Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles

Federal Register, Volume 83 Issue 100 (Wednesday, May 23, 2018)

Federal Register Volume 83, Number 100 (Wednesday, May 23, 2018)

Proposed Rules

Page 23848

From the Federal Register Online via the Government Publishing Office www.gpo.gov

FR Doc No: C1-2018-08583

Page 23848

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 240, 249, 275 and 279

Release No. 34-83063; IA-4888; File No. S7-08-18

RIN 3235-AL27

Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles

Correction

In proposed rule document 2018-08583 beginning on page 21416 in the issue of Wednesday, May 9, 2018, make the following corrections:

  1. On page 21553, in the second column, line one ``Form ADV, Part 3:1 Instructions to Form CRS'' should read ``APPENDIX B Form ADV, Part 3:1 Instructions to Form CRS''

  2. On page 21570, in the first column, line one, under the table ``Your Relationship with Your Financial Professional: Feedback on the Relationship Summary'' should read ``APPENDIX F Your Relationship with Your Financial Professional: Feedback on the Relationship Summary''

FR Doc. C1-2018-08583 Filed 5-22-18; 8:45 am

BILLING CODE 1301-00-D

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