SBIC License Issuance

• Citation: 91 FR 41725
• Published date: 07 July 2026
• FR Document: 2026-13688
• Pages: 41725-41725
• Section: Notices
• Issuer: Small Business Administration

41725

Federal Register / Vol. 91, No. 128 / Tuesday, July 7, 2026 / Notices

27

See proposed FINRA Rule 2210(d)(1)(F)(iv)(c)

as proposed in the Initial Rule Filing.

28

See proposed FINRA Rule 2210(d)(1)(F)(iv) as

proposed in Partial Amendment No. 1.

29

FINRA Response Letter at 15.

30

17 CFR 200.30–3(a)(12).

public might differ from actual

performance.

27

Specifically, Partial

Amendment No. 1 would modify

proposed FINRA Rule

2210(d)(1)(F)(iv)(c) to delete the

following clauses: (1) ‘‘including

whether the projected performance or

targeted return is net of anticipated fees

and expenses’’, and (2) ‘‘including

reasons why the projected performance

or targeted return might differ from

actual performance.’’

28

FINRA stated

that FINRA Rule 2210’s general content

standards, together with the remaining

proposed disclosure requirements that

are specific to projections of

performance and targeted returns,

would help ensure that investors receive

information to consider the risks and

limitations of relying on such

performance in determining how to

invest.

29

III. Solicitation of Comments

Interested persons are invited to

submit written data, views and

arguments concerning the foregoing,

including whether the proposed rule

change, as amended by Partial

Amendment No. 1, is consistent with

the Act. Comments may be submitted by

any of the following methods:

Electronic Comments

•Use the Commission’s internet

comment form (https://www.sec.gov/

rules/sro.shtml); or

•Send an email to rule-comments@

sec.gov. Please include file number SR–

FINRA–2026–004 on the subject line.

Paper Comments

•Send paper comments in triplicate

to Secretary, Securities and Exchange

Commission, 100 F Street NE,

Washington, DC 20549–1090.

All submissions should refer to file

number SR–FINRA–2026–004. This file

number should be included on the

subject line if email is used. To help the

Commission process and review your

comments more efficiently, please use

only one method. The Commission will

post all comments on the Commission’s

internet website (https://www.sec.gov/

rules/sro.shtml). Copies of the filing will

be available for inspection and copying

at the principal office of FINRA. Do not

include personal identifiable

information in submissions; you should

submit only information that you wish

to make available publicly. We may

redact in part or withhold entirely from

publication submitted material that is

obscene or subject to copyright

protection. All submissions should refer

to file number SR–FINRA–2026–004

and should be submitted on or before

July 28, 2026.

For the Commission, by the Division of

Trading and Markets, pursuant to delegated

authority.

30

Sherry R. Haywood,

Assistant Secretary.

[FR Doc. 2026–13713 Filed 7–6–26; 8:45 am]

BILLING CODE 8011–01–P

SMALL BUSINESS ADMINISTRATION

SBIC License Issuance

AGENCY

: U.S. Small Business

Administration.

ACTION

: Notice of Small Business

Investment Company (SBIC) licenses.

SUMMARY

: Pursuant to the authority

granted to the United States Small

Business Administration under section

301(c) of the Small Business Investment

Act of 1958, as amended, to grant Small

Business Investment Company licenses

under the Small Business Investment

Company Program, this notice satisfies

the requirement effective August 17,

2023 under 13 CFR 107.501(a) to

publish in the Federal Register the

names of SBICs with date of licensure

and Total Intended Leverage

Commitments. The following SBICs

received SBIC licenses as of the date

indicated below:

SBIC fund name Date of

licensure Leverage tiers

1

Acequia Capital Origin SBIC, L.P ................................................................................ 5/4/2026 1.25x.

Pelican Energy Partners Base Zero SBIC, L.P ........................................................... 5/12/2026 Non-Leveraged.

RSCF II SBIC, L.P ....................................................................................................... 5/26/2026 2.00x.

Savory Fund III Financial Institutions Fund, L.P .......................................................... 5/27/2026 Non-Leveraged.

BSCP SBIC III, L.P ...................................................................................................... 5/29/2026 2.00x.

New Canaan Funding Mezzanine VIII SBIC, L.P ........................................................ 6/9/2026 2.00x.

Navigate Capital Partners SBIC Fund II, L.P .............................................................. 6/11/2026 2.00x.

Aldine Capital Fund V, L.P ........................................................................................... 6/11/2026 2.00x.

Bayview Capital Partners V, L.P .................................................................................. 6/15/2026 1.00x.

1

Maximum amount of Leverage expressed as a multiple of Leverageable Capital pursuant to 13 CFR 107.1150.

Paul Van Eyl,

Director of Policy, Office of Investment and

Innovation, U.S. Small Business

Administration.

[FR Doc. 2026–13688 Filed 7–6–26; 8:45 am]

BILLING CODE 8026–09–P

DEPARTMENT OF STATE

[Public Notice 13053]

30-Day Notice of Proposed Information

Collection: Brokering Approval

(License)

ACTION

: Notice of request for public

comment and submission to OMB of

proposed collection of information.

SUMMARY

: The Department of State has

submitted the information collection

described below to the Office of

Management and Budget (OMB) for

approval. In accordance with the

Paperwork Reduction Act of 1995 we

are requesting comments on this

collection from all interested

individuals and organizations. The

purpose of this Notice is to allow 30

days for public comment.

DATES

: Submit comments up to August

6, 2026.

ADDRESSES

: Written comments and

recommendations for the proposed

information collection should be sent

within 30 days of publication of this

notice to www.reginfo.gov/public/do/

VerDate Sep<11>2014 17:51 Jul 06, 2026 Jkt 268001 PO 00000 Frm 00109 Fmt 4703 Sfmt 4703 E:\FR\FM\07JYN1.SGM 07JYN1

khammond on DSK9W7S144PROD with NOTICES6