Food and Drug Administration Modernization Act of 1997: Modifications to the List of Recognized Standards, Recognition List Number: 033

Federal Register, Volume 79 Issue 9 (Tuesday, January 14, 2014)

Federal Register Volume 79, Number 9 (Tuesday, January 14, 2014)

Notices

Pages 2453-2458

From the Federal Register Online via the Government Printing Office www.gpo.gov

FR Doc No: 2014-00477

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

Docket No. FDA-2004-N-0451

Food and Drug Administration Modernization Act of 1997: Modifications to the List of Recognized Standards, Recognition List Number: 033

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

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SUMMARY: The Food and Drug Administration (FDA) is announcing a publication containing modifications the Agency is making to the list of standards FDA recognizes for use in premarket reviews (``FDA Recognized Consensus Standards''). This publication, entitled ``Modifications to the List of Recognized Standards, Recognition List Number: 033'' (``Recognition List Number: 033''), will assist manufacturers who elect to declare conformity with consensus standards to meet certain requirements for medical devices.

DATES: Submit either electronic or written comments concerning this document at any time. See section VII of this document for the effective date of the recognition of standards announced in this document.

ADDRESSES: Submit written requests for single copies of the document entitled ``Modifications to the List of Recognized Standards, Recognition List Number: 033'' to the Division of Small Manufacturers, International, and Consumer Assistance, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 4613, Silver Spring, MD 20993-0002. Send two self-

addressed adhesive labels to assist that office in processing your requests, or fax your request to 301-847-8149.

Submit electronic comments concerning this document, or recommendations for additional standards for recognition, by email to standards@cdrh.fda.gov. Submit written comments to the contact person (see FOR FURTHER INFORMATION CONTACT). This document may also be accessed on FDA's Internet site at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Standards/ucm123792.htm. See section VI of this document for electronic access to the searchable database for the current list of FDA recognized consensus standards, including Recognition List Number: 033 modifications and other standards related information.

FOR FURTHER INFORMATION CONTACT: Scott A. Colburn, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 3632, Silver Spring, MD 20993-0002, 301-

796-6287.

SUPPLEMENTARY INFORMATION:

  1. Background

    Section 204 of the Food and Drug Administration Modernization Act of 1997 (Pub. L. 105-115) amended section 514 of the Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 U.S.C. 360d). Amended section 514 allows FDA to recognize consensus standards developed by international and national organizations for use in satisfying portions of device premarket review submissions or other requirements.

    In a notice published in the Federal Register of February 25, 1998 (63 FR 9561), FDA announced the availability of a guidance entitled ``Recognition and Use of Consensus Standards.'' The notice described how FDA would implement its standard recognition program and provided the initial list of recognized standards.

    Modifications to the initial list of recognized standards, as published in the Federal Register, can be accessed at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Standards/ucm123792.htm.

    These notices describe the addition, withdrawal, and revision of certain standards recognized by FDA. The Agency maintains hypertext markup language (HTML) and portable document format (PDF) versions of the list of FDA Recognized Consensus Standards. Both versions are publicly accessible at the Agency's Internet site. See section VI of this document for electronic access information. Interested persons should review the

    Page 2454

    supplementary information sheet for the standard to understand fully the extent to which FDA recognizes the standard.

  2. Modifications to the List of Recognized Standards, Recognition List Number: 033

    FDA is announcing the addition, withdrawal, correction, and revision of certain consensus standards the Agency will recognize for use in premarket submissions and other requirements for devices. We will incorporate these modifications in the list of FDA Recognized Consensus Standards in the Agency's searchable database, using the term ``Recognition List Number: 033'' to identify these current modifications.

    In table 1 of this document, FDA describes the following modifications: (1) The withdrawal of standards and their replacement by others, if applicable; (2) the correction of errors made by FDA in listing previously recognized standards; and (3) the changes to the supplementary information sheets of recognized standards that describe revisions to the applicability of the standards.

    In section III of this document, FDA lists modifications the Agency is making that involve the initial addition of standards not previously recognized by FDA.

    Table 1--Modifications to the List of Recognized Standards

    ----------------------------------------------------------------------------------------------------------------

    Replacement

    Old recognition No. recognition Title of standard \1\ Change

    No.

    ----------------------------------------------------------------------------------------------------------------

    1. Anesthesia

      ----------------------------------------------------------------------------------------------------------------

      1-60.................................. .............. IEC 60601-2-12 (2001-10) Withdrawn. Transition

      Medical electrical equipment-- period expired. See 1-

      Part 2-12: Particular 88.

      requirements for the safety

      of lung ventilators--Critical

      care ventilators.

      1-61.................................. .............. IEC 60601-2-13 (2003-05) Withdrawn. Transition

      Medical electrical equipment-- period expired. See 1-

      Part 2-13: Particular 82.

      requirements for the safety

      and essential performance of

      anesthetic systems.

      1-66.................................. .............. ISO 9919:2005 Medical Withdrawn. Transition

      electrical equipment-- period expired. See 1-

      Particular requirements for 85.

      the basic safety and

      essential performance of

      pulse oximeter equipment for

      medical use.

      ----------------------------------------------------------------------------------------------------------------

    2. Cardiovascular

      ----------------------------------------------------------------------------------------------------------------

      3-38.................................. .............. IEC 60601-2-34 (2000-10) Withdrawn. Transition

      Medical electrical equipment-- period expired. See 3-

      Part 2-34: Particular 115.

      requirements for the safety,

      including essential

      performance, of invasive

      blood pressure monitoring

      equipment.

      ----------------------------------------------------------------------------------------------------------------

    3. Dental/ENT

      ----------------------------------------------------------------------------------------------------------------

      4-122................................. .............. IEC 60601-2-18:1996 Amendment Withdrawn. Transition

      1 2000 Medical electrical period expired. See 4-

      equipment--Part 2-18: 187.

      Particular requirements for

      the safety of endoscopic

      equipment.

      ----------------------------------------------------------------------------------------------------------------

    4. General

      ----------------------------------------------------------------------------------------------------------------

      5-4................................... .............. IEC 60601-1 1988; Amendment 1, Withdrawn. Transition

      1991-11, Amendment 2, 1995 period expired. See 5-

      Medical electrical equipment-- 77.

      Part 1: General requirements

      for safety and essential

      performance.

      5-27.................................. .............. IEC 60601-1-1:2000 Medical Withdrawn.

      electrical equipment--Part 1-

      1: General requirements for

      safety--Collateral standard:

      Safety requirements for

      medical electrical systems.

      5-34.................................. .............. IEC 60601-1-2 Medical Withdrawn. Transition

      electrical equipment--Part 1- period expired. See 5-

      2: General requirements for 53.

      safety--Collateral standard:

      Electromagnetic

      compatibility--Requirements

      and tests (Edition 2:2001

      with Amendment 1:2004;

      Edition 2.1) (Edition 2:2001

      consolidated with Amendment

      1:2004).

      5-35.................................. .............. ANSI/AAMI/IEC 60601-1-2:2001 Withdrawn. Transition

      Medical electrical equipment-- period expired. See 5-

      Part 1-2: General 54.

      requirements for safety--

      Collateral standard:

      Electromagnetic

      compatibility--Requirements

      and tests.

      5-41.................................. .............. IEC 60601-1-4 Edition 1.1 2000- Withdrawn.

      04 Medical electrical

      equipment--Part 1-4: General

      requirements for safety--

      Collateral standard:

      Programmable electrical

      medical systems.

      Page 2455

      5-49.................................. .............. IEC 60601-1-8 First edition Withdrawn. Transition

      2003-08 Medical electrical period expired. See 5-

      equipment--Part 1-8: General 76.

      requirements for safety--

      Collateral standard: General

      requirements, tests, and

      guidance for alarm systems in

      medical electrical equipment

      and medical electrical

      systems.

      5-60.................................. .............. IEC 60601-1-2 Int. 1 Third Withdrawn. See 5-53.

      edition/I-SH 01:2007 Medical

      electrical equipment--Part 1-

      2: General requirements for

      basic safety and essential

      performance--Collateral

      standard: Electromagnetic

      compatibility--Requirements

      and tests, interpretation

      sheet.

      5-77.................................. .............. ANSI/AAMI ES60601-1:2005/ Transition period

      (R)2012 and A1:2012, C1:2009/ extended.

      (R)2012 and A2:2010/(R)2012

      (Consolidated Text), Medical

      electrical equipment--Part 1:

      General requirements for

      basic safety and essential

      performance (IEC 60601-

      1:2005, MOD).

      ----------------------------------------------------------------------------------------------------------------

    5. General Hospital/General Plastic Surgery

      ----------------------------------------------------------------------------------------------------------------

      6-9................................... .............. IEC 60601-2-21 First edition Withdrawn. Transition

      1994-02 Medical electrical period expired. See 6-

      equipment--Part 2: Particular 300.

      requirements for the safety

      of infant radiant warmers.

      6-29.................................. .............. IEC 60601-2-19 First edition Withdrawn. Transition

      1990-12 Medical electrical period expired. See 6-

      equipment--Part 2: Particular 298.

      requirements for safety of

      baby incubators.

      6-32.................................. .............. IEC 60601-2-20 First edition Withdrawn. Transition

      1990-12 Medical electrical period expired. See 6-

      equipment--Part 2: Particular 299.

      requirements for safety of

      transport incubators.

      6-146................................. .............. ANSI/AAMI/IEC 60601-2-21 First Withdrawn. Transition

      edition 1994-02 and Amendment period expired. See 6-

      1:2000 Medical electrical 227.

      equipment--Part 2: Particular

      requirements for safety of

      infant radiant warmers.

      6-182................................. .............. IEC 60601-2-38 First edition Withdrawn. Transition

      1996-10 and Amendment 1:1999 period expired. See 6-

      Medical electrical equipment-- 233.

      Part 2-38: Particular

      requirements for the safety

      of electrically operated

      hospital beds.

      6-197................................. .............. IEC 60601-2-2 Ed. 1.0 Medical Withdrawn. Transition

      electrical equipment--Part 2- period expired. See 6-

      2: Particular requirements 228.

      for the safety of high-

      frequency surgical equipment.

      ----------------------------------------------------------------------------------------------------------------

    6. Neurology

      ----------------------------------------------------------------------------------------------------------------

      17-5.................................. .............. IEC 60601-2-10 First edition Withdrawn. Transition

      1987, Amendment 1 2001-09 period expired. See 17-

      Medical electrical equipment-- 11.

      Part 2-10: Particular

      requirements for the safety

      of nerve and muscle

      stimulators.

      ----------------------------------------------------------------------------------------------------------------

    7. OB-GYN/Gastroenterology

      ----------------------------------------------------------------------------------------------------------------

      9-4................................... .............. IEC 60601-2-16 Second edition Withdrawn. Transition

      1998-02 Medical electrical period expired. See 9-

      equipment--Part 2-16: 80.

      Particular requirements for

      the safety of haemodialysis,

      haemodiafiltration, and

      haemofiltration equipment.

      9-42.................................. .............. IEC 60601-2-18 Second edition Withdrawn. Transition

      1996-08, Amendment 1 2000-07 period expired. See 9-

      Medical electrical equipment-- 61.

      Part 2-18: Particular

      requirements for the safety

      of endoscopic equipment.

      9-46.................................. .............. IEC 60601-2-2 Fourth edition Withdrawn. Transition

      2006-07 Medical electrical period expired. See 9-

      equipment--Part 2-2: 62.

      Particular requirements for

      the safety of high frequency

      surgical equipment.

      ----------------------------------------------------------------------------------------------------------------

    8. Radiology

      ----------------------------------------------------------------------------------------------------------------

      12-34................................. .............. IEC 60601-2-7 Second edition Withdrawn. Transition

      1998-02 Medical electrical period expired. See 12-

      equipment--Part 2-7: 251.

      Particular requirements for

      the safety of high-voltage

      generators of diagnostic x

      ray generators.

      Page 2456

      12-54................................. .............. IEC 60601-2-8 Edition 1.1 1999- Withdrawn. Transition

      04 Medical electrical period expired. See 12-

      equipment--Part 2-8: 254.

      Particular requirements for

      the safety of therapeutic x

      ray equipment operating in

      the range 10 kilovolt (kV) to

      1 millivolt (mV).

      12-63................................. .............. IEC 60601-2-43 Edition 1.0 Withdrawn. Transition

      2000-06 Medical electrical period expired. See 12-

      equipment--Part 2-43: 202.

      Particular requirements for

      the safety of x ray equipment

      for interventional procedures.

      12-120................................ .............. IEC 60601-2-44 Edition 2.1 Withdrawn. Transition

      2002-11 Medical electrical period expired. See 12-

      equipment--Part 2-44: 256.

      Particular requirements for

      the safety of x ray equipment

      for computed tomography.

      12-126................................ .............. IEC 60601-2-28 First Edition Withdrawn. Transition

      1.0 1993-03 Medical period expired. See 12-

      electrical equipment--Part 2- 204.

      28: Particular requirements

      for the safety of x ray

      source assemblies and x ray

      tube assemblies for medical

      diagnosis.

      12-127................................ .............. 60601-2-32 First edition 1994- Withdrawn. Transition

      03 Medical electrical period expired. See 12-

      equipment--Part 2-32: 201.

      Particular requirements for

      the safety of associated

      equipment of x ray equipment.

      12-133................................ .............. IEC 60601-2-11 Second edition Withdrawn. Transition

      1997-08, Amendment 1, 2004-07 period expired. See 12-

      Medical electrical equipment-- 255.

      Part 2-11: Particular

      requirements for the safety

      of gamma beam therapy

      equipment.

      12-147................................ .............. IEC 60601-2-5 Edition 2.0 2000- Withdrawn. Transition

      07 Medical electrical period expired. See 12-

      equipment--Part 2-5: 205.

      Particular requirements for

      the safety of ultrasonic

      physiotherapy equipment.

      12-152................................ .............. IEC 60601-2-1 Second edition Withdrawn. Transition

      1998-06, Amendment 1 2002-05 period expired. See 12-

      Medical electrical equipment-- 206.

      Part 2-1: Particular

      requirements for the safety

      of electron accelerators in

      the range 1 megaelectronvolts

      (MeV) to 50 MeV.

      12-178................................ .............. IEC 60601-2-45 Edition 2.0 Withdrawn. Transition

      2001-05 Medical electrical period expired. See 12-

      equipment--Part 2-45: 236.

      Particular requirements for

      the safety of mammographic x

      ray equipment and

      mammographic stereotactic

      devices.

      12-189................................ .............. IEC 60601-2-33 Edition 2.2 Withdrawn. Transition

      2008-04 Medical electrical period expired. See 12-

      equipment--Part 2-33: 207.

      Particular requirements for

      the safety of magnetic

      resonance equipment for

      medical diagnosis.

      12-197................................ .............. IEC 60601-2-22 Second edition Withdrawn. Transition

      1995-11 Medical electrical period expired. See 12-

      equipment--Part 2-22: 208.

      Particular requirements for

      the safety of diagnostic and

      therapeutic laser equipment.

      12-198................................ .............. IEC 60601-2-37 First edition Withdrawn. Transition

      2007-01, Amendment 1 2004-08, period expired. See 12-

      Amendment 2 2005-11 Medical 209.

      electrical equipment--Part 2-

      37: Particular requirements

      for the basic safety and

      essential performance of

      ultrasonic medical diagnostic

      and monitoring equipment.

      12-199................................ .............. IEC 60601-1-3 First edition Withdrawn. Transition

      1994-07 Medical electrical period expired. See 12-

      equipment--Part 1-3: General 210.

      requirements for safety--3.

      Collateral standard: General

      requirements for radiation

      protection in diagnostic x

      ray equipment.

      12-200................................ .............. IEC 60601-2-29 Second edition Withdrawn. Transition

      1999-01 Medical electrical period expired. See 12-

      equipment--Part 2-29: 211.

      Particular requirements for

      the safety of radiotherapy

      simulators.

      12-207................................ .............. IEC 60601-2-33 Edition 3.0 Transition period

      2010-03, Medical electrical extended.

      equipment--Part 2-33:

      Particular requirements for

      the basic safety and

      essential performance of

      magnetic resonance equipment

      for medical diagnostic.

      12-208................................ .............. IEC 60601-2-22 Third edition Transition period

      2007-05 Medical electrical extended.

      equipment--Part 2-22:

      Particular requirements for

      basic safety and essential

      performance of surgical,

      cosmetic, therapeutic, and

      diagnostic laser equipment.

      Page 2457

      12-210................................ .............. IEC 60601-1-3 Edition 2.0 2008- Transition period

      01 Medical electrical extended.

      equipment--Part 1-3: General

      requirements for basic safety

      and essential performance--

      Collateral standard:

      Radiation protection in

      diagnostic x ray equipment.

      ----------------------------------------------------------------------------------------------------------------

      \1\ All standard titles in this table conform to the style requirements of the respective organizations.

  3. Listing of New Entries

    In table 2 of this document, FDA provides the listing of new entries and consensus standards added as modifications to the list of recognized standards under Recognition List Number: 033.

    Table 2--New Entries to the List of Recognized Standards

    ------------------------------------------------------------------------

    Reference No.

    Recognition No. Title of standard \1\ and date

    ------------------------------------------------------------------------

    1. General

      ------------------------------------------------------------------------

      5-78.......................... Medical electrical ANSI/AAMI

      equipment--Part 1: ES60601-1:2005/

      General requirements (R)2012 and

      for basic safety and C1:2009/(R)2012

      essential performance and A2:2010/

      (IEC 60601-1:2005, (R)2012

      MOD). (Consolidated

      Text).

      ------------------------------------------------------------------------

    2. Radiology

      ------------------------------------------------------------------------

      12-257........................ Medical electrical IEC 60601-2-44

      equipment--Part 2-44: Edition 3.0

      Particular 2009-02.

      requirements for the

      basic safety and

      essential performance

      of x ray equipment

      for computed

      tomography.

      ------------------------------------------------------------------------

      12-268........................ Medical electrical IEC 60601-2-22

      equipment--Part 2-22: Edition 3.1

      Particular 2012-10.

      requirements for

      basic safety and

      essential performance

      of surgical,

      cosmetic, therapeutic

      and diagnostic laser

      equipment.

      12-269........................ Medical electrical IEC 60601-1-3

      equipment--Part 1-3: Edition 2.1

      General requirements 2013-04.

      for basic safety and

      essential

      performance--Collater

      al standard:

      radiation protection

      in diagnostic x ray

      equipment.

      12-271........................ Medical electrical IEC 60601-2-33

      equipment--Part 2-33: Edition 3.1

      Particular 2013-04.

      requirements for the

      basic safety and

      essential performance

      of magnetic resonance

      equipment for medical

      diagnosis.

      ------------------------------------------------------------------------

      \1\ All standard titles in this table conform to the style requirements

      of the respective organizations.

  4. List of Recognized Standards

    FDA maintains the Agency's current list of FDA Recognized Consensus Standards in a searchable database that may be accessed directly at our Internet site at http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfStandards/search.cfm. We will incorporate the modifications and revisions described in this notice into the database and, upon publication in the Federal Register, this recognition of consensus standards will be effective. We will announce additional modifications and revisions to the list of recognized consensus standards, as needed, in the Federal Register once a year, or more often if necessary. Beginning with Recognition List Number: 033, we will no longer be announcing minor revisions to the list of recognized consensus standards such as technical contact person, relevant guidance, processes affected, Code of Federal Regulations citations, and product codes.

  5. Recommendation of Standards for Recognition by FDA

    Any person may recommend consensus standards as candidates for recognition under section 514 of the FD&C Act by submitting such recommendations, with reasons for the recommendation, to the contact person (see FOR FURTHER INFORMATION CONTACT). To be properly considered, such recommendations should contain, at a minimum, the following information: (1) Title of the standard, (2) any reference number and date, (3) name and address of the national or international standards development organization, (4) a proposed list of devices for which a declaration of conformity to this standard should routinely apply, and (5) a brief identification of the testing or performance or other characteristics of the device(s) that would be addressed by a declaration of conformity.

  6. Electronic Access

    You may obtain a copy of ``Guidance on the Recognition and Use of Consensus Standards'' by using the Internet. The Center for Devices and Radiological Health (CDRH) maintains a site on the Internet for easy access to information including text, graphics, and files that you may download to a personal computer with access to the Internet. Updated on a regular basis, the CDRH home page includes the guidance as well as the current list of recognized standards and other standards-related documents. After publication in the Federal Register, this notice announcing ``Modification to the List of Recognized Standards, Recognition List Number: 033'' will be available on the CDRH home page. You may access the

    Page 2458

    CDRH home page at http://www.fda.gov/MedicalDevices.

    You may access ``Guidance on the Recognition and Use of Consensus Standards,'' and the searchable database for ``FDA Recognized Consensus Standards'' at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Standards.

    This Federal Register document on modifications in FDA's recognition of consensus standards is available at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Standards/ucm123792.htm.

  7. Submission of Comments and Effective Date

    Interested persons may submit either electronic comments concerning this document, or recommendations for additional standards for recognition, by email to standards@cdrh.fda.gov or written comments to the contact person (see FOR FURTHER INFORMATION CONTACT). It is only necessary to send one set of comments. Identify comments with the docket number found in brackets in the heading of this document. FDA will consider any comments received in determining whether to amend the current listing of modifications to the list of recognized standards, Recognition List Number: 033. These modifications to the list of recognized standards are effective upon publication of this notice in the Federal Register.

    Dated: January 8, 2014.

    Leslie Kux,

    Assistant Commissioner for Policy.

    FR Doc. 2014-00477 Filed 1-13-14; 8:45 am

    BILLING CODE 4160-01-P

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