Notice of Intent To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934

Published date07 March 2019
Citation84 FR 8357
Record Number2019-04079
SectionNotices
CourtSecurities And Exchange Commission
Federal Register, Volume 84 Issue 45 (Thursday, March 7, 2019)
[Federal Register Volume 84, Number 45 (Thursday, March 7, 2019)]
                [Notices]
                [Pages 8357-8358]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2019-04079]
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                SECURITIES AND EXCHANGE COMMISSION
                [Securities Exchange Act of 1934; Release No. 85227/March 1, 2019]
                Notice of Intent To Cancel Registration of Certain Municipal
                Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act
                of 1934
                 Notice is given that the Securities and Exchange Commission (the
                ``Commission'') intends to issue an order or orders, pursuant to
                Section 15B(c)(3) of the Securities Exchange Act of 1934 (the ``Act''),
                cancelling the registrations of municipal advisors whose names appear
                in the attached Appendix, herein referred to as the ``registrants''.
                 Section 15B(c)(3) of the Act provides, in pertinent part, that if
                the Commission finds that any municipal advisor registered under
                Section 15B is no longer in existence or has ceased to do business as a
                municipal advisor, the Commission, by order, shall cancel the
                registration of such municipal advisor. The Commission finds that each
                registrant listed in the attached Appendix (i) has not made any
                municipal advisor form submissions to the Commission through the
                Commission's Electronic Data Gathering and Retrieval (``EDGAR'') system
                since 1/1/2016, and/or (ii) does not have an associated person, for
                whom there is a Form MA-I available on EDGAR, who is qualified, under
                Municipal Securities Rulemaking Board (MSRB) Rule G-3, to lawfully
                engage in municipal advisory activities. Accordingly, the Commission
                finds that each of the registrants listed in the attached Appendix is
                either (i) no longer in existence or (ii) has ceased to do business as
                a municipal advisor.
                 Notice is also given that any interested person may, by April 1,
                2019, at 5:30 p.m. Eastern Time, submit to the Commission in writing a
                request for a hearing on the cancellation of the registration of any
                registrant listed in the attached Appendix, accompanied by a statement
                as to the nature of such person's interest, the reason for such
                person's request, and the issues, if any, of fact or law proposed to be
                controverted, and the writer may request to be notified if the
                Commission should order a hearing thereon. Any such communications
                should be addressed to the SEC's Secretary at the address below.
                 At any time after April 1, 2019, the Commission may issue an order
                or orders cancelling the registrations of any or all of the registrants
                listed in the attached Appendix, upon the basis of the information
                stated above, unless an order or orders for a hearing on the
                cancellation shall be issued upon request or upon the Commission's own
                motion. Persons who requested a hearing, or to be advised as to whether
                a hearing is ordered, will receive any notices and orders issued in
                this matter, including the date of the hearing (if ordered) and any
                postponements thereof. Any registrant whose registration is cancelled
                under delegated authority may appeal that decision directly to the
                Commission in accordance with Rules 430 and 431 of the Commission's
                rules of practice (17 CFR 201.430 and 431).
                ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
                Commission, 100 F Street NE, Washington, DC 20549-1090.
                FOR FURTHER INFORMATION CONTACT: Ahmed Abonamah, Senior Counsel to the
                Director, at 202-551-5680; U.S. Securities and Exchange Commission,
                Office of Municipal Securities, 100 F Street NE, Washington, DC 20549.
                 For the Commission, by the Office of Municipal Securities,
                pursuant to delegated authority.\1\
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                 \1\ 17 CFR 200.30-3a(a)(1)(ii).
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                Eduardo A. Aleman,
                Deputy Secretary.
                Appendix
                
                ------------------------------------------------------------------------
                 SEC ID No. Full legal name
                ------------------------------------------------------------------------
                867-01224................................. Aureus Partners, Inc.
                867-01674................................. BBC Consulting LLC.
                867-01163................................. Benecke Robert.
                867-01889................................. BRANDYWINE INVESTMENT
                 SECURITIES, LLC.
                867-01050................................. Braun Research Consulting,
                 LLC.
                867-01722................................. DENNING & COMPANY LLC.
                867-00750................................. Evergreen Capital Advisors,
                 Inc.
                867-00802................................. Financial Consulting
                 Solutions Group, Inc.
                867-01653................................. Frontera Consultants RGV,
                 LLC.
                [[Page 8358]]
                
                867-01695................................. HARRISON SECURITIES INC/BD.
                867-01696................................. Innovative Utility Solutions
                 of Alabama LLC.
                867-01862................................. KSR Capital Advisors, Inc.
                867-01640................................. LEBENTHAL & CO., LLC.
                867-01727................................. Madrid Napoleon Roy.
                867-00144................................. Mission Management &
                 Consultants LLC.
                867-01246................................. PHOENIX INFRASTRUCTURE
                 ADVISORY GROUP, LLC.
                867-00531................................. PK SECURITIES, INC.
                867-01824................................. PlanScape, Inc.
                867-00847................................. Providence Financial Co.,
                 LLC.
                867-00680................................. Public Advisory Corp.
                867-00427................................. Rognan & Associates.
                867-00769................................. Stellate Partners LLC.
                867-01005................................. Stoughton Consulting LLC.
                867-01545................................. Tax Credit Management Inc.
                867-00030................................. Ward Group LLC.
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                [FR Doc. 2019-04079 Filed 3-6-19; 8:45 am]
                 BILLING CODE 8011-01-P
                

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