Privacy Act of 1974: New System of Records

Published date16 January 2020
Citation85 FR 2693
Record Number2020-00658
SectionNotices
CourtAgricultural Marketing Service,Agriculture Department
Federal Register, Volume 85 Issue 11 (Thursday, January 16, 2020)
[Federal Register Volume 85, Number 11 (Thursday, January 16, 2020)]
                [Notices]
                [Pages 2693-2696]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2020-00658]
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                Notices
                 Federal Register
                ________________________________________________________________________
                This section of the FEDERAL REGISTER contains documents other than rules
                or proposed rules that are applicable to the public. Notices of hearings
                and investigations, committee meetings, agency decisions and rulings,
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                appearing in this section.
                ========================================================================
                Federal Register / Vol. 85, No. 11 / Thursday, January 16, 2020 /
                Notices
                [[Page 2693]]
                DEPARTMENT OF AGRICULTURE
                Agricultural Marketing Service
                [Doc. No. AMS-SC-19-0071; SC19-990-5]
                Privacy Act of 1974: New System of Records
                AGENCY: Agricultural Marketing Service, USDA.
                ACTION: Notice of a new system of records.
                -----------------------------------------------------------------------
                SUMMARY: In accordance with the Privacy Act of 1974, as amended, the
                Agricultural Marketing Service (AMS) proposes to add a system of
                records to its inventory of records systems. The system of records will
                cover information collected under the U.S. Domestic Hemp Production
                Program in AMS. This notice is necessary to meet the Privacy Act
                requirement that a Federal Register notice describing the existence and
                character of record systems to be maintained by the agency be
                published.
                DATES: This system of records notice is applicable upon its publication
                in this issue of the Federal Register, with the exception of the new
                routine uses, which are effective February 18, 2020. AMS will accept
                comments until February 18, 2020 on the routine uses described below.
                ADDRESSES: Interested persons are invited to submit written comments.
                Comments should be submitted via the Federal eRulemaking portal at
                www.regulations.gov. Comments may also be filed with the Docket Clerk,
                Marketing Order and Agreement Division, Specialty Crops Program, AMS,
                USDA, 1400 Independence Avenue SW, STOP 0237, Washington, DC 20250-
                0237; or Fax: (202) 720-8938. All comments received must include the
                agency name and docket number for this notice. All comments received
                will be posted without change to http://www.regulations.gov, including
                any personal information provided. For access to the docket to read
                background documents or comments received, go to http://www.regulations.gov.
                FOR FURTHER INFORMATION CONTACT: For general questions, please contact
                William Richmond, Specialty Crops Program, AMS, USDA; 1400 Independence
                Avenue SW, Stop 0237, Washington, DC 20250-0237; Telephone: (202) 720-
                9921; Email: [email protected]. For Privacy Act questions
                concerning this system of records notice, please contact the FOIA and
                Privacy Act Officer, 1400 Independence Ave. SW, Washington, DC 20250;
                Telephone: (202) 205-0288; Email: [email protected]. For USDA Privacy
                Act questions, please contact the USDA Chief Privacy Officer,
                Information Security Center, Office of Chief Information Officer, USDA,
                Jamie L. Whitten Building, 1400 Independence Ave. SW, Washington, DC
                20250; Email: [email protected].
                SUPPLEMENTARY INFORMATION: The Agriculture Improvement Act of 2018 (the
                Farm Bill) mandates USDA to establish a U.S. Domestic Hemp Production
                Program (DHPP). The new program will be administered by the
                Agricultural Marketing Service (AMS), Specialty Crops Program (SCP),
                Marketing Order and Agreement Division (MOAD). The new program will
                review plans submitted by States and Tribal Nations to regulate the
                production of hemp within their jurisdictions and approve those plans
                that meet requirements. These plans must include protocols for how
                producers will submit information on the land where hemp is produced,
                testing procedures for the plants, and the disposition of plants that
                do not meet requirements. In States and Tribal Nations where the State
                or Tribal Nation does not have an approved plan (and that does not
                prohibit the production of hemp), the program will issue licenses to
                individuals and businesses who wish to produce and will also oversee
                program participant compliance.
                 In support of these requirements, AMS is establishing a new system
                of records for the DHPP under the Privacy Act (5 U.S.C. 552a). As part
                of this program, the Farm Bill requires USDA to collect data from
                States and Tribal Nations regarding hemp growers under their
                jurisdiction as well as licensing information on growers operating
                under the USDA hemp production plan. Additionally, the Farm Bill
                requires USDA to share the collected information with the Attorney
                General and share real-time information with Federal, State, local or
                Tribal law enforcement.
                 This system will provide a secure public facing interface where
                applicants (both individuals and businesses) can submit their licensing
                information. This system will also provide a secure interface where
                States and Tribes may submit their plans for USDA approval, their
                licensee information, land identification information, monthly reports
                on the disposal of non-conforming plants and materials, and annual
                reports.
                 This system will interface with the USDA Farm Service Agency to
                enter and receive information from licensees which will include: Field
                acreage, greenhouse or indoor square footage of hemp planted; street
                address; geospatial location or other comparable identification method
                which specifies where the hemp will be produced; and legal description
                of the land.
                 Additionally, this system will provide real time reporting of
                relevant data to other internal and external agencies (Farm Service
                Agency, Department of Justice (Drug Enforcement Administration) and
                State and Tribal law enforcement).
                 AMS will use the information obtained only for the purposes of
                administering the laws and regulations of the DHPP, including using
                this data for regulatory enforcement actions brought in USDA
                administrative proceedings and/or Federal courts and preparing and
                releasing summary and statistical reports on agricultural commodities
                and related products. Any further dissemination not expressly
                identified here will not occur without the express written permission
                from the DHPP. The information will be reviewed only by authorized USDA
                personnel or others as identified in this document on a rolling and a
                need-to-know basis and will be kept secure. USDA will maintain such
                confidential information as required under the specific statutes and
                government policies relating to confidential information, as laid out
                below.
                 Establishing a new DHPP system of records under the Privacy Act (5
                U.S.C. 552a) is required by law. The privacy rules for collecting and
                handling
                [[Page 2694]]
                individuals' information, and for securely managing records, are
                followed.
                 A report on the new system of records, required by 5 U.S.C.
                552a(r), as implemented by Office of Management and Budget Circular A-
                108, was sent to the Chairman, Committee on Homeland Security and
                Governmental Affairs, United States Senate; the Chairman, Committee on
                Oversight and Government Reform, House of Representatives; and the
                Administrator, Office of Information and Regulatory Affairs, Office of
                Management and Budget.
                 Done in Washington, DC, this 13th day of January 2020.
                Bruce Summers,
                Administrator, Agricultural Marketing Service.
                SYSTEM NAME AND NUMBER
                 Domestic Hemp Production Program, USDA/AMS-07
                SECURITY CLASSIFICATION:
                 None.
                SYSTEM LOCATION:
                 Records will be maintained at the offices of the USDA, Agricultural
                Marketing Service, 1400 Independence Avenue SW, Washington, DC 20250-
                0244.
                SYSTEM MANAGER:
                 A System Manager will manage the Domestic Hemp Production Program
                system. For general information, you may contact the Marketing Order
                and Agreement Division, Specialty Crops Program, AMS, USDA; 1400
                Independence Avenue SW, Stop 0237, Washington, DC 20250-0237;
                Telephone: (202) 720-2491, Fax: (202)720-8938,
                AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
                 The Agriculture Improvement Act of 2018 (Farm Bill) and 7 CFR part
                990.
                PURPOSE:
                 The purpose of this system is to collect data from States and
                Tribal Nations regarding hemp producers licensed under their USDA-
                approved plan within their jurisdiction, as well as information on
                producers operating under the USDA plan. Additionally, the Farm Bill
                requires USDA to share the collected information and data with Federal,
                State, Tribal, and local law enforcement.
                CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
                 Categories of individuals covered by this system include: (1)
                Producers and business entity applicants for hemp production licenses
                under a USDA-approved State or Tribal plan, or under the USDA hemp
                production plan; (2) licensed producers or business entities under a
                USDA-approved State or Tribal plan, or under the USDA hemp production
                plan; (3) individuals tasked with oversight and administration of the
                USDA Domestic Hemp Production Program, including: USDA employees,
                contractors, or other entities working on behalf of the USDA; (4)
                individuals who are regulated by the USDA Domestic Hemp Production
                Program who may be investigated for possible violations, including
                licensees, samplers, inspectors, and laboratory technicians, including
                their agents and appointees, and other non-Federal employees; and (5)
                any other individuals involved in a review or investigation as an
                alleged violator.
                CATEGORIES OF RECORDS IN THE SYSTEM:
                 This system will provide a secure public facing interface where
                applicants, States and Tribes may submit information to USDA. This
                system will interface with the USDA FSA to enter and receive
                information from. Additionally, this system will provide real time
                reporting of relevant data to other internal and external agencies
                pertaining to an alleged violation of the Domestic Hemp Production
                Program, including: Name, address information (street or email
                address), personal identification numbers (employer identification
                number [EIN], system-generated license number), criminal history, and
                case file information for producers under a State, Tribal plan, or the
                USDA production plan. The case file contains evidence gathered in the
                course of the review or investigations. The system will contain the
                following records:
                 Records relating to hemp production license applications
                or renewals:
                 [cir] State and Tribal Nation production plans;
                 [cir] Applicant, business entity or licensee name;
                 [cir] Names and titles of a business entity's key participants (if
                applicable);
                 [cir] Mailing or principal business address;
                 [cir] Email address (if applicable);
                 [cir] Phone number;
                 [cir] Employer Identification Number (if applicable);
                 [cir] Criminal history report;
                 [cir] Name of USDA-approved plan under which licensed or applying
                for license;
                 [cir] License or authorization number (if applicable);
                 [cir] License or authorization status;
                 [cir] Date license was issued and will expire;
                 [cir] Name of legal owner of land for hemp production; and
                 [cir] Signature or affidavit of applicant or licensee (USDA plan
                only).
                 Records relating to compliance including, but not limited
                to:
                 [cir] Laboratory hemp lot test reports, including:
                 [cir] Name of licensee or authorized person;
                 [cir] Licensee or authorized person address;
                 [cir] Name of USDA-approved plan under which licensed;
                 [cir] License number or authorization identifier;
                 [cir] License or authorization type (producer or business entity);
                 [cir] Lot number;
                 [cir] Date and time of test;
                 [cir] Percentage delta-9 tetrahydrocannabinol concentration; and
                 [cir] Test result (retest, pass, fail).
                 [cir] Hemp lot disposal reports, including:
                 [cir] Licensee or authorized person name;
                 [cir] License or authorization number;
                 [cir] Licensee or authorized person address;
                 [cir] Name of USDA-approved plan under which licensed;
                 [cir] Lot number;
                 [cir] Lot location (Greenhouse, indoor or field production);
                 [cir] Geospatial location or other valid land descriptor;
                 [cir] Date of completion of disposal;
                 [cir] Total acreage disposed;
                 [cir] Name of Disposition Agent;
                 [cir] Name of Disposition Organization;
                 [cir] Signature of Licensee or authorized person; and
                 [cir] Signature of Disposition Agent.
                 [cir] Licensee annual reports, including;
                 [cir] Licensee or authorized person name;
                 [cir] License or authorization number;
                 [cir] Licensee or authorized person address;
                 [cir] Name of USDA-approved plan under which licensed;
                 [cir] Lot number (if applicable);
                 [cir] Lot location (if applicable);
                 [cir] Geospatial location or other valid land descriptor (if
                applicable);
                 [cir] Total acreage planted;
                 [cir] Total acreage disposed; and
                 [cir] Total acreage harvested.
                 Records related to Enforcement:
                 [cir] Name of Complainant;
                 [cir] Mailing address;
                 [cir] Email address (if applicable);
                 [cir] Phone number; and
                 [cir] Summary of Complaint.
                RECORD SOURCE CATEGORIES:
                 These records contain information obtained from: The individual or
                entity
                [[Page 2695]]
                who is the subject of these records including a complainant or subject
                of an audit; USDA Farm Service Agency; U.S. Domestic Hemp Production
                Program; States and Tribal governments; and laboratories authorized to
                test hemp.
                ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
                OF USERS AND THE PURPOSES OF SUCH USES:
                 In addition to those disclosures generally permitted under 5 U.S.C.
                552a(b) of the Privacy Act, records maintained in the system may be
                disclosed outside USDA, as follows, to the extent that such disclosures
                are compatible with the purposes for which the information was
                collected:
                 (1) To the Department of Justice when: (a) The agency or any
                component thereof; or (b) any employee of the agency in his or her
                official capacity where the Department of Justice has agreed to
                represent the employee; (c) any employee of the agency in his or her
                individual capacity where the agency or the Department of Justice has
                agreed to represent the employee; or (d) the United States Government,
                is a party to litigation or has an interest in such litigation, and by
                careful review, the agency determines that the records are both
                relevant and necessary to the litigation and the use of such records by
                the Department of Justice is therefore deemed by the agency to be for a
                purpose that is compatible with the purpose for which the agency
                collected the records.
                 (2) To a court or adjudicative body in a proceeding when: (a) The
                agency or any component thereof; or (b) any employee of the agency in
                his or her official capacity; or (c) any employee of the agency in his
                or her individual capacity where the agency has agreed to represent the
                employee; or (d) the United States Government, is a party to litigation
                or has an interest in such litigation, and by careful review, the
                agency determines that the records are both relevant and necessary to
                the litigation.
                 (3) To law enforcement in real time as required by Section 297C(d)
                of the Farm Bill. Information to be shared via this routine use will
                include contact information for each hemp producer, a legal description
                of the land on which hemp is grown, and the license status of each
                producer.
                 (4) To law enforcement: When a record on its face, or in
                conjunction with other records, indicates a violation or potential
                violation of law, whether civil, criminal or regulatory in nature, and
                whether arising by general statute or particular program statute, or by
                regulation, rule, or order issued pursuant thereto, disclosure may be
                made to the appropriate agency, whether Federal, foreign, State, local,
                or Tribal, or other public authority responsible for enforcing,
                investigating, or prosecuting such violation or charged with enforcing
                or implementing the statute, or rule, regulation, or order issued
                pursuant thereto, if the information disclosed is relevant to any
                enforcement, regulatory, investigative or prosecutive responsibility of
                the receiving entity.
                 (5) To a Congressional office from the record of an individual in
                response to any inquiry from that Congressional office made at the
                written request of the individual to whom the record pertains.
                 (6) To the National Archives and Records Administration or to the
                General Services Administration for records management activities
                conducted under 44 U.S.C. 2904 and 2906.
                 (7) To agency contractors, grantees, experts, or consultants who
                have been engaged by the agency to assist in the performance of a
                service related to this system of records and who need to have access
                to the records in order to perform the activity.
                 (8) To a Federal, State, local or Tribal agency maintaining civil,
                criminal, or other relevant enforcement records, or other pertinent
                records, or to another public authority or professional organization,
                if necessary, to obtain information relevant to an investigation
                concerning the issuance, retention or revocation of a license.
                 (9) To a Federal, State, local, or Tribal or other public authority
                the fact that this system of records contains information relevant to
                the issuance, retention or revocation of a license. The other agency or
                licensing organization may then make a request supported by the written
                consent of the individual for the entire record if it so chooses. No
                disclosure will be made unless the information has been determined to
                be sufficiently reliable to support a referral to another office within
                the agency or to another Federal agency for criminal, civil,
                administrative, personnel, or regulatory action.
                 (10) To appropriate agencies, entities, and persons when: (a) USDA
                suspects or has confirmed that there has been a breach of the system of
                records; (b) USDA has determined that as a result of the suspected or
                confirmed breach there is a risk of harm to individuals, USDA
                (including its information systems, programs, and operations), the
                Federal Government, or national security; and (c) the disclosure made
                to such agencies, entities, and persons is reasonably necessary to
                assist in connection with USDA's efforts to respond to the suspected or
                confirmed compromise and prevent, minimize, or remedy such harm.
                 (11) To another Federal agency or Federal entity, when the USDA
                determines that information from this system of records is reasonably
                necessary to assist the recipient agency or entity in (a) responding to
                a suspected or confirmed breach or (b) preventing, minimizing, or
                remedying the risk of harm to individuals, the recipient agency or
                entity (including its information systems, programs, and operations),
                the Federal Government, or national security, resulting from a
                suspected or confirmed breach.
                POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
                 Records are stored in paper and electronic format. In the
                beginning, the information will be stored in hard copy until the
                electronic system can securely store all the records.
                POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
                 Records are retrieved by individual or business name, individual or
                business address, or other unique identifiers.
                POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
                 Records will be retained indefinitely until appropriate disposition
                authority is obtained, and records will then be disposed of in
                accordance with the authority granted.
                ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
                 All records containing personal information are maintained in
                secured file cabinets or in restricted areas, in which access is
                limited to authorized personnel. Access to computerized data is
                password-protected and under the responsibility of the system manager
                and subordinates. The database administrator has the ability to review
                audit trails, thereby permitting regular ad hoc monitoring of computer
                usage.
                RECORDS ACCESS PROCEDURES:
                 Any individual may request information concerning himself/herself
                from the System Manager. Individuals seeking access to any record
                contained in this system of records, or seeking to contest its
                contents, may submit a request in writing to the Chief Information
                Officer, Department of Agriculture, Agricultural Marketing Service,
                Mail Stop 0244, Room 1752-S, 1400 Independence Avenue SW, Washington,
                DC 20250-0244.
                 When seeking records about yourself from this system of records or
                any other
                [[Page 2696]]
                Departmental system of records, your request must conform to the
                Privacy Act regulations set forth in 7 CFR part 1, subpart G. You must
                first verify your identity, meaning that you must provide your full
                name, current address, and date and place of birth. You must sign your
                request, and your signature must either be notarized or submitted under
                28 U.S.C. 1746, a law that permits statements to be made under penalty
                of perjury as a substitute for notarization. While no specific form is
                required, you may obtain more information for this purpose from the AMS
                FOIA and Privacy Act Officer, Telephone: (202) 205-0288; Email:
                [email protected]. In addition, you should provide the following:
                 An explanation of why you believe the Department would
                have information on you;
                 Identify which component(s) of the Department you believe
                may have the information about you;
                 Specify when you believe the record would have been
                created; and
                 Provide any other information that will help the FOIA
                staff determine which AMS component agency may have responsive records.
                 If your request is seeking records pertaining to another living
                individual, you must include a statement from that individual
                certifying his or her agreement for you to access his or her records.
                 Without complete information, the component(s) may not be able to
                conduct an effective search, and your request may be denied due to lack
                of specificity or lack of compliance with applicable regulations.
                CONTESTING RECORD PROCEDURES:
                 Individuals seeking to contest or amend information maintained in
                the system should direct their requests to the address indicated in the
                ``Record Access'' section, above. An individual who is the subject of a
                record in this system may seek to amendment their records. A
                determination whether a record may be amended will be made at the time
                a request is received.
                NOTIFICATION PROCEDURES:
                 Any individual may request general information regarding this
                system of records or information as to whether the system contains
                records pertaining to him/her from the System Manager. All inquiries
                pertaining to this system should be in writing and submitted to the
                address listed below in the Records Access Procedures section, must
                name the system of records as set forth in the system notice, and must
                contain the individual's name, telephone number, address, and email
                address.
                EXEMPTIONS PROMULGATED FOR THE SYSTEM:
                 N/A
                HISTORY:
                 N/A.
                [FR Doc. 2020-00658 Filed 1-15-20; 8:45 am]
                 BILLING CODE 3410-02-P
                

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