR 27.1412(c) introductory
                text, (c)(2), 27.1412(d) introductory text and (d)(1), and 27.1419,
                published at 85 FR 22804 on April 23, 2020, is required on May 27,
                2020.
                FOR FURTHER INFORMATION CONTACT: Anna Gentry, Mobility Division,
                Wireless Telecommunications Bureau, at (202) 418-7769 or
                [email protected].
                SUPPLEMENTARY INFORMATION: This document announces that OMB approved
                the information collection requirements in Sec. Sec. 47 CFR 27.1412(c)
                introductory text, (c)(2), 27.1412(d) introductory text and (d)(1), and
                27.1419, on May 5, 2020. These rules were adopted in the 3.7 GHz Report
                and Order, FCC 20-22, published at published at 85 FR 22804 on April
                23, 2020. The Commission publishes this document as an announcement of
                the compliance date of these new rules. OMB approval for all other new
                or amended rules for which OMB approval is required will be requested,
                and compliance is not yet required for those rules. Compliance with all
                new or amended rules adopted in the 3.7 GHz Report and Order that do
                not require OMB approval will be required as of June 22, 2020, see 85
                FR 22804 (Apr. 23, 2020).
                 If you have any comments on the burden estimates listed below, or
                how the Commission can improve the collections and reduce any burdens
                caused thereby, please contact Cathy Williams, Federal Communications
                Commission, Room 1-C823, 445 12th Street, SW, Washington, DC 20554,
                regarding OMB Control Number 3060-1272. Please include the OMB Control
                Number in your correspondence. The Commission will also accept your
                comments via email at [email protected].
                 To request materials in accessible formats for people with
                disabilities (Braille, large print, electronic files, audio format),
                send an email to [email protected] or call the Consumer and Governmental
                Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 (TTY).
                Synopsis
                 As required by the Paperwork Reduction Act of 1995 (44 U.S.C.
                3507), the Commission is notifying the public that it received final
                OMB approval on May 5, 2020, for the information collection
                requirements contained in Sec. Sec. 47 CFR 27.1412(c) introductory
                text, (c)(2), 27.1412(d) introductory text and (d)(1), and 27.1419.
                Under 5 CFR part 1320, an agency may not conduct or sponsor a
                collection of information
                [[Page 31705]]
                unless it displays a current, valid OMB Control Number. No person shall
                be subject to any penalty for failing to comply with a collection of
                information subject to the Paperwork Reduction Act that does not
                display a current, valid OMB Control Number. The OMB Control Number for
                the information collection requirements in Sec. Sec. 27.1412(c)
                introductory text, (c)(2), 27.1412(d) introductory text and (d)(1), and
                27.1419, is 3060-1272. The foregoing notice is required by the
                Paperwork Reduction Act of 1995, Public Law 104-13, October 1, 1995,
                and 44 U.S.C. 3507.
                 The total annual reporting burdens and costs for the respondents
                are as follows:
                 OMB Control Number: 3060-1272.
                 OMB Approval Date: May 5, 2020.
                 OMB Expiration Date: November 30, 2020.
                 Title: 3.7 GHz Band Space Station Operator Accelerated Relocation
                Elections and Transition Plans; 3.7 GHz Band Incumbent Earth Station
                Lump Sum Payment Elections.
                 Form Number: N/A.
                 Respondents: Business or other for profit entities.
                 Number of Respondents and Responses: 3,010 respondents; 3,010
                responses.
                 Estimated Time per Response: 16 hours per eligible space station
                accelerated relocation election; 80-600 hours per eligible space
                station transition plan; 32 hours per incumbent earth station lump sum
                payment election.
                 Frequency of Response: One-time reporting requirement.
                 Obligation to Respond: Required to obtain or retain benefits.
                Statutory authority for this information collection is contained in
                sections 1, 2, 4(i), 4(j), 5(c), 201, 302, 303, 304, 307(e), and 309 of
                the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i),
                154(j), 155(c), 201, 302, 303, 304, 307(e), 309.
                 Total Annual Burden: 109,680 hours.
                 Total Annual Cost: $900,000.
                 Privacy Act Impact Assessment: No impact(s).
                 Nature and Extent of Confidentiality: The information collected
                under this collection will be made publicly available, however, to the
                extent information submitted pursuant to this information collection is
                determined to be confidential, it will be protected by the Commission.
                If a respondent seeks to have information collected pursuant to this
                information collection withheld from public inspection, the respondent
                may request confidential treatment pursuant to section 0.459 of the
                Commission's rules for such information. See 47 CFR 0.459.
                 Needs and Uses: On February 28, 2020, in furtherance of the goal of
                releasing more mid-band spectrum into the market to support and enable
                next-generation wireless networks, the Federal Communications
                Commission (Commission) adopted the 3.7 GHz Report and Order, FCC 20-
                22, in which it reformed the use of the 3.7-4.2 GHz band, also known as
                the C-Band. The 3.7 GHz-4.2 GHz band currently is allocated in the
                United States exclusively for non-Federal use on a primary basis for
                Fixed Satellite Service (FSS) and Fixed Service. Domestically, space
                station operators use the 3.7-4.2 GHz band to provide downlink signals
                of various bandwidths to licensed transmit-receive, registered receive-
                only, and unregistered receive-only earth stations throughout the
                United States. The 3.7 GHz Report and Order calls for the relocation of
                existing FSS operations in the band into the upper 200 megahertz of the
                band (4.0-4.2 GHz) and making the lower 280 megahertz (3.7-3.98 GHz)
                available for flexible-use throughout the contiguous United States
                through a Commission-administered public auction of overlay licenses
                that is scheduled to occur later this year, with the 20 megahertz from
                3.98-4.0 GHz reserved as a guard band.
                 The Commission adopted a robust transition schedule to achieve an
                expeditious relocation of FSS operations and ensure that a significant
                amount of spectrum is made available quickly for next-generation
                wireless deployments, while also ensuring effective accommodation of
                relocated incumbent users. The 3.7 GHz Report and Order establishes a
                deadline of December 5, 2025, for full relocation to ensure that all
                FSS operations are cleared in a timely manner, but provides an
                opportunity for accelerated clearing of the band by allowing incumbent
                space station operators, as defined in the 3.7 GHz Report and Order, to
                commit to voluntarily relocate on a two-phased accelerated schedule
                (with additional obligations and incentives for such operators), with a
                Phase I deadline of December 5, 2021, and a Phase II deadline of
                December 5, 2023.
                 The Commission concluded in the 3.7 GHz Report and Order that,
                before the public auction of overlay licenses commences, it is
                appropriate for potential bidders to know when they will get access to
                the spectrum in the 3.7-3.98 GHz band that is currently occupied by
                incumbent FSS space station operators and earth stations, as defined in
                the 3.7 GHz Report and Order, and to have an estimate of how much they
                may be required to pay for incumbent relocation costs and accelerated
                relocation payments should they become overlay licensees, as overlay
                licensees are required to pay for the reasonable relocation costs of
                incumbent space station and incumbent earth station operators that are
                required to clear the lower portion of the band.
                 Under this new information collection, the Commission will collect
                information that will be used by the Commission to determine when, how,
                and at what cost existing operations in the lower portion of the 3.7-
                4.2 GHz band will be relocated to the upper portion of the band.
                Specifically, the Commission collect the following information from
                incumbents as adopted in the 3.7 GHz Report and Order:
                Accelerated Relocation Elections
                 The Commission concluded in the 3.7 GHz Report and Order that
                overlay licensees would only value accelerated relocation if a
                significant majority of incumbents are cleared in a timely manner, and
                therefore determined that at least 80% of accelerated relocation
                payments must be accepted in order for the Commission to accept
                accelerated elections and require overlay licensees to pay accelerated
                relocation payments. The 3.7 GHz Report and Order calls for an eligible
                space station operator, as defined in the 3.7 GHz Report and Order,
                that chooses to commit to clear on the accelerated schedule in exchange
                for accelerated relocation payments to submit a written, public,
                irrevocable accelerated relocation election with the Commission by May
                29, 2020, to permit the Commission to determine whether there are
                sufficient accelerated relocation elections to trigger early relocation
                and in turn provide bidders with adequate certainty regarding the
                clearing date and payment obligations associated with each license well
                in advance of the auction.
                Transition Plans
                 The 3.7 GHz Report and Order requires each eligible space station
                operator to submit to the Commission by June 12, 2020, and make
                available for public review, a detailed transition plan describing the
                necessary steps and estimated costs for the eligible space station
                operator to complete the transition of existing operations in the lower
                portion of the 3.7-4.2 GHz band to the upper 200 megahertz of the band
                and its individual timeline for doing so consistent with the regular
                relocation deadline or by the accelerated relocation deadlines. An
                eligible space station operator that elects to receive
                [[Page 31706]]
                accelerated relocation payments is responsible for relocating all of
                its associated incumbent earth stations and must outline the details of
                such relocation in the transition plan (unless an incumbent earth
                station owner elects to receive a lump sum payment and assumes
                responsibility for transitioning its own earth stations). Similarly, an
                incumbent space station operator that does not elect to receive
                accelerated relocation payments but nevertheless plans to assume
                responsibility for relocating its own associated incumbent earth
                stations must make that clear in its transition plan.
                Incumbent Earth Station Lump Sum Payment Elections
                 The 3.7 GHz Report and Order provides an incumbent earth station
                operator with the option of accepting reimbursement payments for its
                reasonable relocation costs for the transition, or opting out of the
                formal relocation process and accepting a lump sum reimbursement
                payment for all of its incumbent earth stations based on the average,
                estimated costs of relocating all of their incumbent earth stations in
                lieu of actual relocation costs. The 3.7 GHz Report and Order directs
                the Wireless Telecommunications Bureau to announce the lump sum that
                will be available per incumbent earth station as well as the process
                for electing lump sum payments and requires that no later than 30 days
                after this announcement, an incumbent earth station operator that
                wishes to receive a lump sum payment make an irrevocable lump sum
                payment election that will apply to all of its earth stations in the
                contiguous United States.
                 This information collection will serve as the starting point for
                planning and managing the process of efficiently and expeditiously
                clearing of the lower portion of the band, so that this spectrum can be
                auctioned for flexible-use service licenses.
                Federal Communications Commission.
                Cecilia Sigmund,
                Federal Register Liaison Officer.
                [FR Doc. 2020-10167 Filed 5-26-20; 8:45 am]
                BILLING CODE 6712-01-P
                

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