Mixed Swaps; Security-Based Swap Agreement Recordkeeping:

Federal Register Volume 76, Number 109 (Tuesday, June 7, 2011)

Proposed Rules

Page 32880

From the Federal Register Online via the Government Printing Office [www.gpo.gov]

FR Doc No: 2011-13976

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1

RIN 3038-AD46

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240

Release No. 33-9204A; 34-64372A; File No. S7-16-11

RIN 3235-AK65

Further Definition of ``Swap,'' ``Security-Based Swap,'' and

``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap

Agreement Recordkeeping

AGENCY: Commodity Futures Trading Commission; Securities and Exchange

Commission.

ACTION: Joint proposed rules; proposed interpretations; correction.

SUMMARY: The Commodity Futures Trading Commission and the Securities and Exchange Commission published a document in the Federal Register of

May 23, 2011 that referenced an incorrect RIN and an incorrect cite in an authority citation. This correction is being published to correct both the RIN and the authority citation.

FOR FURTHER INFORMATION CONTACT: CFTC: Julian E. Hammar, Assistant

General Counsel, at 202-418-5118, jhammar@cftc.gov, Mark Fajfar,

Assistant General Counsel, at 202-418- 6636, mfajfar@cftc.gov, or David

E. Aron, Counsel, at 202-418-6621, daron@cftc.gov, Office of General

Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler,

Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-

Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202- 551-5507, Division of Trading and Markets, or Michael J. Reedich,

Special Counsel, or Tamara Brightwell, Senior Special Counsel to the

Director, at 202-551- 3500, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.

Correction

In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29818, in the 10th line of the first column, the Security and

Exchange Commission's RIN is corrected to read as noted above.

In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29888, the authority citation in the second column reads as follows:

Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 21, 23, and 24.

Commodity Futures Trading Commission.

David A. Stawick,

Secretary. Securities and Exchange Commission.

Dated: June 1, 2011.

Elizabeth M. Murphy,

Secretary.

FR Doc. 2011-13976 Filed 6-6-11; 8:45 am

BILLING CODE 6351-01-P; 8011-01-P

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