Institutional Review Board Review of Individual Patient Expanded Access Requests for Investigational Drugs and Biological Products During the COVID-19 Public Health Emergency; Guidance for Institutional Review Boards and Clinical Investigators; Availability

Published date09 June 2020
Citation85 FR 35311
Record Number2020-12429
SectionNotices
CourtFood And Drug Administration
Federal Register, Volume 85 Issue 111 (Tuesday, June 9, 2020)
[Federal Register Volume 85, Number 111 (Tuesday, June 9, 2020)]
                [Notices]
                [Pages 35311-35313]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2020-12429]
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                DEPARTMENT OF HEALTH AND HUMAN SERVICES
                Food and Drug Administration
                [Docket No. FDA-2020-D-1414]
                Institutional Review Board Review of Individual Patient Expanded
                Access Requests for Investigational Drugs and Biological Products
                During the COVID-19 Public Health Emergency; Guidance for Institutional
                Review Boards and Clinical Investigators; Availability
                AGENCY: Food and Drug Administration, HHS.
                ACTION: Notice of availability.
                -----------------------------------------------------------------------
                SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing
                the availability of a final guidance for industry entitled
                ``Institutional Review Board (IRB) Review of Individual Patient
                Expanded Access Requests for Investigational Drugs and Biological
                Products During the COVID-19 Public Health Emergency.'' To facilitate
                patient access to investigational drugs for treating COVID-19, FDA is
                issuing this guidance to provide recommendations regarding the key
                factors and procedures IRBs should consider when reviewing requests--
                including when such reviews are conducted by a single-member of an
                IRB--for individual patient expanded access. Given the public health
                emergency presented by COVID-19, this guidance is being implemented
                without prior public comment because FDA has determined that prior
                public participation is not feasible or appropriate, but it remains
                subject to comment in accordance with the Agency's good guidance
                practices.
                DATES: The announcement of the guidance is published in the Federal
                Register on June 9, 2020. The guidance is immediately in effect, but it
                remains subject to comment in accordance with the Agency's good
                guidance practices.
                ADDRESSES: You may submit electronic or written comments on Agency
                guidances at any time as follows:
                Electronic Submissions
                 Submit electronic comments in the following way:
                 Federal eRulemaking Portal: https://www.regulations.gov.
                Follow the instructions for submitting comments. Comments submitted
                electronically, including attachments, to https://www.regulations.gov
                will be posted to the docket unchanged. Because your comment will be
                made public, you are solely responsible for ensuring that your comment
                does not include any confidential information that you or a
                [[Page 35312]]
                third party may not wish to be posted, such as medical information,
                your or anyone else's Social Security number, or confidential business
                information, such as a manufacturing process. Please note that if you
                include your name, contact information, or other information that
                identifies you in the body of your comments, that information will be
                posted on https://www.regulations.gov.
                 If you want to submit a comment with confidential
                information that you do not wish to be made available to the public,
                submit the comment as a written/paper submission and in the manner
                detailed (see ``Written/Paper Submissions'' and ``Instructions'').
                Written/Paper Submissions
                 Submit written/paper submissions as follows:
                 Mail/Hand delivery/Courier (for written/paper
                submissions): Dockets Management Staff (HFA-305), Food and Drug
                Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                 For written/paper comments submitted to the Dockets
                Management Staff, FDA will post your comment, as well as any
                attachments, except for information submitted, marked and identified,
                as confidential, if submitted as detailed in ``Instructions.''
                 Instructions: All submissions received must include the Docket No.
                FDA-2020-D-1414 for ``Institutional Review Board (IRB) Review of
                Individual Patient Expanded Access Requests for Investigational Drugs
                and Biological Products During the COVID-19 Public Health Emergency.''
                Received comments will be placed in the docket and, except for those
                submitted as ``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m.
                and 4 p.m., Monday through Friday.
                 Confidential Submissions--To submit a comment with
                confidential information that you do not wish to be made publicly
                available, submit your comments only as a written/paper submission. You
                should submit two copies total. One copy will include the information
                you claim to be confidential with a heading or cover note that states
                ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
                review this copy, including the claimed confidential information, in
                its consideration of comments. The second copy, which will have the
                claimed confidential information redacted/blacked out, will be
                available for public viewing and posted on https://www.regulations.gov.
                Submit both copies to the Dockets Management Staff. If you do not wish
                your name and contact information to be made publicly available, you
                can provide this information on the cover sheet and not in the body of
                your comments and you must identify this information as
                ``confidential.'' Any information marked as ``confidential'' will not
                be disclosed except in accordance with 21 CFR 10.20 and other
                applicable disclosure law. For more information about FDA's posting of
                comments to public dockets, see 80 FR 56469, September 18, 2015, or
                access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
                 Docket: For access to the docket to read background documents or
                the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
                the heading of this document, into the ``Search'' box and follow the
                prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
                Rm. 1061, Rockville, MD 20852.
                 You may submit comments on any guidance at any time (see 21 CFR
                10.115(g)(5)).
                 Submit written requests for single copies of the guidance to the
                Division of Drug Information, Center for Drug Evaluation and Research,
                Food and Drug Administration, 10001 New Hampshire Ave., Hillandale
                Building, 4th Floor, Silver Spring, MD 20993-0002; or the Office of
                Communication, Outreach and Development, Center for Biologics
                Evaluation and Research, Food and Drug Administration, 10903 New
                Hampshire Ave., Bldg. 71, Rm. 3128, Silver Spring, MD 20993-0002. Send
                one self-addressed adhesive label to assist that office in processing
                your requests. See the SUPPLEMENTARY INFORMATION section for electronic
                access to the guidance document.
                FOR FURTHER INFORMATION CONTACT: Juanita Marner, Center for Drug
                Evaluation and Research, Food and Drug Administration, 10903 New
                Hampshire Ave., Bldg. 51, Rm. 6340, Silver Spring, MD 20993-0002, 301-
                796-8078.
                SUPPLEMENTARY INFORMATION:
                I. Background
                 FDA is announcing the availability of a guidance for industry
                entitled ``Institutional Review Board (IRB) Review of Individual
                Patient Expanded Access Requests for Investigational Drugs and
                Biological Products During the COVID-19 Public Health Emergency.''
                There is currently an outbreak of respiratory disease caused by a novel
                coronavirus. The virus has been named SARS-CoV-2, and the disease it
                causes has been named Coronavirus Disease 2019 (COVID-19). On January
                31, 2020, the Department of Health and Human Services (HHS) issued a
                declaration of a public health emergency related to COVID-19 and
                mobilized the Operating Divisions of HHS. The public health emergency
                declaration was renewed on April 21, 2020. In addition, on March 13,
                2020, the President declared a national emergency in response to COVID-
                19.
                 FDA is issuing this guidance to provide recommendations regarding
                the key factors and procedures IRBs, including for reviews conducted by
                a single-member, should consider when reviewing individual patient
                expanded access submissions for patient access to investigational drugs
                for treating COVID-19.
                 Under FDA regulations, three categories of expanded access are
                available: Expanded access for individual (also known as single)
                patients, including for emergency use; expanded access for
                intermediate-size patient populations; and ``treatment'' expanded
                access for larger populations. This guidance applies to individual
                patient expanded access requests, as outlined in 21 CFR 312.310. The
                recommendations in this guidance are intended to assist IRBs in
                conducting efficient reviews of individual patient expanded access
                requests.
                 In light of the public health emergency related to COVID-19
                declared by the Secretary of HHS, FDA has determined that prior public
                participation for this guidance is not feasible or appropriate and is
                issuing this guidance without prior public comment (see section
                701(h)(1)(C)(i) of the FD&C Act (21 U.S.C. 371(h)(1)(C)(i)) and 21 CFR
                10.115(g)(2)). This guidance document is being implemented immediately,
                but it remains subject to comment in accordance with the Agency's good
                guidance practices statute and regulation.
                 This guidance is intended to remain in effect for the duration of
                the public health emergency related to COVID-19 declared by HHS,
                including any renewals made by the Secretary in accordance with section
                319(a)(2) of the Public Health Service Act (42 U.S.C. 247d(a)(2)).
                However, the recommendations described in the guidance are expected to
                assist the Agency more broadly in its continued efforts to facilitate
                access to drugs through expanded access beyond the termination of the
                COVID-19 public health emergency and reflect the Agency's current
                thinking on this issue. Therefore, within 60 days following the
                termination of the public health
                [[Page 35313]]
                emergency, FDA intends to revise and replace this guidance with any
                appropriate changes based on comments received on this guidance and the
                Agency's experience with implementation.
                 This guidance is being issued consistent with FDA's good guidance
                practices regulation (21 CFR 10.115). The guidance represents the
                current thinking of FDA on ``Institutional Review Board (IRB) Review of
                Individual Patient Expanded Access Requests for Investigational Drugs
                and Biological Products During the COVID-19 Public Health Emergency.''
                It does not establish any rights for any person and is not binding on
                FDA or the public. You can use an alternative approach if it satisfies
                the requirements of the applicable statutes and regulations.
                II. Paperwork Reduction Act of 1995
                 This guidance refers to previously approved collections of
                information found in FDA regulations. These collections of information
                are subject to review by the Office of Management and Budget (OMB)
                under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). The
                collections of information in 21 CFR part 312 have been approved under
                OMB control number 0910-0014; the collections of information relating
                to the protection of human subjects and IRBs have been approved under
                OMB control number 0910-0130; and the collections of information in
                FDA's guidance for industry on ``Individual Patient Expanded Access
                Applications: Form FDA 3926'' have been approved under OMB control
                number 0910-0814.
                III. Electronic Access
                 Persons with access to the internet may obtain the guidance at
                https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs, https://www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics, https://www.fda.gov/emergency-preparedness-and-response/mcm-issues/COVID-19-related-guidance-documents-industry-fda-staff-and-other-stakeholders, or
                https://www.regulations.gov.
                 Dated: June 3, 2020.
                Lowell J. Schiller,
                Principal Associate Commissioner for Policy.
                [FR Doc. 2020-12429 Filed 6-8-20; 8:45 am]
                 BILLING CODE 4164-01-P
                

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