Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Seventh Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc.
| Citation | 91 FR 33262 |
| Published date | 03 June 2026 |
| FR Document | 2026-11029 |
| Pages | 33262-33265 |
| Section | Notices |
| Issuer | Securities and Exchange Commission |
33262
Federal Register / Vol. 91, No. 106 / Wednesday, June 3, 2026 / Notices
10
15 U.S.C. 78s(b)(3)(A).
11
17 CFR 240.19b–4(f)(6).
12
15 U.S.C. 78s(b)(3)(A).
13
17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
14
17 CFR 200.30–3(a)(12).
1
15 U.S.C. 78s(b)(1).
2
17 CFR 240.19b–4.
independently of these changes to the
Proposed Certificates, provide the
means to ensure that IST is in
compliance with Rule 834(b).
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change is not intended to
address any competitive issue but rather
is concerned solely with ensuring that
IST is in compliance with Regulation SE
and making non-substantive and
conforming changes to the Current
Certificate. No change is proposed to the
Certificate of Formation of the
Exchange.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A) of the Act
10
and Rule 19b–
4(f)(6)
11
thereunder. Because the
foregoing proposed rule change does
not: (i) significantly affect the protection
of investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
for 30 days from the date on which it
was filed, or such shorter time as the
Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act
12
and Rule 19b–
4(f)(6)
13
thereunder.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
•Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
•Send an email to rule-comments@
sec.gov. Please include file number SR–
NYSETEX–2026–18 on the subject line.
Paper Comments
•Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NYSETEX–2026–18. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the filing will
be available for inspection and copying
at the principal office of the Exchange.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection.
All submissions should refer to file
number SR–NYSETEX–2026–18 and
should be submitted on or before June
24, 2026.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.
14
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–11030 Filed 6–2–26; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–105576; File No. SR–NYSE–
2026–25]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend the
Seventh Amended and Restated
Certificate of Incorporation of
Intercontinental Exchange, Inc.
May 29, 2026.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),
1
and Rule 19b–4 thereunder,
2
notice is hereby given that on May 20,
2026, New York Stock Exchange LLC
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Seventh Amended and Restated
Certificate of Incorporation of
Intercontinental Exchange, Inc. (‘‘ICE’’)
to reflect regulations relating to security-
based swap execution facilities
(‘‘SBSEFs’’) and make non-substantive
and conforming changes. The proposed
rule change is available on the
Exchange’s website at www.nyse.com
and at the principal office of the
Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
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33263
Federal Register / Vol. 91, No. 106 / Wednesday, June 3, 2026 / Notices
3
ICE is the sole shareholder of ICE Holdings. ICE
Holdings is the parent company of ICE Swap Trade,
LLC. ICE Holdings is also the sole shareholder of
NYSE Holdings LLC, which is the sole shareholder
of NYSE Group, Inc., the parent company of the
Exchange.
4
See 17 CFR 242.834. See also Securities
Exchange Act Release No. 98845 (November 2,
2023), 88 FR 87156 (December 15, 2023) (Security-
Based Swap Execution and Registration and
Regulation of Security-Based Swap Execution
Facilities) (adopting new Regulation SE, consisting
of 17 CFR 242.800 through 17 CFR 242.835),
effective February 13, 2024).
5
See ICE Swap Trade, LLC Submission No. 25–
02 (SBSF–ICES–2025–002).
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend the
ICE Current Certificate to reflect
regulations relating to SBSEFs and make
non-substantive and conforming
changes.
3
No change is proposed to the
operating agreement of the Exchange.
The changes to the ICE Current
Certificate described herein would
become operative upon the proposed
Eighth Amended and Restated
Certificate of Incorporation (‘‘Proposed
Certificate’’) becoming effective
pursuant to its filing with the Secretary
of State of the State of Delaware.
Changes Related to SBSEFs
Securities and Exchange Commission
(‘‘Commission’’) regulations extend
limitations on stockholder voting and
ownership to SBSEFs.
4
Because ICE’s
subsidiary ICE Swap Trade, LLC (‘‘IST’’)
has registered with the Commission as
an SBSEF, these Commission
regulations apply.
IST has adopted Rule 410 (Ownership
Limitation),
5
which IST has advised the
Exchange was designed to incorporate
the requirements of 17 CFR 242.834
(‘‘Rule 834’’) into the rules of the
SBSEF. Additionally, ICE intends to
amend the Current Certificates as
described below.
The Current Certificate would be
amended as follows.
First, Article V (Limitations on Voting
and Ownership) has limitations on
stockholder voting and ownership that
apply so long as ICE directly or
indirectly controls a national securities
exchange registered under the Act, such
as the Exchange, and an SBSEF
registered under the Act. The following
changes would be made to Article V:
•The first sentence of Article V(A)(1)
(Voting Limitation), would be amended
to delete ‘‘or a security-based swap
execution facility registered under
Section 3D of the Exchange Act’’
immediately prior to (a).
•The end of Article V(A)(2) would be
modified by deleting ‘‘(and, with respect
to a security-based swap execution
facility registered under Section 3D of
the Exchange Act, such resolution shall
have been submitted to the SEC under
Rule 242.806 or 242.807 under
Regulation SE under the Exchange Act,
shall have been approved by the SEC (if
applicable) and shall have become
effective thereunder)’’ from (c).
•Article V(A)(3)(a) would be
modified by deleting text from the start
of (i) as follows (proposed deletions in
brackets):
(i) will not impair the ability of any
national securities exchange registered
under Section 6 of the Exchange Act [or
any security-based swap execution
facility registered under Section 3D of
the Exchange Act, in any case] that is
directly or indirectly controlled by the
Corporation (each such national
securities exchange [or security-based
swap execution facility] so controlled,
an ‘‘Exchange’’),
•A new Article V(A)(4) would be
added as follows (all text is new):
In addition to the limitations in
subsections 1–3 above of this Section A
of Article V, for so long as the
Corporation shall directly or indirectly
control a security-based swap execution
facility registered under Section 3D of
the Exchange Act (each security-based
swap execution facility so controlled, an
‘‘SBSEF’’), no SBSEF Member (as
defined below), either alone or together
with its Related Persons, shall be
entitled directly or indirectly to vote,
cause the voting of, or give any consent
or proxy with respect to the voting of,
any interest that exceeds 20% of the
voting power of any class of securities
or of other ownership interest in the
Corporation (such threshold being
hereinafter referred to as the ‘‘SBSEF
Voting Limitation’’), and the
Corporation shall disregard any such
votes purported to be cast in excess of
the SBSEF Voting Limitation.
•The text after ‘‘enforced against
such Record Owner’’ in current Article
V(A)(5) (Article V(A)(6) of the Proposed
Certificate) would be amended as
follows (proposed deletion in brackets,
proposed additions in italics):
in a manner that will accomplish the
Voting Limitation[ and], the
Recalculated Voting Limitation and the
SBSEF Voting Limitation applicable to
such Person and its Related Persons.
•The definition of ‘‘Member’’ in
current Article V(A)(8) (Article V(A)(9)
of the Proposed Certificate) would be
modified as follows (proposed deletions
in bracket):
‘‘Member’’ shall mean, with respect to
any national securities exchange, a
Person that is a ‘‘member’’ of an
Exchange within the meaning of Section
3(a)(3)(A) of the Exchange Act[ or, with
respect to a security-based swap
execution facility, a Person that is a
‘‘member’’ within the meaning of Rule
242.802 of Regulation SE under the
Exchange Act].
•The definition of ‘‘Related Persons’’
in current Article V(A)(10) (Article
V(A)(11) of the Proposed Certificate)
would be modified as follows (proposed
additions in italics):
(d) in the case of a Person that is a
Member or SBSEF Member, any Person
that is associated with such Person (as
determined using the definition of
‘‘person associated with a member’’ as
defined under Section 3(a)(21) of the
Exchange Act (with references therein to
a national securities exchange being
deemed to include a security-based
swap execution facility));
(e) in the case of a Person that is a
natural person and is a Member or
SBSEF Member, any broker or dealer
that is also a Member or SBSEF Member
with which such Person is associated
(as determined using the definition of
‘‘person associated with a member’’ as
defined under Section 3(a)(21) of the
Exchange Act (with references therein to
a national securities exchange being
deemed to include a security-based
swap execution facility));
•The definition of ‘‘SBSEF Member’’
would be added as new Article
V(A)(12), as follows (all text new):
12. ‘‘SBSEF Member’’ means, with
respect to a security-based swap
execution facility, a Person that is a
‘‘member’’ within the meaning of Rule
242.802 of Regulation SE under the
Exchange Act.
•The end of the concentration limits
in Article V(B)(2) (Ownership
Concentration Limitation) would be
modified by deleting the following
parenthetical from (c): ‘‘(and, with
respect to an Exchange that is a security-
based swap execution facility, such
resolution shall have been submitted to
the SEC pursuant to Rule 242.806 or
242.807 of Regulation SE under the
Exchange Act, shall have been approved
by the SEC (if applicable) and shall have
become effective thereunder)’’.
•A new paragraph would be added
to Article V(B) as follows (all text new):
5. In addition to the limitations in
subsections 1–4 above of this Section B
of Article V, for so long as the
Corporation shall directly or indirectly
control any SBSEF, no SBSEF Member,
either alone or together with its Related
Persons, shall be permitted at any time
to own, directly or indirectly, 20% or
more of any class of voting securities or
of other voting interest in the
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33264
Federal Register / Vol. 91, No. 106 / Wednesday, June 3, 2026 / Notices
6
See the definition of ‘‘Exchange’’ in ICE
Holdings Current Certificate of Incorporation,
Article V(A)(1). No change to the definition is
proposed.
7
15 U.S.C. 78f(b).
8
15 U.S.C. 78f(b)(1).
9
See ICE Swap Trade, LLC Submission No. 25–
02 (SBSF–ICES–2025–002).
Corporation (the ‘‘SBSEF Concentration
Limitation’’). If any SBSEF Member,
either alone or together with its Related
Persons, at any time beneficially owns
voting securities or other voting interest
in the Corporation in excess of the
SBSEF Concentration Limitation, such
SBSEF Member and its Related Persons
shall be obligated to sell promptly, and
the Corporation shall be obligated to
purchase promptly, at a price equal to
the par value of such voting securities
or other voting interest and to the extent
funds are legally available therefor, that
number of voting securities or other
voting interest of the Corporation
necessary so that such SBSEF Member,
together with its Related Persons, shall
beneficially own, directly or indirectly,
less than 20% of any class of voting
securities or of other voting interest in
the Corporation, after taking into
account that such repurchased voting
securities or other voting interest shall
become treasury shares and shall no
longer be deemed to be outstanding.
•The second clause of current Article
V(B)(5) (Article V(B)(6) of the Proposed
Certificate) would be amended as
follows (proposed additions in italics):
provided, however, that, if any Transfer
of any shares of stock of the Corporation
shall cause any Person, either alone or
together with its Related Persons, at any
time to beneficially own shares of stock
of the Corporation in excess of the
Concentration Limitation or SBSEF
Concentration Limitation, such Person
and its Related Persons shall be
obligated to sell promptly, and the
Corporation shall be obligated to
purchase promptly, shares of stock of
the Corporation as specified in Section
B.4 or B.5, as applicable, of this
ARTICLE V.
•The first sentence of current Article
V(B)(6) (Article V(A)(7) of the Proposed
Certificate) would be amended as
follows (proposed addition in italics):
If any share of Common Stock shall be
represented by a certificate, a legend
shall be placed on such certificate to the
effect that such share of Common Stock
is subject to the Concentration
Limitations and SBSEF Concentration
Limitation as set in Section B of this
Article V.
•The final clause of Article V(C)(2)
(Procedure for Repurchasing Stock)
would be amended to add ‘‘or SBSEF
Concentration Limitation’’ after
‘‘Concentration Limitation’’.
•Subclauses (i) and (ii) of the first
sentence of Article V(D) (Right to
Information; Determinations by the
Board of Directors) would be amended
as follows (proposed deletion in
brackets, proposed additions italic):
(i) to be subject to the Voting
Limitation, [or] the Recalculated Voting
Limitation or the SBSEF Voting
Limitation, (ii) to own beneficially
(within the meaning of Rules 13d–3 and
13d–5 under the Exchange Act) shares
of stock of the Corporation entitled to
vote on any matter in excess of the
Concentration Limitation or SBSEF
Concentration Limitation,
Second, the parenthetical in the first
sentence of Article IX(B) (Quorum)
would be amended as follows (proposed
deletions in brackets, proposed
additions in italics):
(it being understood that any shares in
excess of the Voting Limitation, [or] the
Recalculated Voting Limitation or the
SBSEF Voting Limitation shall not be
counted as present at the meeting and
shall not be counted as outstanding
shares of stock of the Corporation for
purposes of determining whether there
is a quorum, unless and only to the
extent that the Voting Limitation or the
Recalculated Voting Limitation, as
applicable, shall have been duly waived
pursuant to Section A or Section B of
ARTICLE V).
Article X (Amendments) of the
Current Certificate requires any
amendment to, or repeal of any
provision in, the Current Certificate to
be filed with, or filed with and
approved by, the Commission. The final
sentence would be amended to delete
‘‘(or, in the case of a security-based
swap execution facility, Rule 242.806 or
242.807 under Regulation SE under the
Exchange Act)’’ immediately following
‘‘the rules promulgated thereunder’’.
Other Changes
The Exchange proposes to make
changes that are conforming or technical
in nature. All are non-substantive.
References to the ‘‘Seventh Amended
and Restated Certificate of
Incorporation’’ and the ‘‘Sixth Amended
and Restated Certificate of
Incorporation’’ in the titles, introductory
paragraphs, and signature lines would
be changed to refer to the ‘‘Eighth
Amended and Restated Certificate of
Incorporation’’ and ‘‘Seventh Amended
and Restated Certificate of
Incorporation,’’ respectively.
The time and date of effectiveness and
execution in the introductory
certifications and signature line would
be updated.
Paragraphs after proposed Article
V(A)(4) and proposed Article V(B)(5)
would be renumbered.
In Article X (Amendments), the
parenthetical ‘‘(or the boards of
directors of their successors)’’ would be
deleted as unnecessary, because
‘‘Exchange’’ includes all ICE Holdings-
controlled national securities
exchanges.
6
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act,
7
in general, and
furthers the objectives of Section
6(b)(1)
8
in particular, in that it enables
the Exchange to be so organized as to
have the capacity to be able to carry out
the purposes of the Act and to comply,
and to enforce compliance by its
exchange members and persons
associated with its exchange members,
with the provisions of the Act, the rules
and regulations thereunder, and the
rules of the Exchange.
Together, the Proposed Certificate and
IST Rule 410
9
is consistent with the Act
and the rules promulgated under the
Act.
The Exchange believes that the
proposed rule change would contribute
to the orderly operation of the Exchange
and would enable the Exchange to
continue to be so organized as to have
the capacity to carry out the purposes of
the Exchange Act and comply and
enforce compliance with the provisions
of the Exchange Act by its members and
persons associated with its members
because none of the proposed changes
to the Proposed Certificate substantively
would impact the Exchange. Rather the
proposed changes are solely concerned
with SBSEFs and making conforming
changes.
Additionally, IST has advised the
Exchange that IST Rule 410 would,
independently of these changes to the
Proposed Certificates, provide the
means to ensure that IST is in
compliance with Rule 834(b).
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change is not intended to
address any competitive issue but rather
is concerned solely with ensuring that
IST is in compliance with Regulation SE
and making non-substantive and
conforming changes to the Current
Certificate. No change is proposed to the
operating agreement of the Exchange.
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Federal Register / Vol. 91, No. 106 / Wednesday, June 3, 2026 / Notices
10
15 U.S.C. 78s(b)(3)(A).
11
17 CFR 240.19b–4(f)(6).
12
15 U.S.C. 78s(b)(3)(A).
13
17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
14
17 CFR 200.30–3(a)(12).
1
15 U.S.C. 78s(b)(1).
2
17 CFR 240.19b–4.
3
15 U.S.C. 78s(b)(3)(A)(iii).
4
17 CFR 240.19b–4(f)(6).
5
See Securities Exchange Act Release No. 104146
(September 30, 2025), 90 FR 47880 (October 2,
2025).
6
See Member Readiness and Launch Guide,
dated December, 2025 (https://www.txse.com/
trading-membership/member-readiness-and-
launch-guide) (stating that TXSE anticipates that
trading will commence between July 2, 2026–July
17, 2026).
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A) of the Act
10
and Rule 19b–
4(f)(6)
11
thereunder. Because the
foregoing proposed rule change does
not: (i) significantly affect the protection
of investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
for 30 days from the date on which it
was filed, or such shorter time as the
Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act
12
and Rule 19b–
4(f)(6)
13
thereunder.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
•Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
•Send an email to rule-comments@
sec.gov. Please include file number SR–
NYSE–2026–25 on the subject line.
Paper Comments
•Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NYSE–2026–25. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the filing will
be available for inspection and copying
at the principal office of the Exchange.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–NYSE–2026–25 and
should be submitted on or before June
24, 2026.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.
14
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–11029 Filed 6–2–26; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–105573; File No. SR–
CboeEDGA–2026–018]
Self-Regulatory Organizations; Cboe
EDGA Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Update Rule
13.4(a)
May 29, 2026.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),
1
and Rule 19b–4 thereunder,
2
notice is hereby given that on May 15,
2026, Cboe EDGA Exchange, Inc. (the
‘‘Exchange’’ or ‘‘EDGA’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A)(iii) of the Act
3
and
Rule 19b–4(f)(6) thereunder.
4
The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe EDGA Exchange, Inc. (‘‘EDGA’’
or the ‘‘Exchange’’) proposes to update
Rule 13.4(a) regarding the public
disclosure of the sources of data that the
Exchange utilizes when performing: (i)
order handling; (ii) order routing; (iii)
order execution; and (iv) related
compliance processes to reflect the
planned operation of the Texas Stock
Exchange LLC (‘‘TXSE’’) as a registered
national securities exchange
5
beginning
between July 2, 2026, and July 17,
2026.
6
The text of the proposed rule
change is provided in Exhibit 5.
The text of the proposed rule change
is also available on the Commission’s
website (https://www.sec.gov/rules/
sro.shtml), the Exchange’s website
(https://www.cboe.com/us/equities/
regulation/rule_filings/bzx/), and at the
principal office of the Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to update
Rule 13.4(a) regarding the public
disclosure of the sources of data that the
Exchange utilizes when performing: (i)
order handling; (ii) order routing; (iii)
order execution; and (iv) related
compliance processes to reflect the
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lotter on DSK8BHNXB4PROD with NOTICES1
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