Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers

 
CONTENT

Federal Register, Volume 79 Issue 85 (Friday, May 2, 2014)

Federal Register Volume 79, Number 85 (Friday, May 2, 2014)

Proposed Rules

Pages 25193-25386

From the Federal Register Online via the Government Printing Office www.gpo.gov

FR Doc No: 2014-09108

Page 25193

Vol. 79

Friday,

No. 85

May 2, 2014

Part II

Securities and Exchange Commission

-----------------------------------------------------------------------

17 CFR Parts 240 and 249

Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers; Proposed Rules