Taking of Marine Mammals Incidental to Specific Activities; Taking of Marine Mammals Incidental to Pile Driving and Removal Activities During Construction of a Cruise Ship Berth, Hoonah, Alaska

Published date01 May 2019
Citation84 FR 18495
Record Number2019-08848
SectionNotices
CourtNational Oceanic And Atmospheric Administration
Federal Register, Volume 84 Issue 84 (Wednesday, May 1, 2019)
[Federal Register Volume 84, Number 84 (Wednesday, May 1, 2019)]
                [Notices]
                [Pages 18495-18521]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2019-08848]
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                DEPARTMENT OF COMMERCE
                National Oceanic and Atmospheric Administration
                RIN 0648-XG874
                Taking of Marine Mammals Incidental to Specific Activities;
                Taking of Marine Mammals Incidental to Pile Driving and Removal
                Activities During Construction of a Cruise Ship Berth, Hoonah, Alaska
                AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
                Atmospheric Administration (NOAA), Commerce.
                ACTION: Notice; proposed incidental harassment authorization; request
                for comments on proposed authorization and possible renewal.
                -----------------------------------------------------------------------
                SUMMARY: NMFS has received a request Duck Point Development II, LLC.
                (DPD) for authorization to take marine mammals incidental pile driving
                and removal activities during construction of a second cruise ship
                berth and new lightering float at Cannery Point (Icy Strait) on
                Chichagof Island near Hoonah, Alaska. Pursuant to the Marine Mammal
                Protection Act (MMPA), NMFS is requesting comments on its proposal to
                issue an incidental harassment authorization (IHA) to incidentally take
                marine mammals during the specified activities. NMFS is also requesting
                comments on a possible one-year renewal that could be issued under
                certain circumstances and if all requirements are met, as described in
                Request for Public Comments at the end of this notice. NMFS will
                consider public comments prior to making any final decision on the
                issuance of the requested MMPA authorizations and agency responses will
                be summarized in the final notice of our decision.
                DATES: Comments and information must be received no later than May 31,
                2019.
                ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
                Permits and Conservation Division, Office of Protected Resources,
                National Marine Fisheries Service. Physical comments should be sent to
                1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
                should be sent to [email protected].
                 Instructions: NMFS is not responsible for comments sent by any
                other method, to any other address or individual, or received after the
                end of the comment period. Comments received electronically, including
                all attachments, must not exceed a 25-megabyte file size. Attachments
                to electronic comments will be accepted in Microsoft Word or Excel or
                Adobe PDF file formats only. All comments received are a part of the
                public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
                information (e.g., name, address) voluntarily submitted by the
                commenter may be publicly accessible. Do not submit confidential
                business information or otherwise sensitive or protected information.
                FOR FURTHER INFORMATION CONTACT: Stephanie Egger, Office of Protected
                Resources, NMFS, (301) 427-8401. Electronic copies of the application
                and supporting documents, as well as a list of the references cited in
                this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
                documents, please call the contact listed above.
                SUPPLEMENTARY INFORMATION:
                Background
                 The MMPA prohibits the ``take'' of marine mammals, with certain
                exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
                et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
                allow, upon request, the incidental, but not intentional, taking of
                small numbers of marine mammals by U.S. citizens who engage in a
                specified activity (other than commercial fishing) within a specified
                geographical region if certain findings are made and either regulations
                are issued or, if the taking is limited to harassment, a notice of a
                proposed incidental take authorization may be provided to the public
                for review.
                 Authorization for incidental takings shall be granted if NMFS finds
                that the taking will have a negligible impact on the species or
                stock(s) and will not have an unmitigable adverse impact on the
                availability of the species or stock(s) for taking for subsistence uses
                (where relevant). Further, NMFS must prescribe the permissible methods
                of taking and other ``means of effecting the least practicable adverse
                impact'' on the affected species or stocks and their habitat, paying
                particular attention to rookeries, mating grounds, and areas of similar
                significance, and on the availability of such species or stocks for
                taking for certain subsistence uses (referred to in shorthand as
                ``mitigation''); and requirements pertaining to the mitigation,
                monitoring and reporting of such takings are set forth.
                National Environmental Policy Act
                 To comply with the National Environmental Policy Act of 1969 (NEPA;
                42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
                NMFS must review our proposed action (i.e., the issuance of an
                incidental harassment authorization) with respect to potential impacts
                on the human environment. This action is consistent with categories of
                activities identified in Categorical Exclusion B4 (incidental
                harassment authorizations with no anticipated serious injury or
                mortality) of the Companion Manual for NOAA Administrative Order 216-
                6A, which do not individually or cumulatively have the potential for
                significant impacts on the quality of the human environment and for
                which we have not identified any extraordinary circumstances that would
                preclude this categorical exclusion. Accordingly, NMFS has
                preliminarily determined that the issuance of the proposed IHA
                qualifies to be categorically excluded from further NEPA review.
                 We will review all comments submitted in response to this notice
                prior to concluding our NEPA process or making a final decision on the
                IHA request.
                Summary of Request
                 On December 28, 2018 NMFS received a request DPD for an IHA to take
                marine mammals incidental to pile driving and removal activities during
                construction of a second cruise ship berth and new lightering float at
                Cannery Point (Icy Strait) on Chichagof Island near Hoonah, Alaska. The
                application was deemed adequate and complete on April 3, 2019. The
                applicant's request is for take nine species of marine mammals by Level
                B harassment and three species by Level A harassment. Neither DPD nor
                NMFS
                [[Page 18496]]
                expects serious injury or mortality to result from this activity and,
                therefore, an IHA is appropriate. NMFS previously issued an IHA to the
                Huna Totem Corporation for the first cruise ship berth in Hoonah, AK in
                2015 (80 FR 31352; June 2, 2015).
                Description of Proposed Activity
                Overview
                 The purpose of this project is to construct a second offshore
                mooring facility and small-craft lightering float to accommodate the
                exponential growth in cruise ship traffic Hoonah is currently
                experiencing. The project is needed because the existing berth
                configuration does not have the capacity to support multiple cruise
                ships at the same time. Furthermore, the increase in small vessel
                traffic generated by the increase in visitor numbers necessitates the
                addition of a small-boat lightering float for short excursions around
                Icy Strait Point. Once the project is constructed, Hoonah will be
                better able to accommodate the increased number of cruise ships and
                passengers visiting the community. Therefore, Duck Point Development
                proposes to construct a second cruise ship berth and new lightering
                float at Cannery Point (Icy Strait) on Chichagof Island near Hoonah,
                Alaska, in order to accommodate the increase in cruise ship and visitor
                traffic since completion of the first permanent cruise ship berth
                completion in 2016 (80 FR 31352; June 2, 2015). The in-water sound from
                the pile driving and removal activities, may incidentally take nine
                species of marine mammals by Level B harassment and three species by
                Level A harassment.
                 Revenue generated from the tourism industry is a vital part of
                Hoonah's economy. Since the addition the permanent cruise ship berth in
                2016, Hoonah has become a top cruise ship port in Alaska, with growth
                from 34 ship visits in 2004 to a projected 122 visits in 2019 (Alaska
                Business Monthly 2018). Prior to placement of the permanent berth,
                cruise ship passengers were transferred to shore via smaller,
                ``lightering'' vessels. Construction of the berth allowed for direct
                walking access from ships to the shore, and more passengers
                disembarking in Hoonah. In 2016, an estimated 150,000 passengers
                visited Hoonah on 78 large-scale cruise ships, with many visiting
                Hoonah's shops and restaurants (LeMay Engineering & Consulting 2018).
                 The existing berth can only accommodate one large vessel at a time.
                Oftentimes a second visiting ship is forced to idle in Port Frederick
                Inlet near the cannery to wait for mooring space, or return to the
                traditional methods of lightering passengers to shore via small
                vessels. In addition to safety concerns stemming from decreased large-
                ship maneuverability at this location, idling ships and lightering
                vessels increase fuel consumption, noise, and hydrocarbon pollution
                within the inlet. A second shore berth is needed to allow multiple
                cruise ships' pedestrian visitors access directly to shore.
                 The increase in visitors to Hoonah has concurrently increased
                demand for offshore day excursions around Port Frederick and Icy Strait
                for wildlife viewing. An additional lightering float on the west side
                of the point, nearer to the Icy Strait Cannery, is needed to add
                mooring capacity for small vessels providing these short-day
                excursions.
                Dates and Duration
                 The applicant is requesting an IHA to conduct pile driving and
                removal over 75 working days (not necessarily consecutive) beginning
                June 1, 2019 and extending into November 2019 as needed. Approximately
                39 days of vibratory and 8 days of impact hammering will occur. An
                additional 14 days of socketing and 14 days of anchoring will occur to
                stabilize the piles. These are discussed in further detail below.
                Specific Geographic Region
                 The proposed project is located off Cannery Point, approximately
                2.4 kilometers (km) north of Hoonah in Southeast Alaska; T43S, R61E,
                S20, Copper River Meridian, USGS Quadrangle Juneau A5 NE; latitude
                58.1351 and longitude -135.4506 (see Figure 1 of the application). The
                project is located at the confluence of Icy Strait and Port Frederick
                Inlet. The proposed cruise ship berth would be installed approximately
                0.5 kilometer (km) (0.3 miles) east of the existing permanent cruise
                ship berth in Icy Strait. A separate small craft lightering float would
                be installed between two existing docks in Port Frederick Inlet on the
                west side of Cannery Point (alternatively called Icy Strait Point; see
                Figure 1 below and Figure 4 of the application).
                [[Page 18497]]
                [GRAPHIC] [TIFF OMITTED] TN01MY19.003
                 Icy Strait is part of Alaska's Inside Passage, a route for ships
                through Southeast Alaska's network of islands, located between
                Chichagof Island and the North American mainland. Port Frederick is a
                24-km inlet that dips into northeast Chichagof Island from Icy Strait,
                leading to Neka Bay and Salt Lake Bay. The inlet varies between 4 and
                almost 6 km wide with a depth of up to 150 meters (m). The inlet near
                the proposed project is 14 to 35 m deep (Figure 9, NOAA 2016). NMFS's
                ShoreZone Mapper details the proposed project site as a semi-protected/
                partially mobile/sediment or rock and sediment habitat class with
                gravel beaches environmental sensitivity index (NMFS 2018c).
                Detailed Description of Specific Activity
                 To construct a new cruise ship berth (Berth II), lightering float,
                associated support structures, and pedestrian walkway connections to
                shore, the project would require the following:
                 [ssquf] Installation of 62 temporary 30-inch (in) diameter steel
                piles as templates to guide proper installation of permanent piles
                (these piles would be removed prior to project completion);
                 [ssquf] Installation of 8 permanent 42-in diameter steel piles, 16
                permanent 36-in diameter steel piles, and 18 permanent 24-in diameter
                steel piles to support a new 500 feet (ft) x 50 ft floating pontoon
                dock, its attached 400 ft x 12 ft small craft float, mooring
                structures, and shore-access fixed-pier walkway (Figure 6 of the
                application)
                 [ssquf] Installation of three permanent 30-in diameter steel piles
                to support a 120 ft x 20 ft lightering float, and four permanent 16-in
                diameter steel piles above the high tide line to construct a 12 ft x 40
                ft fixed pier for lightering float shore access (Figure 7 of the
                application);
                 [ssquf] Installation of bull rail, floating fenders, mooring
                cleats, and mast lights. (Note: These components would be installed out
                of the water.)
                 [ssquf] Socketing and rock anchoring to stabilize the piles.
                Construction Sequence
                 In-water construction of Berth II would begin with installation of
                an approximately 300-ft-long fixed pier. Temporary 30-in piles would be
                driven into the bedrock by a vibratory hammer to create a template to
                guide installation of the permanent piles. A frame would be welded
                around the temporary piles. Permanent 36-in and 42-in piles would then
                be driven into the bedrock using vibratory and impact pile driving.
                 Installation of the lightering float and fixed pier would begin
                with removal of a single existing wood pile separate from the existing
                wooden pier by direct-pull methods using a crane. Three 30-in steel
                piles would then be driven in using a vibratory hammer in to support
                the new lightering float structure. Additionally, (4) 16-in steel piles
                would be installed with a vibratory hammer (on land) for the lightering
                float's fixed pier and placement of a gangway to connect the two
                components. The 16-in steel piles are not discussed further because
                they occur on land and are not expected to impact species under water.
                Installation and Removal of Temporary (Template) Piles
                 Temporary 30-in steel piles would be installed and removed using a
                vibratory hammer (Table 1). If needed for stability, the contractor
                would socket in up to 10 of these piles if a sufficient quantity of
                overburden is not present (Table 1). Socketing is also known as down-
                the-hole drilling or downhole drilling (DTH drilling) to secure a pile
                to the bedrock. During socketing, the DTH hammer and under-reamer bit
                drill a hole into the bedrock and then socket
                [[Page 18498]]
                the pile into the bedrock. We refer to it as socketing throughout this
                document to clarify this method from rock anchoring, which also uses a
                drill.
                Installation of Permanent Piles
                 Eighteen permanent 24-in steel piles would be installed through
                sand and gravel with a vibratory hammer (Table 1). All of the 18
                permanent 24in steel piles will be secured into underlying bedrock with
                socketing (Table 1). Socket depths are expected to be approximately
                five ft (as determined by the geotechnical engineer). Two of the 24-in
                steel piles may also be secured through rock anchoring (Table 1). Rock
                anchoring is the method of drilling a shaft into the concrete, inside
                of the existing pile, and filling it with concrete to stabilize the
                pile. After a pile is impacted, the pile would be anchored using an 8in
                diameter drilled shaft within the pile. Once the shaft is drilled, a
                DTH hammer with an 8in diameter bit will be used to drill a shaft
                (depth as determined by geotechnical engineer) into the bedrock and
                filled with concrete to install the rock anchors.
                 Sixteen permanent 36-in steel piles and 8 permanent 42-in steel
                piles would be driven through sand and gravel with a vibratory hammer
                and impacted into bedrock (Table 1). After being impacted, all 24 of
                these piles would be anchored using a smaller 33-in diameter drilled
                shaft within the pile (Table 1). Once the shaft is drilled, a DTH
                hammer with a 33-in diameter bit (isolated from the steel casing) will
                be used to drill a shaft (depth as determined by geotechnical engineer)
                into the bedrock and filled with concrete to install the rock anchors.
                During this anchor drilling, the larger diameter piles would not be
                touched by the drill; therefore, anchoring will not generate steel-on-
                steel hammering noise (noise that is generated during socketing).
                 In addition, 3 permanent 30-in steel piles would be driven through
                sand and gravel with a vibratory hammer only to support the lightering
                float (Table 1).
                 Table 1--Pile Driving and Removal Activities Required for the Hoonah Berth II and Lightering Float
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Project Component
                 -----------------------------------------------------------------------------------------------
                 Description Temporary pile Temporary pile Permanent pile Permanent pile Permanent pile Permanent pile
                 installation removal installation installation installation installation
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Diameter of Steel Pile (inches)......................... 30 30 24 30 36 42
                # of Piles.............................................. 62 62 18 3 16 8
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Vibratory Pile Driving
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Total Quantity.......................................... 62 62 18 3 16 8
                Max # Piles Vibrated per Day............................ 6 6 4 2 2 2
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Impact Pile Driving
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Total Quantity.......................................... 0 0 0 0 16 8
                Max # Piles Impacted per Day............................ 0 0 0 0 4 2
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Socketed Pile Installation (Down-Hole Drilling)
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Total Quantity.......................................... 10 0 18 0 0 0
                Max # Piles Socketed per Day............................ 2 0 2 0 0 0
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Rock Anchor Installation (Drilled Shaft)
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Total Quantity.......................................... 0 0 2 0 16 8
                Diameter of Anchor...................................... .............. .............. 8 0 33 33
                Max # Piles Anchored per Day............................ 0 0 1 0 2 2
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 In addition to the activities described above, the proposed action
                will involve other in-water construction and heavy machinery
                activities. Other types of in-water work including with heavy machinery
                will occur using standard barges, tug boats, barge-mounted excavators,
                or clamshell equipment to place or remove material; and positioning
                piles on the substrate via a crane (i.e., ``stabbing the pile'').
                Workers will be transported from shore to the barge work platform by a
                25-ft skiff with a 125-250 horsepower motor in the morning and at the
                end of the work day. The travel distance will be less than 300 ft.
                There could be multiple (up to eight) shore-to-barge trips during the
                day; however, the area of travel will be relatively small and close to
                shore. We do not expect any of these other in-water construction and
                heavy machinery activities to take marine mammals as these activities
                occur close to the shoreline (less than 300 feet), but as additional
                mitigation, DPD is proposing a 10 m shutdown zone for these additional
                in-water activities. Therefore, these other in-water construction and
                heavy machinery activities will not be discussed further.
                 For further details on the proposed action and project components,
                please refer to Section 1.2.4. and 1.2.5 of the application.
                 Proposed mitigation, monitoring, and reporting measures are
                described in detail later in this document (please see Proposed
                Mitigation and Proposed Monitoring and Reporting).
                Description of Marine Mammals in the Area of Specified Activities
                 Sections 3 and 4 of the application summarize available information
                regarding status and trends, distribution and habitat preferences, and
                behavior and life history, of the potentially affected species.
                Additional information regarding population trends and threats may be
                found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
                (e.g., physical and behavioral descriptions) may be found on NMFS's
                website (https://www.fisheries.noaa.gov/find-species).
                [[Page 18499]]
                 Table 2 lists all species with expected potential for occurrence in
                the project area and summarizes information related to the population
                or stock, including regulatory status under the MMPA and ESA and
                potential biological removal (PBR), where known. For taxonomy, we
                follow Committee on Taxonomy (2016). PBR is defined by the MMPA as the
                maximum number of animals, not including natural mortalities, that may
                be removed from a marine mammal stock while allowing that stock to
                reach or maintain its optimum sustainable population (as described in
                NMFS's SARs). While no mortality is anticipated or authorized here, PBR
                and annual serious injury and mortality from anthropogenic sources are
                included here as gross indicators of the status of the species and
                other threats.
                 Marine mammal abundance estimates presented in this document
                represent the total number of individuals that make up a given stock or
                the total number estimated within a particular study or survey area.
                NMFS's stock abundance estimates for most species represent the total
                estimate of individuals within the geographic area, if known, that
                comprises that stock. For some species, this geographic area may extend
                beyond U.S. waters. All managed stocks in this region are assessed in
                NMFS's U.S. Pacific and Alaska SARs (Carretta et al., 2018; Muto et
                al., 2018). All values presented in Table 2 are the most recent
                available at the time of publication (draft SARS available online at:
                https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
                 Table 2--Marine Mammals Occurrence in the Project Area
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 ESA/ MMPA
                 status; Stock abundance (CV, Annual M/
                 Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR SI \3\
                 \1\ abundance survey) \2\
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Family Eschrichtiidae:
                 Gray Whale..................... Eschrichtius robustus. Eastern N Pacific.... -, -, N 26,960 (0.05, 25,849, 801............. 138
                 2016).
                Family Balaenopteridae (rorquals):
                 Minke Whale.................... Balaenoptera Alaska............... -, -, N N/A (see SAR, N/A, UND............. 0
                 acutorostrata. see SAR).
                 Humpback Whale................. Megaptera novaeangliae Central N Pacific -, -, Y 10,103 (0.3, 7,890, 83.............. 25
                 (Hawaii and Mexico 2006) (Hawaii DPS
                 DPS). 9,487 \a\ Mexico DPS
                 606 \ a\).
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Family Physeteridae:
                 Sperm whale.................... Physeter macrocephalus North Pacific........ E, D, Y N/A (see SAR, N/A, See SAR......... 4.4
                 2015).
                Family Delphinidae:
                 Killer Whale................... Orcinus orca.......... Alaska Resident...... -, -, N 2,347 c (N/A, 2347, 24.............. 1
                 2012).
                 Northern Resident.... -, -, N 261 c (N/A, 261, 1.96............ 0
                 2011).
                 West Coast Transient. -, -, N 243 c (N/A, 243, 2.4............. 0
                 2009).
                 Pacific White-Sided Dolphin.... Lagenorhynchus N Pacific............ -, -, N 26,880 (N/A, N/A, UND............. 0
                 obliquidens. 1990).
                Family Phocoenidae (porpoises):
                 Dall's Porpoise................ Phocoenoides dalli.... AK................... -, -, N 83,400 (0.097, N/A, UND............. 38
                 1991).
                 Harbor Porpoise................ Phocoena phocoena..... Southeast Alaska..... -, -, Y see SAR (see SAR, see 8.9............. 34
                 SAR, 2012).
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Order Carnivora--Superfamily Pinnipedia
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Family Otariidae (eared seals and
                 sea lions):
                 Steller Sea Lion............... Eumetopias jubatus.... Western DPS.......... E, D, Y 54,267 a (see SAR, 326............. 252
                 54,267, 2017).
                 Eastern DPS.......... T, D, Y 41,638 a (see SAR, 2498............ 108
                 41,638, 2015).
                Family Phocidae (earless seals):
                 Harbor Seal.................... Phoca vitulina........ Glacier Bay/Icy -, -, N 7,210 (see SAR, 169............. 104
                 Strait. 5,647, 2011).
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                \1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
                 under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
                 exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
                 under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
                \2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
                 stock abundance. In some cases, CV is not applicable [explain if this is the case].
                \3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
                 commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
                 associated with estimated mortality due to commercial fisheries is presented in some cases.
                Note--Italicized species are not expected to be taken or proposed for authorization.
                \a\ Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have divided them here to account for distinct
                 population segments (DPSs) listed under the ESA. Using the stock assessment from Muto et al. 2018 for the Central North Pacific stock (10,103) and
                 calculations in Wade et al. 2016, 93.9% of the humpback whales in Southeast Alaska are expected to be from the Hawaii DPS and 6.1% are expected to be
                 from the Mexico DPS.
                 All species that could potentially occur in the proposed survey
                areas are included in Table 2. In addition, the Northern sea otter
                (Enhydra lutris kenyoni) may be found in the project area. However, sea
                otters are managed by the U.S. Fish and Wildlife Service and are not
                considered further in this document.
                [[Page 18500]]
                Minke Whale
                 In the North Pacific Ocean, minke whales occur from the Bering and
                Chukchi seas south to near the Equator (Leatherwood et al., 1982). In
                the northern part of their range, minke whales are believed to be
                migratory, whereas, they appear to establish home ranges in the inland
                waters of Washington and along central California (Dorsey et al. 1990).
                Minke whales are observed in Alaska's nearshore waters during the
                summer months (National Park Service (NPS) 2018). Minke whales are
                usually sighted individually or in small groups of 2-3, but there are
                reports of loose aggregations of hundreds of animals (NMFS 2018d).
                Minke whales are rare in the action area, but they could be
                encountered. During the construction of the first Icy Strait cruise
                ship berth, a single minke was observed during the 135-day monitoring
                period (June 2015 through January 2016) (BergerABAM 2016).
                 No abundance estimates have been made for the number of minke
                whales in the entire North Pacific. However, some information is
                available on the numbers of minke whales in some areas of Alaska. Line-
                transect surveys were conducted in shelf and nearshore waters (within
                30-45 nautical miles of land) in 2001-2003 from the Kenai Fjords in the
                Gulf of Alaska to the central Aleutian Islands. Minke whale abundance
                was estimated to be 1,233 (CV = 0.34) for this area (Zerbini et al.,
                2006). This estimate has also not been corrected for animals missed on
                the trackline. The majority of the sightings were in the Aleutian
                Islands, rather than in the Gulf of Alaska, and in water shallower than
                200 m. So few minke whales were seen during three offshore Gulf of
                Alaska surveys for cetaceans in 2009, 2013, and 2015 that a population
                estimate for this species in this area could not be determined (Rone et
                al., 2017).
                Humpback Whale
                 The humpback whale is distributed worldwide in all ocean basins and
                a broad geographical range from tropical to temperate waters in the
                Northern Hemisphere and from tropical to near-ice-edge waters in the
                Southern Hemisphere. The humpback whales that forage throughout British
                Colombia and Southeast Alaska undertake seasonal migrations from their
                tropical calving and breeding grounds in winter to their high-latitude
                feeding grounds in summer. They may be seen at any time of year in
                Alaska, but most animals winter in temperate or tropical waters near
                Hawaii. In the spring, the animals migrate back to Alaska where food is
                abundant.
                 Within Southeast Alaska, humpback whales are found throughout all
                major waterways and in a variety of habitats, including open-ocean
                entrances, open-strait environments, near-shore waters, area with
                strong tidal currents, and secluded bays and inlets. They tend to
                concentrate in several areas, including northern Southeast Alaska.
                Patterns of occurrence likely follow the spatial and temporal changes
                in prey abundance and distribution with humpback whales adjusting their
                foraging locations to areas of high prey density (Clapham 2000).
                 Humpback whales may be found in and around Chichagof Island, Icy
                Strait, and Port Frederick Inlet at any given time. While many humpback
                whales migrate to tropical calving and breeding grounds in winter, they
                have been observed in Southeast Alaska in all months of the year
                (Bettridge et al., 2015). Diet for humpback whales in the Glacier Bay/
                Icy Strait area mainly consists of small schooling fish (capelin,
                juvenile walleye pollock, sand lance, and Pacific herring) rather than
                euphausiids (krill). They migrate to the northern reaches of Southeast
                Alaska (Glacier Bay) during spring and early summer following these
                fish and then move south towards Stephens Passage in early fall to feed
                on krill, passing the project area on the way (Krieger and Wing 1986).
                Over 32 years of humpback whale monitoring in the Glacier Bay/Icy
                Strait area reveals a substantial decline in population since 2014; a
                total of 164 individual whales were documented in 2016 during surveys
                conducted from June-August, making it the lowest count since 2008
                (Neilson et al., 2017)
                 During construction of the first Icy Strait cruise ship berth from
                June 2015 through January 2016, humpback whales were observed in the
                action area on 84 of the 135 days of monitoring; most often in
                September and October. Up to 18 humpback sightings were reported on a
                single day (October 2, 2015), and a total of 226 Level B harassments
                were recorded during project construction (June 2015 through January
                2016) (BergerABAM 2016).
                Gray Whale
                 Gray whales are found exclusively in the North Pacific Ocean. The
                Eastern North Pacific stock of gray whales inhabit the Chukchi,
                Beaufort, and Bering Seas in northern Alaska in the summer and fall and
                California and Mexico in the winter months, with a migration route
                along the coastal waters of Southeast Alaska. Gray whales have also
                been observed feeding in waters off Southeast Alaska during the summer
                (NMFS 2018e).
                 The migration pattern of gray whales appears to follow a route
                along the western coast of Southeast Alaska, traveling northward from
                British Columbia through Hecate Strait and Dixon Entrance, passing the
                west coast of Chichagof Island from late March to May (Jones et al.
                1984, Ford et al. 2013). Since the project area is on the east coast of
                Chichagof Island it is less likely there will be gray whales sighted
                during project construction; however, the possibility exists.
                 During the 2016 construction of the first cruise ship terminal at
                Icy Strait Point, no gray whales were seen during the 135-day
                monitoring period (June 2015 through January 2016) (BergerABAM 2016).
                Killer Whale
                 Killer whales have been observed in all oceans and seas of the
                world, but the highest densities occur in colder and more productive
                waters found at high latitudes. Killer whales are found throughout the
                North Pacific and occur along the entire Alaska coast, in British
                Columbia and Washington inland waterways, and along the outer coasts of
                Washington, Oregon, and California (NMFS 2018f).
                 The Alaska Resident stock occurs from Southeast Alaska to the
                Aleutian Islands and Bering Sea. The Northern Resident stock occurs
                from Washington State through part of Southeast Alaska; and the West
                Coast Transient stock occurs from California through Southeast Alaska
                (Muto et al., 2018) and are thought to occur frequently in Southeast
                Alaska (Straley 2017).
                 Transient killer whales can pass through the waters surrounding
                Chichagof Island, in Icy Strait and Glacier Bay, feeding on marine
                mammals. Because of their transient nature, it is difficult to predict
                when they will be present in the area. Whales from the Alaska Resident
                stock and the Northern Resident stock are thought to primarily feed on
                fish. Like the transient killer whales, they can pass through Icy
                Strait at any given time (North Gulf Oceanic Society 2018).
                 Killer whales were observed on 11 days during construction of the
                first Icy Strait cruise ship berth during the 135-day monitoring period
                (June 2015 through January 2016). Killer whales were observed a few
                times a month. Usually a singular animal was observed, but a group
                containing 8 individuals was seen in the action area on one occasion,
                for a total of 24 animals observed during in-water work (BergerABAM
                2016).
                [[Page 18501]]
                Pacific White-Sided Dolphin
                 Pacific white-sided dolphins are a pelagic species. They are found
                throughout the temperate North Pacific Ocean, north of the coasts of
                Japan and Baja California, Mexico (Muto et al., 2018). They are most
                common between the latitudes of 38[deg] North and 47[deg] North (from
                California to Washington). The distribution and abundance of Pacific
                white-sided dolphins may be affected by large-scale oceanographic
                occurrences, such as El Ni[ntilde]o, and by underwater acoustic
                deterrent devices (NPS 2018a).
                 No Pacific white-sided dolphins were observed during construction
                of the first cruise ship berth during the 135-day monitoring period
                (June 2015 through January 2016) (BergerABAM 2016). They are rare in
                the action area, likely because they are pelagic and prefer more open
                water habitats than are found in Icy Strait and Port Frederick Inlet.
                Pacific white-sided dolphins have been observed in Alaska waters in
                groups ranging from 20 to 164 animals, with the sighting of 164 animals
                occurring in Southeast Alaska near Dixon Entrance (Muto et al., 2018).
                Dall's Porpoise
                 Dall's porpoises are widely distributed across the entire North
                Pacific Ocean. They show some migration patterns, inshore and offshore
                and north and south, based on morphology and type, geography, and
                seasonality (Muto et al., 2018). They are common in most of the larger,
                deeper channels in Southeast Alaska and are rare in most narrow
                waterways, especially those that are relatively shallow and/or with no
                outlets (Jefferson et al., 2019). In Southeast Alaska, abundance varies
                with season.
                 Jefferson et al. (2019) recently published a report with survey
                data spanning from 1991 to 2012 that studied Dall's porpoise density
                and abundance in Southeast Alaska. They found Dall's porpoise were most
                abundant in spring, observed with lower numbers in summer, and lowest
                in fall. Surveys found Dall's porpoise to be common in Icy Strait and
                sporadic with very low densities in Port Frederick (Jefferson et al.,
                2019). During a 16-year survey of cetaceans in Southeast Alaska, Dall's
                porpoises were commonly observed during spring, summer, and fall in the
                nearshore waters of Icy Strait (Dahlheim et al., 2009). Dall's
                porpoises were observed on two days during the 135-day monitoring
                period (June 2015 through January 2016) of the construction of the
                first cruise ship berth (BergerABAM 2016). Both were single individuals
                transiting within the waters of Port Frederick in the vicinity of
                Halibut Island. Dall's porpoises generally occur in groups from 2-12
                individuals (NMFS 2018g).
                Harbor Porpoise
                 In the eastern North Pacific Ocean, the Bering Sea and Gulf of
                Alaska harbor porpoise stocks range from Point Barrow, along the Alaska
                coast, and the west coast of North America to Point Conception,
                California. The Southeast Alaska stock ranges from Cape Suckling,
                Alaska to the northern border of British Columbia. Within the inland
                waters of Southeast Alaska, harbor porpoises' distribution is clustered
                with greatest densities observed in the Glacier Bay/Icy Strait region
                and near Zarembo and Wrangell Islands and the adjacent waters of Sumner
                Strait (Dahlheim et al., 2015). Harbor porpoises also were observed
                primarily between June and September during construction of the Huna
                Berth I cruise ship terminal project. Harbor porpoises were observed on
                19 days during the 135-day monitoring period (June 2015 through January
                2016) (BergerABAM 2016) and seen either singularly or in groups from
                two to four animals.
                 There is no official stock abundance associated with the SARS for
                harbor porpoise. Both aerial and vessel based surveys have been
                conducted for this species. Aerial surveys of this stock were conducted
                in June and July 1997 and resulted in an observed abundance estimate of
                3,766 harbor porpoise (Hobbs and Waite 2010) and the surveys included a
                subset of smaller bays and inlets. Correction factors for observer
                perception bias and porpoise availability at the surface were used to
                develop an estimated corrected abundance of 11,146 harbor porpoise in
                the coastal and inside waters of Southeast Alaska (Hobbs and Waite
                2010). Vessel based spanning the 22-year study (1991-2012) found the
                relative abundance of harbor porpoise varied in the inland waters of
                Southeast Alaska. Abundance estimated in 1991-1993 (N = 1,076; 95% CI =
                910-1,272) was higher than the estimate obtained for 2006-2007 (N =
                604; 95% CI = 468-780) but comparable to the estimate for 2010-2012 (N
                = 975; 95% CI = 857-1,109; Dahlheim et al., 2015). These estimates
                assume the probability of detection directly on the trackline to be
                unity (g(0) = 1) because estimates of g(0) could not be computed for
                these surveys. Therefore, these abundance estimates may be biased low
                to an unknown degree. A range of possible g(0) values for harbor
                porpoise vessel surveys in other regions is 0.5-0.8 (Barlow 1988, Palka
                1995), suggesting that as much as 50 percent of the porpoise can be
                missed, even by experienced observers.
                 Further, other vessel based survey data (2010-2012) for the inland
                waters of Southeast Alaska, calculated abundance estimates for the
                concentrations of harbor porpoise in the northern and southern regions
                of the inland waters (Dahlheim et al. 2015). The resulting abundance
                estimates are 398 harbor porpoise (CV = 0.12) in the northern inland
                waters (including Cross Sound, Icy Strait, Glacier Bay, Lynn Canal,
                Stephens Passage, and Chatham Strait) and 577 harbor porpoise (CV =
                0.14) in the southern inland waters (including Frederick Sound, Sumner
                Strait, Wrangell and Zarembo Islands, and Clarence Strait as far south
                as Ketchikan). Because these abundance estimates have not been
                corrected for g(0), these estimates are likely underestimates.
                 The vessel based surveys are not complete coverage of harbor
                porpoise habitat and not corrected for bias and likely underestimate
                the abundance. Whereas, the aerial survey in 1997, although outdated,
                had better coverage of the range and is likely to be more of an
                accurate representation of the stock abundance (11,146 harbor porpoise)
                in the coastal and inside waters of Southeast Alaska.
                Harbor Seal
                 Harbor seals range from Baja California north along the west coasts
                of Washington, Oregon, California, British Columbia, and Southeast
                Alaska; west through the Gulf of Alaska, Prince William Sound, and the
                Aleutian Islands; and north in the Bering Sea to Cape Newenham and the
                Pribilof Islands. They haul out on rocks, reefs, beaches, and drifting
                glacial ice and feed in marine, estuarine, and occasionally fresh
                waters. Harbor seals are generally non-migratory and, with local
                movements associated with such factors as tide, weather, season, food
                availability and reproduction.
                 Distribution of the Glacier Bay/Icy Strait stock, the only stock
                considered in this application, ranges along the coast from Cape
                Fairweather and Glacier Bay south through Icy Strait to Tenakee Inlet
                on Chichagof Island (Muto et al., 2018).
                 The Glacier Bay/Icy Strait stock of harbor seals are common
                residents of the action area and can occur on any given day in the
                area, although they tend to be more abundant during the fall months
                (Womble and Gende 2013). A total of 63 harbor seals were seen during 19
                days of the 135-day monitoring period (June 2015 through January 2016)
                [[Page 18502]]
                (BergerABAM 2016), while none were seen during the 2018 test pile
                program (SolsticeAK 2018). Harbor seals were primarily observed in
                summer and early fall (June to September). Harbor seals were seen
                singulary and in groups of two or more, but on one occasion, 22
                individuals were observed hauled out on Halibut Rock, across Port
                Frederick approximately 1.5 miles from the location of pile
                installation activity (BergerABAM 2016).
                 There are two known harbor seal haulouts within the project area.
                According to the AFSC list of harbor seal haulout locations, the
                closest listed haulout (id 1,349: name CF39A) is located in Port
                Frederick, approximately 1,850 m west (AFSC 2018). The group of 22
                animals was observed using Halibut Rock (approximately 2,000 m from any
                potential pile-driving activities) as a haulout.
                Steller Sea Lion
                 Steller sea lions range along the North Pacific Rim from northern
                Japan to California, with centers of abundance in the Gulf of Alaska
                and Aleutian Islands (Loughlin et al., 1984).
                 Of the two Steller sea lion populations in Alaska, the Eastern DPS
                includes sea lions born on rookeries from California north through
                Southeast Alaska and the Western DPS includes those animals born on
                rookeries from Prince William Sound westward, with an eastern boundary
                set at 144[deg] W (NMFS 2018h). Both WDPS and EDPS Steller sea lions
                are considered in this application because the WDPS are common within
                the geographic area under consideration (north of Summer Strait) (Fritz
                et al., 2013, NMFS 2013).
                 Steller sea lions are not known to migrate annually, but
                individuals may widely disperse outside of the breeding season (late-
                May to early-July), leading to intermixing of stocks (Jemison et al.
                2013; Allen and Angliss 2015).
                 Steller sea lions are common in the inside waters of Southeast
                Alaska. They are residents of the project vicinity and are common year-
                round in the action area, moving their haulouts based on seasonal
                concentrations of prey from exposed rookeries nearer the open Pacific
                Ocean during the summer to more protected sites in the winter (Alaska
                Department of Fish & Game (ADF&G) 2018). During the construction of the
                existing Icy Strait cruise ship berth a total of 180 Steller sea lions
                were observed on 47 days of the 135 monitoring days, amounting to an
                average of 1.3 sightings per day (BergerABAM 2016). Steller sea lions
                were frequently observed in groups of two or more individuals, but lone
                individuals were also observed regularly (BergerABAM 2016). During a
                test pile program performed at the project location by the Hoonah
                Cruise Ship Dock Company in May 2018, a total of 15 Steller sea lions
                were seen over the course of 7 hours in one day (SolsticeAK 2018). They
                can occur in groups of 1-10 animals, but may congregate in larger
                groups near rookeries and haulouts (NMFS 2018h). No documented
                rookeries or haulouts are near the project area.
                 Critical habitat has been defined in Southeast Alaska at major
                haulouts and major rookeries (50 CFR 226.202). The nearest rookery is
                on the White Sisters Islands near Sitka and the nearest major haulouts
                are at Benjamin Island, Cape Cross, and Graves Rocks. The White Sisters
                rookery is located on the west side of Chichagof Island, about 72 km
                southwest of the project area. Benjamin Island is about 60 km northeast
                of Hoonah. Cape Cross and Graves Rocks are both about 70 km west of
                Hoonah. Steller sea lions are known to haul out on land, docks, buoys,
                and navigational markers. However, during the summer months when the
                proposed project would be constructed Steller sea lions are less likely
                to be in the protected waters around the project area, preferring
                exposed rookeries on the western shores of Southeast Alaska.
                Sperm Whales
                 Tagged sperm whales have been tracked within the Gulf of Alaska,
                and multiple whales have been tracked in Chatham Strait, in Icy Strait,
                and in the action area in 2014 and 2015 (http://seaswap.info/whaletrackerAccessed4/15/19). Tagging studies primarily show that sperm
                whales use the deep water slope habitat extensively for foraging
                (Mathias et al., 2012). Interaction studies between sperm whales and
                the longline fishery have been focused along the continental slope of
                the eastern Gulf of Alaska in water depths between about 1,970 and
                3,280 ft (600 and 1,000 m) (Straley et al. 2005, Straley et al. 2014).
                The known sperm whale habitat (these shelf-edge/slope waters of the
                Gulf of Alaska) are far outside of the action area.
                 Also, more recently in November 2018 (4 whales) and March 2019 (2
                whales), sperm whales have been observed in southern Lynn Canal, and on
                March 20, 2019, NMFS performed a necropsy on a sperm whale that died
                from trauma consistent with a ship strike. However, NMFS believes is
                highly unlikely that sperm whales will occur in the action area where
                pile driving activities will occur because they are generally found in
                far deeper waters than those in which the project will occur.
                Therefore, sperm whales are not being proposed for take authorization
                and not discussed further.
                Marine Mammal Hearing
                 Hearing is the most important sensory modality for marine mammals
                underwater, and exposure to anthropogenic sound can have deleterious
                effects. To appropriately assess the potential effects of exposure to
                sound, it is necessary to understand the frequency ranges marine
                mammals are able to hear. Current data indicate that not all marine
                mammal species have equal hearing capabilities (e.g., Richardson et
                al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
                this, Southall et al. (2007) recommended that marine mammals be divided
                into functional hearing groups based on directly measured or estimated
                hearing ranges on the basis of available behavioral response data,
                audiograms derived using auditory evoked potential techniques,
                anatomical modeling, and other data. Note that no direct measurements
                of hearing ability have been successfully completed for mysticetes
                (i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
                generalized hearing ranges for these marine mammal hearing groups.
                Generalized hearing ranges were chosen based on the approximately 65
                decibel (dB) threshold from the normalized composite audiograms, with
                the exception for lower limits for low-frequency cetaceans where the
                lower bound was deemed to be biologically implausible and the lower
                bound from Southall et al. (2007) retained. Marine mammal hearing
                groups and their associated hearing ranges are provided in Table 2.
                 Table 2--Marine Mammal Hearing Groups (NMFS, 2018)
                ------------------------------------------------------------------------
                 Hearing group Generalized hearing range *
                ------------------------------------------------------------------------
                Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
                 whales).
                Mid-frequency (MF) cetaceans (dolphins, 150 Hz to 160 kHz.
                 toothed whales, beaked whales, bottlenose
                 whales).
                [[Page 18503]]
                
                High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
                 porpoises, Kogia, river dolphins,
                 cephalorhynchid, Lagenorhynchus cruciger &
                 L. australis).
                Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
                 seals).
                Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
                 lions and fur seals).
                ------------------------------------------------------------------------
                * Represents the generalized hearing range for the entire group as a
                 composite (i.e., all species within the group), where individual
                 species' hearing ranges are typically not as broad. Generalized
                 hearing range chosen based on ~65 dB threshold from normalized
                 composite audiogram, with the exception for lower limits for LF
                 cetaceans (Southall et al. 2007) and PW pinniped (approximation).
                 The pinniped functional hearing group was modified from Southall et
                al. (2007) on the basis of data indicating that phocid species have
                consistently demonstrated an extended frequency range of hearing
                compared to otariids, especially in the higher frequency range
                (Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
                2013).
                 For more detail concerning these groups and associated frequency
                ranges, please see NMFS (2018) for a review of available information.
                Nine marine mammal species (7 cetacean and 2 pinniped (1 otariid and 1
                phocid) species) have the reasonable potential to occur during the
                proposed activities. Please refer to Table 2. Of the cetacean species
                that may be present, three are classified as low-frequency cetaceans
                (i.e., all mysticete species), two are classified as mid-frequency
                cetaceans (i.e., all delphinid species), and two are classified as
                high-frequency cetaceans (i.e., harbor porpoise and Dall's porpoise).
                Potential Effects of Specified Activities on Marine Mammals and their
                Habitat
                 This section includes a summary and discussion of the ways that
                components of the specified activity may impact marine mammals and
                their habitat. The Estimated Take by Incidental Harassment section
                later in this document includes a quantitative analysis of the number
                of individuals that are expected to be taken by this activity. The
                Negligible Impact Analysis and Determination section considers the
                content of this section, the Estimated Take by Incidental Harassment
                section, and the Proposed Mitigation section, to draw conclusions
                regarding the likely impacts of these activities on the reproductive
                success or survivorship of individuals and how those impacts on
                individuals are likely to impact marine mammal species or stocks.
                 Acoustic effects on marine mammals during the specified activity
                can occur from vibratory and impact pile driving as well as during
                socketing and anchoring of the piles. The effects of underwater noise
                from DPD's proposed activities have the potential to result in Level B
                behavioral harassment of marine mammals in the vicinity of the action
                area.
                Description of Sound Sources
                 This section contains a brief technical background on sound, on the
                characteristics of certain sound types, and on metrics used in this
                proposal inasmuch as the information is relevant to the specified
                activity and to a discussion of the potential effects of the specified
                activity on marine mammals found later in this document. For general
                information on sound and its interaction with the marine environment,
                please see, e.g., Au and Hastings (2008); Richardson et al. (1995);
                Urick (1983).
                 Sound travels in waves, the basic components of which are
                frequency, wavelength, velocity, and amplitude. Frequency is the number
                of pressure waves that pass by a reference point per unit of time and
                is measured in hertz (Hz) or cycles per second. Wavelength is the
                distance between two peaks or corresponding points of a sound wave
                (length of one cycle). Higher frequency sounds have shorter wavelengths
                than lower frequency sounds, and typically attenuate (decrease) more
                rapidly, except in certain cases in shallower water. Amplitude is the
                height of the sound pressure wave or the ``loudness'' of a sound and is
                typically described using the relative unit of the decibel (dB). A
                sound pressure level (SPL) in dB is described as the ratio between a
                measured pressure and a reference pressure (for underwater sound, this
                is 1 microPascal ([mu]Pa)), and is a logarithmic unit that accounts for
                large variations in amplitude; therefore, a relatively small change in
                dB corresponds to large changes in sound pressure. The source level
                (SL) represents the SPL referenced at a distance of 1 m from the source
                (referenced to 1 [mu]Pa), while the received level is the SPL at the
                listener's position (referenced to 1 [mu]Pa).
                 Root mean square (rms) is the quadratic mean sound pressure over
                the duration of an impulse. Root mean square is calculated by squaring
                all of the sound amplitudes, averaging the squares, and then taking the
                square root of the average (Urick, 1983). Root mean square accounts for
                both positive and negative values; squaring the pressures makes all
                values positive so that they may be accounted for in the summation of
                pressure levels (Hastings and Popper, 2005). This measurement is often
                used in the context of discussing behavioral effects, in part because
                behavioral effects, which often result from auditory cues, may be
                better expressed through averaged units than by peak pressures.
                 Sound exposure level (SEL; represented as dB re 1 [mu]Pa\2\-s)
                represents the total energy in a stated frequency band over a stated
                time interval or event, and considers both intensity and duration of
                exposure. The per-pulse SEL is calculated over the time window
                containing the entire pulse (i.e., 100 percent of the acoustic energy).
                SEL is a cumulative metric; it can be accumulated over a single pulse,
                or calculated over periods containing multiple pulses. Cumulative SEL
                represents the total energy accumulated by a receiver over a defined
                time window or during an event. Peak sound pressure (also referred to
                as zero-to-peak sound pressure or 0-pk) is the maximum instantaneous
                sound pressure measurable in the water at a specified distance from the
                source, and is represented in the same units as the rms sound pressure.
                 When underwater objects vibrate or activity occurs, sound-pressure
                waves are created. These waves alternately compress and decompress the
                water as the sound wave travels. Underwater sound waves radiate in a
                manner similar to ripples on the surface of a pond and may be either
                directed in a beam or beams or may radiate in all directions
                (omnidirectional sources), as is the case for sound produced by the
                pile driving activity considered here. The compressions and
                decompressions associated with sound waves are detected as changes in
                pressure by aquatic life and man-made sound receptors such as
                hydrophones.
                 Even in the absence of sound from the specified activity, the
                underwater
                [[Page 18504]]
                environment is typically loud due to ambient sound, which is defined as
                environmental background sound levels lacking a single source or point
                (Richardson et al., 1995). The sound level of a region is defined by
                the total acoustical energy being generated by known and unknown
                sources. These sources may include physical (e.g., wind and waves,
                earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
                by marine mammals, fish, and invertebrates), and anthropogenic (e.g.,
                vessels, dredging, construction) sound. A number of sources contribute
                to ambient sound, including wind and waves, which are a main source of
                naturally occurring ambient sound for frequencies between 200 hertz
                (Hz) and 50 kilohertz (kHz) (Mitson, 1995). In general, ambient sound
                levels tend to increase with increasing wind speed and wave height.
                Precipitation can become an important component of total sound at
                frequencies above 500 Hz, and possibly down to 100 Hz during quiet
                times. Marine mammals can contribute significantly to ambient sound
                levels, as can some fish and snapping shrimp. The frequency band for
                biological contributions is from approximately 12 Hz to over 100 kHz.
                Sources of ambient sound related to human activity include
                transportation (surface vessels), dredging and construction, oil and
                gas drilling and production, geophysical surveys, sonar, and
                explosions. Vessel noise typically dominates the total ambient sound
                for frequencies between 20 and 300 Hz. In general, the frequencies of
                anthropogenic sounds are below 1 kHz and, if higher frequency sound
                levels are created, they attenuate rapidly.
                 The sum of the various natural and anthropogenic sound sources that
                comprise ambient sound at any given location and time depends not only
                on the source levels (as determined by current weather conditions and
                levels of biological and human activity) but also on the ability of
                sound to propagate through the environment. In turn, sound propagation
                is dependent on the spatially and temporally varying properties of the
                water column and sea floor, and is frequency-dependent. As a result of
                the dependence on a large number of varying factors, ambient sound
                levels can be expected to vary widely over both coarse and fine spatial
                and temporal scales. Sound levels at a given frequency and location can
                vary by 10-20 decibels (dB) from day to day (Richardson et al., 1995).
                The result is that, depending on the source type and its intensity,
                sound from the specified activity may be a negligible addition to the
                local environment or could form a distinctive signal that may affect
                marine mammals.
                 Sounds are often considered to fall into one of two general types:
                Pulsed and non-pulsed (defined in the following). The distinction
                between these two sound types is important because they have differing
                potential to cause physical effects, particularly with regard to
                hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see
                Southall et al. (2007) for an in-depth discussion of these concepts.
                The distinction between these two sound types is not always obvious, as
                certain signals share properties of both pulsed and non-pulsed sounds.
                A signal near a source could be categorized as a pulse, but due to
                propagation effects as it moves farther from the source, the signal
                duration becomes longer (e.g., Greene and Richardson, 1988).
                 Pulsed sound sources (e.g., airguns, explosions, gunshots, sonic
                booms, impact pile driving) produce signals that are brief (typically
                considered to be less than one second), broadband, atonal transients
                (ANSI, 1986, 2005; Harris, 1998; NIOSH, 1998; ISO, 2003) and occur
                either as isolated events or repeated in some succession. Pulsed sounds
                are all characterized by a relatively rapid rise from ambient pressure
                to a maximal pressure value followed by a rapid decay period that may
                include a period of diminishing, oscillating maximal and minimal
                pressures, and generally have an increased capacity to induce physical
                injury as compared with sounds that lack these features.
                 Non-pulsed sounds can be tonal, narrowband, or broadband, brief or
                prolonged, and may be either continuous or intermittent (ANSI, 1995;
                NIOSH, 1998). Some of these non-pulsed sounds can be transient signals
                of short duration but without the essential properties of pulses (e.g.,
                rapid rise time). Examples of non-pulsed sounds include those produced
                by vessels, aircraft, machinery operations such as drilling or
                dredging, vibratory pile driving, and active sonar systems. The
                duration of such sounds, as received at a distance, can be greatly
                extended in a highly reverberant environment.
                 The impulsive sound generated by impact hammers is characterized by
                rapid rise times and high peak levels. Vibratory hammers produce non-
                impulsive, continuous noise at levels significantly lower than those
                produced by impact hammers. Rise time is slower, reducing the
                probability and severity of injury, and sound energy is distributed
                over a greater amount of time (e.g., Nedwell and Edwards, 2002; Carlson
                et al., 2005).
                Acoustic Effects on Marine Mammals
                 We previously provided general background information on marine
                mammal hearing (see ``Description of Marine Mammals in the Area of the
                Specified Activity''). Here, we discuss the potential effects of sound
                on marine mammals.
                 Note that, in the following discussion, we refer in many cases to a
                review article concerning studies of noise-induced hearing loss
                conducted from 1996-2015 (i.e., Finneran, 2015). For study-specific
                citations, please see that work. Anthropogenic sounds cover a broad
                range of frequencies and sound levels and can have a range of highly
                variable impacts on marine life, from none or minor to potentially
                severe responses, depending on received levels, duration of exposure,
                behavioral context, and various other factors. The potential effects of
                underwater sound from active acoustic sources can potentially result in
                one or more of the following: Temporary or permanent hearing
                impairment, non-auditory physical or physiological effects, behavioral
                disturbance, stress, and masking (Richardson et al., 1995; Gordon et
                al., 2004; Nowacek et al., 2007; Southall et al., 2007; G[ouml]tz et
                al., 2009). The degree of effect is intrinsically related to the signal
                characteristics, received level, distance from the source, and duration
                of the sound exposure. In general, sudden, high level sounds can cause
                hearing loss, as can longer exposures to lower level sounds. Temporary
                or permanent loss of hearing will occur almost exclusively for noise
                within an animal's hearing range. We first describe specific
                manifestations of acoustic effects before providing discussion specific
                to pile driving and removal activities.
                 Richardson et al. (1995) described zones of increasing intensity of
                effect that might be expected to occur, in relation to distance from a
                source and assuming that the signal is within an animal's hearing
                range. First is the area within which the acoustic signal would be
                audible (potentially perceived) to the animal but not strong enough to
                elicit any overt behavioral or physiological response. The next zone
                corresponds with the area where the signal is audible to the animal and
                of sufficient intensity to elicit behavioral or physiological
                responsiveness. Third is a zone within which, for signals of high
                intensity, the received level is sufficient to potentially cause
                discomfort or tissue damage to auditory or other systems. Overlaying
                these zones to a certain extent is the
                [[Page 18505]]
                area within which masking (i.e., when a sound interferes with or masks
                the ability of an animal to detect a signal of interest that is above
                the absolute hearing threshold) may occur; the masking zone may be
                highly variable in size.
                 We describe the more severe effects (i.e., certain non-auditory
                physical or physiological effects) only briefly as we do not expect
                that there is a reasonable likelihood that pile driving may result in
                such effects (see below for further discussion). Potential effects from
                explosive impulsive sound sources can range in severity from effects
                such as behavioral disturbance or tactile perception to physical
                discomfort, slight injury of the internal organs and the auditory
                system, or mortality (Yelverton et al., 1973). Non-auditory
                physiological effects or injuries that theoretically might occur in
                marine mammals exposed to high level underwater sound or as a secondary
                effect of extreme behavioral reactions (e.g., change in dive profile as
                a result of an avoidance reaction) caused by exposure to sound include
                neurological effects, bubble formation, resonance effects, and other
                types of organ or tissue damage (Cox et al., 2006; Southall et al.,
                2007; Zimmer and Tyack, 2007; Tal et al., 2015). The construction
                activities considered here do not involve the use of devices such as
                explosives or mid-frequency tactical sonar that are associated with
                these types of effects.
                 Threshold Shift--Marine mammals exposed to high-intensity sound, or
                to lower-intensity sound for prolonged periods, can experience hearing
                threshold shift (TS), which is the loss of hearing sensitivity at
                certain frequency ranges (Finneran, 2015). TS can be permanent (PTS),
                in which case the loss of hearing sensitivity is not fully recoverable,
                or temporary (TTS), in which case the animal's hearing threshold would
                recover over time (Southall et al., 2007). Repeated sound exposure that
                leads to TTS could cause PTS. In severe cases of PTS, there can be
                total or partial deafness, while in most cases the animal has an
                impaired ability to hear sounds in specific frequency ranges (Kryter,
                1985).
                 When PTS occurs, there is physical damage to the sound receptors in
                the ear (i.e., tissue damage), whereas TTS represents primarily tissue
                fatigue and is reversible (Southall et al., 2007). In addition, other
                investigators have suggested that TTS is within the normal bounds of
                physiological variability and tolerance and does not represent physical
                injury (e.g., Ward, 1997). Therefore, NMFS does not consider TTS to
                constitute auditory injury.
                 Relationships between TTS and PTS thresholds have not been studied
                in marine mammals, and there is no PTS data for cetaceans, but such
                relationships are assumed to be similar to those in humans and other
                terrestrial mammals. PTS typically occurs at exposure levels at least
                several decibels above (a 40-dB threshold shift approximates PTS onset;
                e.g., Kryter et al., 1966; Miller, 1974) that inducing mild TTS (a 6-dB
                threshold shift approximates TTS onset; e.g., Southall et al. 2007).
                Based on data from terrestrial mammals, a precautionary assumption is
                that the PTS thresholds for impulse sounds (such as impact pile driving
                pulses as received close to the source) are at least 6 dB higher than
                the TTS threshold on a peak-pressure basis and PTS cumulative sound
                exposure level thresholds are 15 to 20 dB higher than TTS cumulative
                sound exposure level thresholds (Southall et al., 2007). Given the
                higher level of sound or longer exposure duration necessary to cause
                PTS as compared with TTS, it is considerably less likely that PTS could
                occur.
                 TTS is the mildest form of hearing impairment that can occur during
                exposure to sound (Kryter, 1985). While experiencing TTS, the hearing
                threshold rises, and a sound must be at a higher level in order to be
                heard. In terrestrial and marine mammals, TTS can last from minutes or
                hours to days (in cases of strong TTS). In many cases, hearing
                sensitivity recovers rapidly after exposure to the sound ends. Few data
                on sound levels and durations necessary to elicit mild TTS have been
                obtained for marine mammals.
                 Marine mammal hearing plays a critical role in communication with
                conspecifics, and interpretation of environmental cues for purposes
                such as predator avoidance and prey capture. Depending on the degree
                (elevation of threshold in dB), duration (i.e., recovery time), and
                frequency range of TTS, and the context in which it is experienced, TTS
                can have effects on marine mammals ranging from discountable to
                serious. For example, a marine mammal may be able to readily compensate
                for a brief, relatively small amount of TTS in a non-critical frequency
                range that occurs during a time where ambient noise is lower and there
                are not as many competing sounds present. Alternatively, a larger
                amount and longer duration of TTS sustained during time when
                communication is critical for successful mother/calf interactions could
                have more serious impacts.
                 Currently, TTS data only exist for four species of cetaceans
                (bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
                leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
                asiaeorientalis)) and three species of pinnipeds (northern elephant
                seal, harbor seal, and California sea lion) exposed to a limited number
                of sound sources (i.e., mostly tones and octave-band noise) in
                laboratory settings (Finneran, 2015). TTS was not observed in trained
                spotted (Phoca largha) and ringed (Pusa hispida) seals exposed to
                impulsive noise at levels matching previous predictions of TTS onset
                (Reichmuth et al., 2016). In general, harbor seals and harbor porpoises
                have a lower TTS onset than other measured pinniped or cetacean species
                (Finneran, 2015). Additionally, the existing marine mammal TTS data
                come from a limited number of individuals within these species. There
                are no data available on noise-induced hearing loss for mysticetes. For
                summaries of data on TTS in marine mammals or for further discussion of
                TTS onset thresholds, please see Southall et al. (2007), Finneran and
                Jenkins (2012), Finneran (2015), and NMFS (2018).
                 Behavioral Effects--Behavioral disturbance may include a variety of
                effects, including subtle changes in behavior (e.g., minor or brief
                avoidance of an area or changes in vocalizations), more conspicuous
                changes in similar behavioral activities, and more sustained and/or
                potentially severe reactions, such as displacement from or abandonment
                of high-quality habitat. Behavioral responses to sound are highly
                variable and context-specific and any reactions depend on numerous
                intrinsic and extrinsic factors (e.g., species, state of maturity,
                experience, current activity, reproductive state, auditory sensitivity,
                time of day), as well as the interplay between factors (e.g.,
                Richardson et al., 1995; Wartzok et al., 2003; Southall et al., 2007;
                Weilgart, 2007; Archer et al., 2010). Behavioral reactions can vary not
                only among individuals but also within an individual, depending on
                previous experience with a sound source, context, and numerous other
                factors (Ellison et al., 2012), and can vary depending on
                characteristics associated with the sound source (e.g., whether it is
                moving or stationary, number of sources, distance from the source).
                Please see Appendices B-C of Southall et al. (2007) for a review of
                studies involving marine mammal behavioral responses to sound.
                 Habituation can occur when an animal's response to a stimulus wanes
                with repeated exposure, usually in the absence of unpleasant associated
                events (Wartzok et al., 2003). Animals are most
                [[Page 18506]]
                likely to habituate to sounds that are predictable and unvarying. It is
                important to note that habituation is appropriately considered as a
                ``progressive reduction in response to stimuli that are perceived as
                neither aversive nor beneficial,'' rather than as, more generally,
                moderation in response to human disturbance (Bejder et al., 2009). The
                opposite process is sensitization, when an unpleasant experience leads
                to subsequent responses, often in the form of avoidance, at a lower
                level of exposure. As noted, behavioral state may affect the type of
                response. For example, animals that are resting may show greater
                behavioral change in response to disturbing sound levels than animals
                that are highly motivated to remain in an area for feeding (Richardson
                et al., 1995; NRC, 2003; Wartzok et al., 2003). Controlled experiments
                with captive marine mammals have showed pronounced behavioral
                reactions, including avoidance of loud sound sources (Ridgway et al.,
                1997; Finneran et al., 2003). Observed responses of wild marine mammals
                to loud pulsed sound sources (typically airguns or acoustic harassment
                devices) have been varied but often consist of avoidance behavior or
                other behavioral changes suggesting discomfort (Morton and Symonds,
                2002; see also Richardson et al., 1995; Nowacek et al., 2007). However,
                many delphinids approach low-frequency airgun source vessels with no
                apparent discomfort or obvious behavioral change (e.g., Barkaszi et
                al., 2012), indicating the importance of frequency output in relation
                to the species' hearing sensitivity.
                 Available studies show wide variation in response to underwater
                sound; therefore, it is difficult to predict specifically how any given
                sound in a particular instance might affect marine mammals perceiving
                the signal. If a marine mammal does react briefly to an underwater
                sound by changing its behavior or moving a small distance, the impacts
                of the change are unlikely to be significant to the individual, let
                alone the stock or population. However, if a sound source displaces
                marine mammals from an important feeding or breeding area for a
                prolonged period, impacts on individuals and populations could be
                significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
                2005). However, there are broad categories of potential response, which
                we describe in greater detail here, that include alteration of dive
                behavior, alteration of foraging behavior, effects to breathing,
                interference with or alteration of vocalization, avoidance, and flight.
                 Changes in dive behavior can vary widely and may consist of
                increased or decreased dive times and surface intervals as well as
                changes in the rates of ascent and descent during a dive (e.g., Frankel
                and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
                al., 2004; Goldbogen et al., 2013a, 2013b). Variations in dive behavior
                may reflect interruptions in biologically significant activities (e.g.,
                foraging) or they may be of little biological significance. The impact
                of an alteration to dive behavior resulting from an acoustic exposure
                depends on what the animal is doing at the time of the exposure and the
                type and magnitude of the response.
                 Disruption of feeding behavior can be difficult to correlate with
                anthropogenic sound exposure, so it is usually inferred by observed
                displacement from known foraging areas, the appearance of secondary
                indicators (e.g., bubble nets or sediment plumes), or changes in dive
                behavior. As for other types of behavioral response, the frequency,
                duration, and temporal pattern of signal presentation, as well as
                differences in species sensitivity, are likely contributing factors to
                differences in response in any given circumstance (e.g., Croll et al.,
                2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
                2007). A determination of whether foraging disruptions incur fitness
                consequences would require information on or estimates of the energetic
                requirements of the affected individuals and the relationship between
                prey availability, foraging effort and success, and the life history
                stage of the animal.
                 Variations in respiration naturally vary with different behaviors
                and alterations to breathing rate as a function of acoustic exposure
                can be expected to co-occur with other behavioral reactions, such as a
                flight response or an alteration in diving. However, respiration rates
                in and of themselves may be representative of annoyance or an acute
                stress response. Various studies have shown that respiration rates may
                either be unaffected or could increase, depending on the species and
                signal characteristics, again highlighting the importance in
                understanding species differences in the tolerance of underwater noise
                when determining the potential for impacts resulting from anthropogenic
                sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
                al., 2007; Gailey et al., 2016).
                 Marine mammals vocalize for different purposes and across multiple
                modes, such as whistling, echolocation click production, calling, and
                singing. Changes in vocalization behavior in response to anthropogenic
                noise can occur for any of these modes and may result from a need to
                compete with an increase in background noise or may reflect increased
                vigilance or a startle response. For example, in the presence of
                potentially masking signals, humpback whales and killer whales have
                been observed to increase the length of their songs (Miller et al.,
                2000; Fristrup et al., 2003; Foote et al., 2004), while right whales
                have been observed to shift the frequency content of their calls upward
                while reducing the rate of calling in areas of increased anthropogenic
                noise (Parks et al., 2007). In some cases, animals may cease sound
                production during production of aversive signals (Bowles et al., 1994).
                 Avoidance is the displacement of an individual from an area or
                migration path as a result of the presence of a sound or other
                stressors, and is one of the most obvious manifestations of disturbance
                in marine mammals (Richardson et al., 1995). For example, gray whales
                are known to change direction--deflecting from customary migratory
                paths--in order to avoid noise from airgun surveys (Malme et al.,
                1984). Avoidance may be short-term, with animals returning to the area
                once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
                Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
                Longer-term displacement is possible, however, which may lead to
                changes in abundance or distribution patterns of the affected species
                in the affected region if habituation to the presence of the sound does
                not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
                et al., 2006).
                 A flight response is a dramatic change in normal movement to a
                directed and rapid movement away from the perceived location of a sound
                source. The flight response differs from other avoidance responses in
                the intensity of the response (e.g., directed movement, rate of
                travel). Relatively little information on flight responses of marine
                mammals to anthropogenic signals exist, although observations of flight
                responses to the presence of predators have occurred (Connor and
                Heithaus, 1996). The result of a flight response could range from
                brief, temporary exertion and displacement from the area where the
                signal provokes flight to, in extreme cases, marine mammal strandings
                (Evans and England, 2001). However, it should be noted that response to
                a perceived predator does not necessarily invoke flight (Ford and
                Reeves, 2008), and whether individuals are solitary or in groups may
                influence the response.
                [[Page 18507]]
                 Behavioral disturbance can also impact marine mammals in more
                subtle ways. Increased vigilance may result in costs related to
                diversion of focus and attention (i.e., when a response consists of
                increased vigilance, it may come at the cost of decreased attention to
                other critical behaviors such as foraging or resting). These effects
                have generally not been demonstrated for marine mammals, but studies
                involving fish and terrestrial animals have shown that increased
                vigilance may substantially reduce feeding rates (e.g., Beauchamp and
                Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
                addition, chronic disturbance can cause population declines through
                reduction of fitness (e.g., decline in body condition) and subsequent
                reduction in reproductive success, survival, or both (e.g., Harrington
                and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
                Ridgway et al. (2006) reported that increased vigilance in bottlenose
                dolphins exposed to sound over a five-day period did not cause any
                sleep deprivation or stress effects.
                 Many animals perform vital functions, such as feeding, resting,
                traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
                of such functions resulting from reactions to stressors such as sound
                exposure are more likely to be significant if they last more than one
                diel cycle or recur on subsequent days (Southall et al., 2007).
                Consequently, a behavioral response lasting less than one day and not
                recurring on subsequent days is not considered particularly severe
                unless it could directly affect reproduction or survival (Southall et
                al., 2007). Note that there is a difference between multi-day
                substantive behavioral reactions and multi-day anthropogenic
                activities. For example, just because an activity lasts for multiple
                days does not necessarily mean that individual animals are either
                exposed to activity-related stressors for multiple days or, further,
                exposed in a manner resulting in sustained multi-day substantive
                behavioral responses.
                 Stress Responses--An animal's perception of a threat may be
                sufficient to trigger stress responses consisting of some combination
                of behavioral responses, autonomic nervous system responses,
                neuroendocrine responses, or immune responses (e.g., Seyle, 1950;
                Moberg, 2000). In many cases, an animal's first and sometimes most
                economical (in terms of energetic costs) response is behavioral
                avoidance of the potential stressor. Autonomic nervous system responses
                to stress typically involve changes in heart rate, blood pressure, and
                gastrointestinal activity. These responses have a relatively short
                duration and may or may not have a significant long-term effect on an
                animal's fitness.
                 Neuroendocrine stress responses often involve the hypothalamus-
                pituitary-adrenal system. Virtually all neuroendocrine functions that
                are affected by stress--including immune competence, reproduction,
                metabolism, and behavior--are regulated by pituitary hormones. Stress-
                induced changes in the secretion of pituitary hormones have been
                implicated in failed reproduction, altered metabolism, reduced immune
                competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
                2000). Increases in the circulation of glucocorticoids are also equated
                with stress (Romano et al., 2004).
                 The primary distinction between stress (which is adaptive and does
                not normally place an animal at risk) and ``distress'' is the cost of
                the response. During a stress response, an animal uses glycogen stores
                that can be quickly replenished once the stress is alleviated. In such
                circumstances, the cost of the stress response would not pose serious
                fitness consequences. However, when an animal does not have sufficient
                energy reserves to satisfy the energetic costs of a stress response,
                energy resources must be diverted from other functions. This state of
                distress will last until the animal replenishes its energetic reserves
                sufficient to restore normal function.
                 Relationships between these physiological mechanisms, animal
                behavior, and the costs of stress responses are well-studied through
                controlled experiments and for both laboratory and free-ranging animals
                (e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
                Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
                exposure to anthropogenic sounds or other stressors and their effects
                on marine mammals have also been reviewed (Fair and Becker, 2000;
                Romano et al., 2002b) and, more rarely, studied in wild populations
                (e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
                that noise reduction from reduced ship traffic in the Bay of Fundy was
                associated with decreased stress in North Atlantic right whales. These
                and other studies lead to a reasonable expectation that some marine
                mammals will experience physiological stress responses upon exposure to
                acoustic stressors and that it is possible that some of these would be
                classified as ``distress.'' In addition, any animal experiencing TTS
                would likely also experience stress responses (NRC, 2003).
                 Auditory Masking--Sound can disrupt behavior through masking, or
                interfering with, an animal's ability to detect, recognize, or
                discriminate between acoustic signals of interest (e.g., those used for
                intraspecific communication and social interactions, prey detection,
                predator avoidance, navigation) (Richardson et al., 1995; Erbe et al.,
                2016). Masking occurs when the receipt of a sound is interfered with by
                another coincident sound at similar frequencies and at similar or
                higher intensity, and may occur whether the sound is natural (e.g.,
                snapping shrimp, wind, waves, precipitation) or anthropogenic (e.g.,
                shipping, sonar, seismic exploration) in origin. The ability of a noise
                source to mask biologically important sounds depends on the
                characteristics of both the noise source and the signal of interest
                (e.g., signal-to-noise ratio, temporal variability, direction), in
                relation to each other and to an animal's hearing abilities (e.g.,
                sensitivity, frequency range, critical ratios, frequency
                discrimination, directional discrimination, age or TTS hearing loss),
                and existing ambient noise and propagation conditions.
                 Under certain circumstances, marine mammals experiencing
                significant masking could also be impaired from maximizing their
                performance fitness in survival and reproduction. Therefore, when the
                coincident (masking) sound is man-made, it may be considered harassment
                when disrupting or altering critical behaviors. It is important to
                distinguish TTS and PTS, which persist after the sound exposure, from
                masking, which occurs during the sound exposure. Because masking
                (without resulting in TS) is not associated with abnormal physiological
                function, it is not considered a physiological effect, but rather a
                potential behavioral effect.
                 The frequency range of the potentially masking sound is important
                in determining any potential behavioral impacts. For example, low-
                frequency signals may have less effect on high-frequency echolocation
                sounds produced by odontocetes but are more likely to affect detection
                of mysticete communication calls and other potentially important
                natural sounds such as those produced by surf and some prey species.
                The masking of communication signals by anthropogenic noise may be
                considered as a reduction in the communication space of animals (e.g.,
                Clark et al., 2009) and may result in energetic or other costs as
                animals change their vocalization behavior (e.g., Miller et al., 2000;
                Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2009; Holt
                et
                [[Page 18508]]
                al., 2009). Masking can be reduced in situations where the signal and
                noise come from different directions (Richardson et al., 1995), through
                amplitude modulation of the signal, or through other compensatory
                behaviors (Houser and Moore, 2014). Masking can be tested directly in
                captive species (e.g., Erbe, 2008), but in wild populations it must be
                either modeled or inferred from evidence of masking compensation. There
                are few studies addressing real-world masking sounds likely to be
                experienced by marine mammals in the wild (e.g., Branstetter et al.,
                2013).
                 Masking affects both senders and receivers of acoustic signals and
                can potentially have long-term chronic effects on marine mammals at the
                population level as well as at the individual level. Low-frequency
                ambient sound levels have increased by as much as 20 dB (more than
                three times in terms of SPL) in the world's ocean from pre-industrial
                periods, with most of the increase from distant commercial shipping
                (Hildebrand, 2009). All anthropogenic sound sources, but especially
                chronic and lower-frequency signals (e.g., from vessel traffic),
                contribute to elevated ambient sound levels, thus intensifying masking.
                 Potential Effects of DPD's Activity--As described previously (see
                ``Description of Active Acoustic Sound Sources''), DPD proposes to
                conduct pile driving, including impact and vibratory driving (inclusive
                of socketing and anchoring). The effects of pile driving on marine
                mammals are dependent on several factors, including the size, type, and
                depth of the animal; the depth, intensity, and duration of the pile
                driving sound; the depth of the water column; the substrate of the
                habitat; the standoff distance between the pile and the animal; and the
                sound propagation properties of the environment. With both types, it is
                likely that the pile driving could result in temporary, short term
                changes in an animal's typical behavioral patterns and/or avoidance of
                the affected area. These behavioral changes may include (Richardson et
                al., 1995): changing durations of surfacing and dives, number of blows
                per surfacing, or moving direction and/or speed; reduced/increased
                vocal activities; changing/cessation of certain behavioral activities
                (such as socializing or feeding); visible startle response or
                aggressive behavior (such as tail/fluke slapping or jaw clapping);
                avoidance of areas where sound sources are located; and/or flight
                responses.
                 The biological significance of many of these behavioral
                disturbances is difficult to predict, especially if the detected
                disturbances appear minor. However, the consequences of behavioral
                modification could be expected to be biologically significant if the
                change affects growth, survival, or reproduction. Significant
                behavioral modifications that could lead to effects on growth,
                survival, or reproduction, such as drastic changes in diving/surfacing
                patterns or significant habitat abandonment are extremely unlikely in
                this area (i.e., shallow waters in modified industrial areas).
                 Whether impact or vibratory driving, sound sources would be active
                for relatively short durations, with relation to potential for masking.
                The frequencies output by pile driving activity are lower than those
                used by most species expected to be regularly present for communication
                or foraging. We expect insignificant impacts from masking, and any
                masking event that could possibly rise to Level B harassment under the
                MMPA would occur concurrently within the zones of behavioral harassment
                already estimated for vibratory and impact pile driving, and which have
                already been taken into account in the exposure analysis.
                Anticipated Effects on Marine Mammal Habitat
                 The proposed activities would not result in permanent impacts to
                habitats used directly by marine mammals except the actual footprint of
                the project. The footprint of the project is small, and equal to the
                area of the cruise ship berth and associated pile placement. The small
                lightering facility nearer to the cannery would not impact any marine
                mammal habitat since its proposed location is in between two existing,
                heavily-traveled docks, and within an active marine commercial and
                tourist area. Over time, marine mammals may be deterred from using
                habitat near the project area, due to an increase in vessel traffic and
                tourist activity in this area. The number of cruise ships traveling to
                Hoonah is expected to increase. Hoonah's increased traffic as a top
                Alaskan cruise port-of-call is already occurring. However, this project
                would decrease small vessel traffic to and from cruise ships unable to
                dock at the existing berth.
                 The proposed activities may have potential short-term impacts to
                food sources such as forage fish. The proposed activities could also
                affect acoustic habitat (see masking discussion above), but meaningful
                impacts are unlikely. There are no known foraging hotspots, or other
                ocean bottom structures of significant biological importance to marine
                mammals present in the marine waters in the vicinity of the project
                areas. Therefore, the main impact issue associated with the proposed
                activity would be temporarily elevated sound levels and the associated
                direct effects on marine mammals, as discussed previously. The most
                likely impact to marine mammal habitat occurs from pile driving effects
                on likely marine mammal prey (i.e., fish) near where the piles are
                installed. Impacts to the immediate substrate during installation and
                removal of piles are anticipated, but these would be limited to minor,
                temporary suspension of sediments, which could impact water quality and
                visibility for a short amount of time, but which would not be expected
                to have any effects on individual marine mammals. Impacts to substrate
                are therefore not discussed further.
                 Effects to Prey--Sound may affect marine mammals through impacts on
                the abundance, behavior, or distribution of prey species (e.g.,
                crustaceans, cephalopods, fish, zooplankton). Marine mammal prey varies
                by species, season, and location and, for some, is not well documented.
                Here, we describe studies regarding the effects of noise on known
                marine mammal prey.
                 Fish utilize the soundscape and components of sound in their
                environment to perform important functions such as foraging, predator
                avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009).
                Depending on their hearing anatomy and peripheral sensory structures,
                which vary among species, fishes hear sounds using pressure and
                particle motion sensitivity capabilities and detect the motion of
                surrounding water (Fay et al., 2008). The potential effects of noise on
                fishes depends on the overlapping frequency range, distance from the
                sound source, water depth of exposure, and species-specific hearing
                sensitivity, anatomy, and physiology. Key impacts to fishes may include
                behavioral responses, hearing damage, barotrauma (pressure-related
                injuries), and mortality.
                 Fish react to sounds which are especially strong and/or
                intermittent low-frequency sounds, and behavioral responses such as
                flight or avoidance are the most likely effects. Short duration, sharp
                sounds can cause overt or subtle changes in fish behavior and local
                distribution. The reaction of fish to noise depends on the
                physiological state of the fish, past exposures, motivation (e.g.,
                feeding, spawning, migration), and other environmental factors.
                Hastings and Popper (2005) identified several
                [[Page 18509]]
                studies that suggest fish may relocate to avoid certain areas of sound
                energy. Additional studies have documented effects of pile driving on
                fish, although several are based on studies in support of large,
                multiyear bridge construction projects (e.g., Scholik and Yan, 2001,
                2002; Popper and Hastings, 2009). Several studies have demonstrated
                that impulse sounds might affect the distribution and behavior of some
                fishes, potentially impacting foraging opportunities or increasing
                energetic costs (e.g., Fewtrell and McCauley, 2012; Pearson et al.,
                1992; Skalski et al., 1992; Santulli et al., 1999; Paxton et al.,
                2017). However, some studies have shown no or slight reaction to
                impulse sounds (e.g., Pena et al., 2013; Wardle et al., 2001; Jorgenson
                and Gyselman, 2009; Cott et al., 2012). More commonly, though, the
                impacts of noise on fish are temporary.
                 SPLs of sufficient strength have been known to cause injury to fish
                and fish mortality. However, in most fish species, hair cells in the
                ear continuously regenerate and loss of auditory function likely is
                restored when damaged cells are replaced with new cells. Halvorsen et
                al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
                for one species. Impacts would be most severe when the individual fish
                is close to the source and when the duration of exposure is long.
                Injury caused by barotrauma can range from slight to severe and can
                cause death, and is most likely for fish with swim bladders. Barotrauma
                injuries have been documented during controlled exposure to impact pile
                driving (Halvorsen et al., 2012b; Casper et al., 2013).
                 The action area supports marine habitat for prey species including
                large populations of anadromous fish including Pacific salmon (five
                species), cutthroat and steelhead trout, and Dolly Varden (NMFS 2018i)
                and other species of marine fish such as halibut, rock sole, sculpins,
                Pacific cod, herring, and eulachon (NMFS 2018j). The most likely impact
                to fish from pile driving activities at the project areas would be
                temporary behavioral avoidance of the area. The duration of fish
                avoidance of an area after pile driving stops is unknown, but a rapid
                return to normal recruitment, distribution and behavior is anticipated.
                In general, impacts to marine mammal prey species are expected to be
                minor and temporary due to the expected short daily duration of
                individual pile driving events and the relatively small areas being
                affected.
                 The following essential fish habitat (EFH) species may occur in the
                project area during at least one phase of their lifestage: Chum Salmon
                (Oncorhynchus keta), Pink Salmon (O. gorbuscha), Coho Salmon (O.
                kisutch), Sockeye Salmon (O. nerka), and Chinook Salmon (O.
                tshawytscha). No habitat areas of particular concern or EFH areas
                protected from fishing are identified near the project area (NMFS
                2018i). There are no documented anadromous fish streams in the project
                area. The closest documented anadromous fish steam is approximately 2.5
                miles southeast of the project area (ADF&G 2018a).
                 The area impacted by the project is relatively small compared to
                the available habitat in Port Frederick Inlet and Icy Strait. Any
                behavioral avoidance by fish of the disturbed area would still leave
                significantly large areas of fish and marine mammal foraging habitat in
                the nearby vicinity. As described in the preceding, the potential for
                DPD's construction to affect the availability of prey to marine mammals
                or to meaningfully impact the quality of physical or acoustic habitat
                is considered to be insignificant. Effects to habitat will not be
                discussed further in this document.
                Estimated Take
                 This section provides an estimate of the number of incidental takes
                proposed for authorization through this IHA, which will inform both
                NMFS' consideration of ``small numbers'' and the negligible impact
                determination.
                 Except with respect to certain activities not pertinent here,
                section 3(18) of the MMPA defines ``harassment'' as any act of pursuit,
                torment, or annoyance, which (i) has the potential to injure a marine
                mammal or marine mammal stock in the wild (Level A harassment); or (ii)
                has the potential to disturb a marine mammal or marine mammal stock in
                the wild by causing disruption of behavioral patterns, including, but
                not limited to, migration, breathing, nursing, breeding, feeding, or
                sheltering (Level B harassment).
                 Take of marine mammals incidental to DPD's pile driving and removal
                activities (as well as during socketing and anchoring) could occur as a
                result of Level A and Level B harassment. Below we describe how the
                potential take is estimated. As described previously, no mortality is
                anticipated or proposed to be authorized for this activity. Below we
                describe how the take is estimated.
                 Generally speaking, we estimate take by considering: (1) Acoustic
                thresholds above which NMFS believes the best available science
                indicates marine mammals will be behaviorally harassed or incur some
                degree of permanent hearing impairment; (2) the area or volume of water
                that will be ensonified above these levels in a day; (3) the density or
                occurrence of marine mammals within these ensonified areas; and, (4)
                and the number of days of activities. We note that while these basic
                factors can contribute to a basic calculation to provide an initial
                prediction of takes, additional information that can qualitatively
                inform take estimates is also sometimes available (e.g., previous
                monitoring results or average group size). Below, we describe the
                factors considered here in more detail and present the proposed take
                estimate.
                Acoustic Thresholds
                 Using the best available science, NMFS has developed acoustic
                thresholds that identify the received level of underwater sound above
                which exposed marine mammals would be reasonably expected to be
                behaviorally harassed (equated to Level B harassment) or to incur PTS
                of some degree (equated to Level A harassment).
                 Level B Harassment--Though significantly driven by received level,
                the onset of behavioral disturbance from anthropogenic noise exposure
                is also informed to varying degrees by other factors related to the
                source (e.g., frequency, predictability, duty cycle), the environment
                (e.g., bathymetry), and the receiving animals (hearing, motivation,
                experience, demography, behavioral context) and can be difficult to
                predict (Southall et al., 2007, Ellison et al., 2012). Based on what
                the available science indicates and the practical need to use a
                threshold based on a factor that is both predictable and measurable for
                most activities, NMFS uses a generalized acoustic threshold based on
                received level to estimate the onset of behavioral harassment. NMFS
                predicts that marine mammals are likely to be behaviorally harassed in
                a manner we consider Level B harassment when exposed to underwater
                anthropogenic noise above received levels of 120 dB re 1 [mu]Pa (rms)
                for continuous (e.g., vibratory pile driving) and above 160 dB re 1
                [mu]Pa (rms) for impulsive sources (e.g., impact pile driving). DPD's
                proposed activity includes the use of continuous (vibratory pile
                driving) and impulsive (impact pile driving) sources, and therefore the
                120 and 160 dB re 1 [mu]Pa (rms) are applicable.
                 Level A harassment--NMFS' Technical Guidance for Assessing the
                Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
                (Technical Guidance, 2018) identifies dual criteria to assess auditory
                injury (Level A harassment) to five different
                [[Page 18510]]
                marine mammal groups (based on hearing sensitivity) as a result of
                exposure to noise. The technical guidance identifies the received
                levels, or thresholds, above which individual marine mammals are
                predicted to experience changes in their hearing sensitivity for all
                underwater anthropogenic sound sources, and reflects the best available
                science on the potential for noise to affect auditory sensitivity by:
                 [ssquf] Dividing sound sources into two groups (i.e., impulsive and
                non-impulsive) based on their potential to affect hearing sensitivity;
                 [ssquf] Choosing metrics that best address the impacts of noise on
                hearing sensitivity, i.e., sound pressure level (peak SPL) and sound
                exposure level (SEL) (also accounts for duration of exposure); and
                 [ssquf] Dividing marine mammals into hearing groups and developing
                auditory weighting functions based on the science supporting that not
                all marine mammals hear and use sound in the same manner.
                 These thresholds were developed by compiling and synthesizing the
                best available science, and are provided in Table 3 below. The
                references, analysis, and methodology used in the development of the
                thresholds are described in NMFS 2018 Technical Guidance, which may be
                accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
                 DPD's pile driving and removal activity includes the use of
                impulsive (impact pile driving) and non-impulsive (vibratory pile
                driving and removal) sources.
                 Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift (Auditory Injury)
                ----------------------------------------------------------------------------------------------------------------
                 PTS onset acoustic thresholds * (received level)
                 Hearing group ------------------------------------------------------------------------
                 Impulsive Non-impulsive
                ----------------------------------------------------------------------------------------------------------------
                Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
                 LE,LF,24h: 183 dB.
                Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
                 LE,MF,24h: 185 dB.
                High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
                 LE,HF,24h: 155 dB.
                Phocid Pinnipeds (PW).................. Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
                (Underwater)........................... LE,PW,24h: 185 dB.
                Otariid Pinnipeds (OW)................. Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
                (Underwater)........................... LE,OW,24h: 203 dB.
                ----------------------------------------------------------------------------------------------------------------
                * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
                 calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
                 thresholds associated with impulsive sounds, these thresholds should also be considered.
                Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
                 has a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
                 Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
                 frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
                 being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
                 hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
                 designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
                 that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
                 exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
                 is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
                 exceeded.
                Ensonified Area
                 Here, we describe operational and environmental parameters of the
                activity that will feed into identifying the area ensonified above the
                acoustic thresholds, which include source levels and transmission loss
                coefficient.
                Sound Propagation
                 Transmission loss (TL) is the decrease in acoustic intensity as an
                acoustic pressure wave propagates out from a source. TL parameters vary
                with frequency, temperature, sea conditions, current, source and
                receiver depth, water depth, water chemistry, and bottom composition
                and topography. The general formula for underwater TL is:
                 TL = B * log10(R1/R2), where:
                B = transmission loss coefficient (assumed to be 15)
                R1 = the distance of the modeled SPL from the driven
                pile, and
                R2 = the distance from the driven pile of the initial
                measurement.
                 This formula neglects loss due to scattering and absorption, which
                is assumed to be zero here. The degree to which underwater sound
                propagates away from a sound source is dependent on a variety of
                factors, most notably the water bathymetry and presence or absence of
                reflective or absorptive conditions including in-water structures and
                sediments. Spherical spreading occurs in a perfectly unobstructed
                (free-field) environment not limited by depth or water surface,
                resulting in a 6 dB reduction in sound level for each doubling of
                distance from the source (20*log(range)). Cylindrical spreading occurs
                in an environment in which sound propagation is bounded by the water
                surface and sea bottom, resulting in a reduction of 3 dB in sound level
                for each doubling of distance from the source (10*log(range)). As is
                common practice in coastal waters, here we assume practical spreading
                loss (4.5 dB reduction in sound level for each doubling of distance).
                Practical spreading is a compromise that is often used under conditions
                where water depth increases as the receiver moves away from the
                shoreline, resulting in an expected propagation environment that would
                lie between spherical and cylindrical spreading loss conditions.
                Sound Source Levels
                 The intensity of pile driving sounds is greatly influenced by
                factors such as the type of piles, hammers, and the physical
                environment in which the activity takes place. There are source level
                measurements available for certain pile types and sizes from the
                similar environments recorded from underwater pile driving projects in
                Alaska (e.g., JASCO Reports--Denes et al., 2017 and Austin et al.,
                2016).) that were evaluated and used as proxy sound source levels to
                determine reasonable sound source levels likely result from DPD's pile
                driving and removal activities (Table 4). Many source levels used were
                more conservation as the values were from larger pile sizes.
                [[Page 18511]]
                 Table 4--Assumed Sound Source Levels
                ----------------------------------------------------------------------------------------------------------------
                 Activity Sound source level at 10 meters Sound source
                ----------------------------------------------------------------------------------------------------------------
                 Vibratory Pile Driving/Removal
                ----------------------------------------------------------------------------------------------------------------
                24-in steel pile permanent......... 161.9 SPL............................ The 24-in-diameter source level for
                30-in steel pile temporary 161.9 SPL............................ vibratory driving are proxy from
                 installation. 161.9 SPL............................ median measured source levels from
                30-in steel pile removal........... 161.9 SPL............................ pile driving of 30-in-diameter
                30-in steel pile permanent piles to construct the Ketchikan
                 installation. Ferry Terminal (Denes et al., 2016,
                 Table 72).
                36-in steel pile permanent......... 168.2 SPL............................ The 36-in and 42-in pile source
                42-in steel pile permanent......... 168.2 SPL............................ level is a proxy from median
                 measured source level from
                 vibratory hammering of 48-in piles
                 for the Port of Anchorage test pile
                 project (Austin et al., 2016).
                ----------------------------------------------------------------------------------------------------------------
                 Impact Pile Driving 5 6
                ----------------------------------------------------------------------------------------------------------------
                36-in steel pile permanent......... 186.7 SEL/198.6 SPL.................. The 36-in and 42-in diameter pile
                42-in steel pile permanent......... 186.7 SEL/198.6 SPL.................. source level is a proxy from median
                 measured source level from impact
                 hammering of 48-in piles for the
                 Port of Anchorage test pile project
                 (Austin et al., 2016).
                ----------------------------------------------------------------------------------------------------------------
                 Socketed Pile Installation
                ----------------------------------------------------------------------------------------------------------------
                24-in steel pile permanent......... 166.2 SPL............................ The socketing and rock anchor source
                30-in steel pile temporary......... 166.2 SPL............................ level is a proxy from median
                 measured source level from down-
                 hole drilling of 24-in-diameter
                 piles to construct the Kodiak Ferry
                 Terminal (Denes et al., 2016, Table
                 72).
                ----------------------------------------------------------------------------------------------------------------
                 Rock Anchor Installation
                ----------------------------------------------------------------------------------------------------------------
                8-in anchor permanent (for 24-in 166.2 SPL............................ The socketing and rock anchor source
                 piles). 166.2 SPL............................ level is a proxy from median
                33-in anchor permanent (for 36-in 166.2 SPL............................ measured source level from down-
                 piles). hole drilling of 24-in-diameter
                33-in anchor permanent (for 42-in piles to construct the Kodiak Ferry
                 piles). Terminal (Denes et al., 2016, Table
                 72).
                ----------------------------------------------------------------------------------------------------------------
                Notes: Denes et al., 2016--Alaska Department of Transportation's Hydroacoustic Pile Driving Noise Study--
                 Comprehensive Report and Austin et al., 2016--Hydroacoustic Monitoring Report: Anchorage Port Modernization
                 Project Test Pile Program. Version 3.0. Technical report by JASCO Applied Sciences for Kiewit Infrastructure
                 West Co.
                Level A Harassment
                 When the NMFS Technical Guidance (2016) was published, in
                recognition of the fact that ensonified area/volume could be more
                technically challenging to predict because of the duration component in
                the new thresholds, we developed a User Spreadsheet that includes tools
                to help predict a simple isopleth that can be used in conjunction with
                marine mammal density or occurrence to help predict takes. We note that
                because of some of the assumptions included in the methods used for
                these tools, we anticipate that isopleths produced are typically going
                to be overestimates of some degree, which may result in some degree of
                overestimate of Level A harassment take. However, these tools offer the
                best way to predict appropriate isopleths when more sophisticated 3D
                modeling methods are not available, and NMFS continues to develop ways
                to quantitatively refine these tools, and will qualitatively address
                the output where appropriate. For stationary sources (such as from
                impact and vibratory pile driving), NMFS User Spreadsheet predicts the
                closest distance at which, if a marine mammal remained at that distance
                the whole duration of the activity, it would not incur PTS. Inputs used
                in the User Spreadsheet (Tables 5 and 6), and the resulting isopleths
                are reported below (Table 7).
                 Table 5--NMFS Technical Guidance (2018) User Spreadsheet Input To Calculate PTS Isopleths for Vibratory Pile Driving
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 User spreadsheet input--vibratory pile driving/anchoring and socketing Spreadsheet Tab A.1 vibratory pile driving used
                ---------------------------------------------------------------------------------------------------------------------------------------------------------
                 30-in piles 30-in piles 24-in and
                 24-in piles (temporary (temporary 30-in piles 36-in piles 42-in piles 8-in 33-in 30-in
                 (permanent) install) removal) (permanent) (permanent) (permanent) anchoring anchoring socketing
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Source Level (RMS SPL)................... 161.9 161.9 161.9 161.9 168.2 168.2 166.2 166.2 166.2
                Weighting Factor Adjustment (kHz)........ 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5
                Number of piles within 24-hr period...... 4 6 6 2 2 2 1 2 2
                Duration to drive a single pile (min).... 10 20 10 30 30 60 60 240 60
                Propagation (xLogR)...................... 15 15 15 15 15 15 15 15 15
                Distance of source level measurement 10 10 10 10 10 10 10 10
                 (meters)*...............................
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                [[Page 18512]]
                 Table 6--NMFS Technical Guidance (2018) User Spreadsheet Input To
                 Calculate PTS Isopleths for Impact Pile Driving
                ------------------------------------------------------------------------
                 User spreadsheet input--impact pile driving Spreadsheet Tab E.1 impact
                 pile driving used
                -------------------------------------------------------------------------
                 36-in piles 42-in piles
                 (permanent) (permanent)
                ------------------------------------------------------------------------
                Source Level (Single Strike/shot SEL)... 186.7 186.7
                Weighting Factor Adjustment (kHz)....... 2 2
                Number of strikes per pile.............. 100 135
                Number of piles per day................. 4 2
                Propagation (xLogR)..................... 15 15
                Distance of source level measurement 10 10
                 (meters)...............................
                ------------------------------------------------------------------------
                 Table 7--NMFS Technical Guidance (2018) User Spreadsheet Outputs To Calculate Level A Harassment PTS Isopleths
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 User spreadsheet output PTS isopleths (meters)
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Level A harassment
                 -------------------------------------------------------------------------------
                 Activity Sound source level at 10 m High-
                 Low- frequency Mid- frequency frequency Phocid Otariid
                 cetaceans cetaceans cetaceans
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Vibratory Pile Driving/Removal
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                24-in steel installation.................. 161.9 SPL \1\............... 6.0 0.5 8.8 3.6 0.3
                30-in steel temporary installation........ 161.9 SPL \1\............... 12.4 1.1 18.4 7.6 0.5
                30-in steel removal....................... 161.9 SPL \1\............... 7.8 0.7 11.6 4.8 0.3
                30-in steel permanent installation........ 161.9 SPL \1\............... 7.8 0.7 11.6 4.8 0.3
                36-in steel permanent installation........ 168.2 SPL \2\............... 20.6 1.8 30.5 12.5 0.9
                42-in steel permanent installation........ 168.2 SPL \2\............... 32.7 2.9 48.4 19.9 1.4
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Impact Pile Driving
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                36-in steel permanent installation........ 186.7 SEL/198.6 SPL \2\..... 956.7 34.0 1,139.6 512.0 37.3
                42-in steel permanent installation........ 186.7 SEL/198.6 SPL \2\..... 736.2 26.2 876.9 394.0 28.7
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Socketed Pile Installation
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                24-in steel permanent installation........ 166.2 SPL \3\............... 24.1 2.1 35.6 14.6 1.0
                30-in steel temporary installation........ 166.2 SPL \3\............... 24.1 2.1 35.6 14.6 1.0
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Rock Anchor Installation
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                8-in anchor permanent installation (for 24- 166.2 SPL \3\............... 15.2 1.3 22.4 9.2 0.6
                 in piles).
                33-in anchor permanent installation (for 166.2 SPL \3\............... 60.7 5.4 89.7 36.9 2.6
                 36-in piles).
                33-in anchor permanent installation (for 166.2 SPL \3\............... 60.7 5.4 89.7 36.9 2.6
                 42-in piles).
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                \1\ The 24-in and 30-in-diameter source levels for vibratory driving are proxy from median measured source levels from pile driving of 30-in-diameter
                 piles to construct the Ketchikan Ferry Terminal (Denes et al. 2016, Table 72).
                \2\ The 36-in and 42-in-diameter pile source levels are proxy from median measured source levels from pile driving (vibratory and impact hammering) of
                 48-in piles for the Port of Anchorage test pile project (Austin et al. 2016, Tables 9 and 16). We calculated the distances to impact pile driving
                 Level A harassment thresholds for 36-in piles assuming 100 strikes per pile and a maximum of 4 piles installed in 24 hours; for 42-in piles we assumed
                 135 strikes per pile and a maximum of 2 piles installed in 24 hours.
                \3\ The socketing and rock anchoring source level is proxy from median measured sources levels from down-hole drilling of 24-in-diameter piles to
                 construct the Kodiak Ferry Terminal (Denes et al. 2016, Table 72).
                Level B Harassment
                 Utilizing the practical spreading loss model, DPD determined
                underwater noise will fall below the behavioral effects threshold of
                120 dB rms for marine mammals at the distances shown in Table 8 for
                vibratory pile driving/removal, socketing, and rock anchoring. With
                these radial distances, and due to the occurrence of landforms (See
                Figure 8, 12, 13 of IHA Application), the largest Level B Harassment
                Zone calculated for vibratory pile driving for 36-in and 42-in steel
                piles equaled 193 km\2\ and socket and rock anchoring equaled 116
                km\2\. For calculating the Level B Harassment Zone for impact driving,
                the practical spreading loss model was used with a behavioral threshold
                of 160 dB rms. The maximum radial distance of the Level B Harassment
                Zone for impact piling equaled 3,744 meters. At this radial distance,
                the entire Level B Harassment Zone for impact piling equaled 19 km\2\.
                Table 8 below provides all Level B Harassment radial distances
                [[Page 18513]]
                (m) and their corresponding areas (km\2\) during DPD's proposed
                activities.
                 Table 8--Radial Distances (Meters) to Relevant Behavioral Isopleths and Associated Ensonified Areas (Square
                 Kilometers) Using the Practice Spreading Model
                ----------------------------------------------------------------------------------------------------------------
                 Level B
                 Activity Received level at 10 meters Level B harassment zone (m) harassment
                 * zone (km\2\)
                ----------------------------------------------------------------------------------------------------------------
                 Vibratory Pile Driving/Removal
                ----------------------------------------------------------------------------------------------------------------
                24-in steel installation............ 161.9 SPL \3\............... 6,215 (calculated 6,213).... 39 km\2\
                30-in steel temporary installation.. 161.9 SPL \3\............... 6,215 (calculated 6,213).
                30-in steel removal................. 161.9 SPL \3\............... 6,215 (calculated 6,213).
                30-in steel permanent installation.. 161.9 SPL \3\............... 6,215 (calculated 6,213).
                36-in steel permanent installation.. 168.2 SPL \4\............... 16,345 (calculated 16,343).. 193 km\2\
                42-in steel permanent installation.. 168.2 SPL \4\............... 16,345 (calculated 16,343).
                ----------------------------------------------------------------------------------------------------------------
                 Impact Pile Driving 5 6
                ----------------------------------------------------------------------------------------------------------------
                36-in steel permanent installation.. 186.7 SEL/198.6 SPL \4\..... 3,745 (calculated 3,744).... 19 km\2\
                42-in steel permanent installation.. 186.7 SEL/198.6 SPL \4\..... 3,745 (calculated 3,744).
                ----------------------------------------------------------------------------------------------------------------
                 Socketed Pile Installation
                ----------------------------------------------------------------------------------------------------------------
                24-in steel permanent installation.. 166.2 SPL \7\............... 12,025 (calculated 12,023).. 116 km\2\
                30-in steel temporary installation.. 166.2 SPL \7\............... 12,025 (calculated 12,023).
                ----------------------------------------------------------------------------------------------------------------
                 Rock Anchor Installation
                ----------------------------------------------------------------------------------------------------------------
                8-in anchor permanent installation 166.2 SPL \7\............... 12,025 (calculated 12,023).. 116 km\2\
                 (for 24-in piles).
                33-in anchor permanent installation 166.2 SPL \7\............... 12,025 (calculated 12,023).
                 (for 36-in piles).
                33-in anchor permanent installation 166.2 SPL \7\............... 12,025 (calculated 12,023)..
                 (for 42-in piles).
                ----------------------------------------------------------------------------------------------------------------
                * Numbers rounded up to nearest 5 meters.
                Marine Mammal Occurrence and Take Calculation and Estimation
                 In this section we provide the information about the presence,
                density, or group dynamics of marine mammals that will inform the take
                calculations. Potential exposures to impact pile driving, vibratory
                pile driving/removal and socketing/rock anchoring noises for each
                acoustic threshold were estimated using group size estimates and local
                observational data. As previously stated, take by Level B harassment as
                well as small numbers of take by Level A harassment will be will be
                considered for this action. Take by Level B and Level A harassment are
                calculated differently for some species based on monthly or daily
                sightings data and average group sizes within the action area using the
                best available data. Take by Level A harassment is being proposed for
                three species where the Level A harassment isopleths are very large
                during impact pile driving (harbor porpoise, harbor seal, and Steller
                sea lion), and is based on average group size multiplied by the number
                of days of impact pile driving. Distances to Level A harassment
                thresholds for other project activities (vibratory pile driving/
                removal, socketing, rock anchoring) are considerably smaller compared
                to impact pile driving, and mitigation is expected to avoid Level A
                harassment from these other activities.
                Minke Whales
                 There are no density estimates of minke whales available in the
                project area. These whales are usually sighted individually or in small
                groups of 2-3, but there are reports of loose aggregations of hundreds
                of animals (NMFS 2018). There was one sighting of a minke whale during
                the 135 days of monitoring during the Huna Berth I construction project
                (June 2015 through January 2016) (BergerABAM 2016). To be conservative,
                we predict that three minke whales in a group could be sighted 3 times
                over the 6-month project period for a total of 9 minke whales that are
                proposed to be taken by Level B harassment.
                Humpback Whales
                 There are no density estimates of humpback whales available in the
                project area. Humpback whale presence in the action area is likely
                steady through the work period until November, when most humpbacks
                migrate back to Hawaii or Mexico. NMFS has received a few reports of
                humpback whales over-wintering in Southeast Alaska, but numbers of
                animals and exact locations are very hard to predict, and NMFS assumes
                the presence of much fewer humpbacks in the action area in November and
                later winter months. During the previous Huna Berth I project, humpback
                whales were observed on 84 of the 135 days of monitoring; most often in
                September and October (BergerABAM 2016). The best available information
                on the distribution of humpbacks in the project area was obtained from
                several sources including: Icy Strait observations from 2015
                (BergerABAM 2016), Glacier Bay/Icy Strait NPS Survey data 2014-2018
                (provided by NPS, March 2019), Whale Alert opportunistic reported
                sightings 2016-2018, and reported HB whale bubble-net feeding group to
                NPS, 2015-2018 (provided by NPS, March 2019).
                 The National Park Service Glacier Bay/Icy Strait survey is designed
                to observe humpback whales and has regular effort in June, July, and
                August. This is the primary data source used to estimate exposures of
                humpback whales
                [[Page 18514]]
                in the action area during those months, except for when a maximum group
                size reported in Whale Alert data was greater, then the Whale Alert
                number was used (June and July maximum group size). The on-site marine
                mammal monitoring data from BergerABAM (2016) was used to estimate
                takes in September and October and Whale Alert data was the only data
                source available in November and could represent a minimum number of
                observations due to fewer opportunistic sightings recorded in that
                month. In addition, a single group of bubble-net feeding humpbacks of
                10 animals was added to the total estimated exposures for June and
                October, based on anecdotal data provided by NPS of bubble-net feeding
                groups of humpbacks in the action area in those months of construction.
                 To estimate the number of exposures, NMFS looked at the proportion
                of days of the month when the numbers of animals observed were within
                one standard deviation of that month's average daily sightings. That
                proportion was 0.7. The average number of sightings was estimated as
                exposures on those days. For the remaining 30 percent of work days, the
                maximum number of observations on any single day were estimated to be
                exposed on those days. For example, in June, the average number of
                daily observations (1.31) was estimated to occur on 70 percent of the
                17 work days, which resulted in 15.59 exposures. On the other 30
                percent of the 17 work days, the maximum number of observations on any
                day (10) resulted in 51 estimated exposures. In addition, in June, NMFS
                estimates that one bubble-net feeding group of 10 individuals could be
                exposed, due to anecdotal evidence of this feeding activity occurring
                inside the proposed action area. NMFS estimates a total of 76.59
                humpback whales could be exposed in June. Humpback whales could be in
                larger groups when large amounts of prey are available, but this is
                difficult to predict with any precision. Although we are not proposing
                to authorize takes by month, we are demonstrating how the total take
                was calculated. The total number of exposures per month was calculated
                to be 76.59 (June), 68.02 (July), 71.93 (August), 132.07 (September),
                78.82 (October), and 6.20 (November). The total proposed whales to be
                taken by Level B harassment from June to November is 434 (433.63)
                humpback whales with 27 of those whales anticipated being from the
                Mexico DPS (0.0601 percentage of the total animals).
                Gray Whales
                 There are no density estimates of gray whales available in the
                project area. Gray whales travel alone or in small, unstable groups,
                although large aggregations may be seen in feeding and breeding grounds
                (NMFS 2018e). Observations in Glacier Bay and nearby waters recorded
                two gray whales documented over a 10-year period (Keller et al., 2017).
                None were observed during Huna Berth I project monitoring (BergerABAM
                2016). We conservatively estimate a small group to be 3 gray whales x 1
                sighting over the 6-month work period for a total of three gray whale
                proposed to be taken by Level B harassment.
                Killer Whales
                 There are no density estimates of killer whales available in the
                project area. Killer whales occur commonly in the waters of the project
                area, and could include members of several designated stocks that may
                occur in the vicinity of the proposed project area. Whales are known to
                use the Icy Strait corridor to enter and exit inland waters and are
                observed in every month of the year, with certain pods being observed
                inside Port Frederick passing directly in front of Hoonah. Group size
                of resident killer whale pods in the Icy Strait area ranges from 42 to
                79 and occur in every month of the year (Dahlheim pers. comm. to NMFS
                2015). As determined during a line-transect survey by Dalheim et al.
                (2008), the greatest number of transient killer whale observed occurred
                in 1993 with 32 animals seen over two months for an average of 16
                sightings per month. NMFS estimates that group size of 79 resident
                killer whales and 16 transient killer whales could occur each month
                during the 6-month project period for a total of 570 takes by Level B
                harassment.
                Pacific White-Sided Dolphin
                 There are no density estimates of Pacific white-sided dolphins
                available in the project area. Pacific white-sided dolphins have been
                observed in Alaska waters in groups ranging from 20 to 164 animals,
                with the sighting of 164 animals occurring in Southeast Alaska near
                Dixon Entrance (Muto et al., 2018). There were no Pacific white-sided
                dolphins observed during the 135-day monitoring period during the Huna
                Berth I project. However, to be conservative NMFS estimates 164 Pacific
                white-sided dolphins may be seen once over the 6-month project period
                for a total of 164 takes by Level B harassment.
                Dall's Porpoise
                 Little information is available on the abundance of Dall's porpoise
                in the inland waters of Southeast Alaska. Dall's porpoise are most
                abundant in spring, observed with lower numbers in the summer, and
                lowest numbers in fall. Jefferson et al., 2019 presents the first
                abundance estimates for Dall's porpoise in these waters and found the
                abundance in summer (N = 2,680, CV = 19.6 percent), and lowest in fall
                (N = 1,637, CV = 23.3 percent). Dall's porpoise are common in Icy
                Strait and sporadic with very low densities in Port Frederick
                (Jefferson et al., 2019). Dahlheim et al. (2008) observed 346 Dall's
                porpoise in Southeast Alaska (inclusive of Icy Strait) during the
                summer (June/July) of 2007 for an average of 173 animals per month as
                part of a 17-year study period. During the previous Huna Berth I
                project, only two Dall's porpoise were observed, and were transiting
                within the waters of Port Frederick in the vicinity of Halibut Island.
                Therefore, NMFS' estimates 173 Dall's porpoise per month may be seen
                each month of the 6-month project period for a total of 1,038 takes by
                Level B harassment.
                Harbor Porpoise
                 Dahlheim et al. (2015) observed 332 resident harbor porpoises occur
                in the Icy Strait area, and harbor porpoise are known to use the Port
                Frederick area as part of their core range. During the Huna Berth I
                project monitoring, a total of 32 harbor porpoise were observed over 19
                days during the 4-month project. The harbor porpoises were observed in
                small groups with the largest group size reported was four individuals
                and most group sizes consisting of three or fewer animals. NMFS
                conservatively estimates that 332 harbor porpoises could occur in the
                project area each month over the 6-month project period for a total of
                1,932 takes by Level B harassment. Because the Level A harassment zone
                is significantly larger than the shutdown zone during impact pile
                driving, NMFS predicts that some take by Level A harassment may occur.
                Based on the previous monitoring results, we estimate that a group size
                of four harbor porpoises multiplied by 1 group per day over 8 days of
                impact pile driving would yield a total of 32 takes by Level A
                harassment.
                Harbor Seal
                 There are no density estimates of harbor seals available in the
                project area. Keller et al. (2017) observed an average of 26 harbor
                seal sightings each month between June and August of 2014
                [[Page 18515]]
                in Glacier Bay and Icy Strait. During the monitoring of the Huna Berth
                I project, harbor seals typically occur in groups of one to four
                animals and a total of 63 seals were observed during 19 days of the
                135-day monitoring period. NMFS conservatively estimate that 26 harbor
                seals could occur in the project area each month during the 6-month
                project period for a total of 156 takes by Level B harassment. Because
                the Level A harassment zone is significantly larger than the shutdown
                zone during impact pile driving, NMFS predicts that some take by Level
                A harassment may occur. Based on the previous monitoring results, we
                estimate that a group size of two harbor seals multiplied by 1 group
                per day over 8 days of impact pile driving would yield a total of 16
                takes by Level A harassment.
                Steller Sea Lion
                 There are no density estimates of Steller sea lions available in
                the project area. NMFS expects that Steller sea lion presence in the
                action area will vary due to prey resources and the spatial
                distribution of breeding versus non-breeding season. In April and May,
                Steller sea lions are likely feeding on herring spawn in the action
                area. Then, most Steller sea lions likely move to the rookeries along
                the outside coast (away from the action area) during breeding season,
                and would be in the action area in greater numbers in August and later
                months (J. Womble, NPS, pers. comm. to NMFS AK Regional Office, March
                2019). However, Steller sea lions are also opportunistic predators and
                their presence can be hard to predict.
                 Steller sea lions typically occur in groups of 1-10 animals, but
                may congregate in larger groups near rookeries and haulouts. The
                previous Huna Berth I project observed a total of 180 Steller sea lion
                sightings over 135 days in 2015, amounting to an average of 1.3
                sightings per day (BergerABAM 2016). During a test pile program
                performed at the project location by the Hoonah Cruise Ship Dock
                Company in May 2018, a total of 15 Steller sea lions were seen over the
                course of 7 hours in one day (SolsticeAK 2018).
                 We used the same process to calculate Steller sea lion take as
                explained above or humpback whales, except that 79 percent of the work
                days in each month are expected to expose the average number of
                animals, and 21 percent of the work days would expose the maximum
                number of animals. For example, in June, the average number of daily
                observations (1.6) was estimated to occur on 13.43 work days, which
                would result in 21.48 exposures. On the other 21 percent of the 17 work
                days, the maximum number of observations on any day (26) could result
                in 92.82 estimated exposures. NMFS estimates a total of 114.31 Steller
                sea lions could be exposed in June. Although we are not proposing to
                authorize takes by month, we are demonstrating how the total take was
                calculated. The total number of exposures per month was calculated to
                be 114.31 (June), 57.19 (July), 92.89 (August), 199.23 (September),
                79.10 (October), and 16.57 (November). Therefore, the total proposed
                Steller sea lions that may be taken by Level B harassment from June to
                November is 559 Steller sea lions with 39 of those sea lions
                anticipated being from the Western DPS (0.0702 percentage of the total
                animals (L. Jemison draft unpublished Steller sea lion data, 2019).
                Because the Level A harassment zone is significantly larger than the
                shutdown zone during impact pile driving, NMFS predicts that some take
                by Level A harassment may occur. Based on the previous monitoring
                results, we estimate that a group size of two Steller sea lions
                multiplied by 1 group per day over 8 days of impact pile driving would
                yield a total of 16 takes by Level A harassment.
                 Table 9 below summarizes the proposed estimated take for all the
                species described above as a percentage of stock abundance.
                 Table 9--Proposed Take Estimates as a Percentage of Stock Abundance
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                 Species Stock (NEST) Level A harassment Level B harassment Percent of stock
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                Minke Whale....................... N/A....................... 0....................... 9....................... N/A
                Humpback Whale.................... Hawaii DPS (9,487) \a\.... 406..................... 4.3
                 Mexico DPS (606) \a\...... 0....................... 27...................... 4.5
                 (Total 433).
                Gray Whale........................ Eastern North Pacific 0....................... 3....................... Less than 1 percent
                 (26,960).
                Killer Whale...................... Alaska Resident (2,347)... 469..................... 19.9 \b\
                 Northern Resident (261)... 0....................... 52...................... 19.9 \b\
                 West Coast Transient (243) 49...................... 20.2 \b\
                 (Total 570).
                Pacific White-Sided Dolphin....... North Pacific (26,880).... 0....................... 164..................... Less than 1 percent
                Dall's Porpoise................... Alaska (83,400) \c\....... 0....................... 1,038................... 1.2
                Harbor Porpoise................... NA........................ 32...................... 1,932................... NA
                Harbor Seal....................... Glacier Bay/Icy Strait 16...................... 156..................... 2.16
                 (7,210).
                Steller Sea Lion.................. Eastern U.S. (41,638)..... 15...................... 520..................... 1.25 Less than 1 percent
                 Western U.S. (53,303)..... 1....................... 39
                 (Total 16).............. (Total 559).............
                --------------------------------------------------------------------------------------------------------------------------------------------------------
                \a\ Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have divided them here to account for DPSs listed
                 under the ESA. Using the stock assessment from Muto et al. 2018 for the Central North Pacific stock (10,103 whales) and calculations in Wade et aal.
                2016; 9,487 whales are expected to be from the Hawaii DPS and 606 from the Mexico DPS.
                \b\ Take estimates are weighted based on calculated percentages of population for each distinct stock, assuming animals present would follow same
                 probability of presence in project area.
                \c\ Jefferson et al. 2019 presents the first abundance estimates for Dall's porpoise in the waters of Southeast Alaska with highest abundance recorded
                 in spring (N = 5,381, CV = 25.4%), lower numbers in summer (N = 2,680, CV = 19.6%), and lowest in fall (N = 1,637, CV = 23.3%). However, NMFS
                 currently recognizes a single stock of Dall's porpoise in Alaskan waters and an estimate of 83,400 Dall's porpoises is used by NMFS for the entire
                 stock (Muto et al., 2018).
                Proposed Mitigation
                 In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
                NMFS must set forth the permissible methods of taking pursuant to such
                activity, and other means of effecting the least practicable impact on
                such species or stock and its habitat, paying particular attention to
                rookeries, mating grounds, and areas of similar significance, and on
                the availability of
                [[Page 18516]]
                such species or stock for taking for certain subsistence uses (latter
                not applicable for this action). NMFS regulations require applicants
                for incidental take authorizations to include information about the
                availability and feasibility (economic and technological) of equipment,
                methods, and manner of conducting such activity or other means of
                effecting the least practicable adverse impact upon the affected
                species or stocks and their habitat (50 CFR 216.104(a)(11)).
                 In evaluating how mitigation may or may not be appropriate to
                ensure the least practicable adverse impact on species or stocks and
                their habitat, as well as subsistence uses where applicable, we
                carefully consider two primary factors:
                 (1) The manner in which, and the degree to which, the successful
                implementation of the measure(s) is expected to reduce impacts to
                marine mammals, marine mammal species or stocks, and their habitat.
                This considers the nature of the potential adverse impact being
                mitigated (likelihood, scope, range). It further considers the
                likelihood that the measure will be effective if implemented
                (probability of accomplishing the mitigating result if implemented as
                planned) the likelihood of effective implementation (probability
                implemented as planned); and
                 (2) the practicability of the measures for applicant
                implementation, which may consider such things as cost, impact on
                operations, and, in the case of a military readiness activity,
                personnel safety, practicality of implementation, and impact on the
                effectiveness of the military readiness activity.
                 The following mitigation measures are proposed in the IHA:
                Timing Restrictions
                 All work will be conducted during daylight hours. If poor
                environmental conditions restrict visibility full visibility of the
                shutdown zone, pile installation would be delayed.
                Sound Attenuation
                 To minimize noise during impact pile driving, pile caps (pile
                softening material) will be used. DPD will use high-density
                polyethylene (HDPE) or ultra-high-molecular-weight polyethylene (UHMW)
                softening material on all templates to eliminate steel on steel noise
                generation.
                Shutdown Zone for In-Water Heavy Machinery Work
                 For in-water heavy machinery work (using, e.g., movement of the
                barge to the pile location; positioning of the pile on the substrate
                via a crane (i.e., stabling the pile), removal of the pile from the
                water column/substrate via a crane (i.e., deadpull); or placement of
                sound attenuation devices around the piles.) If a marine mammal comes
                within 10 m of such operations, operations shall cease and vessels
                shall reduce speed to the minimum level required to maintain steerage
                and safe working conditions.
                Shutdown Zones
                 For all pile driving/removal and drilling activities, DPD will
                establish a shutdown zone for a marine mammal species that is greater
                than its corresponding Level A harassment zone; except for a few
                circumstances during impact pile driving, over the course of 8 days,
                where the shutdown zone is smaller than the Level A harassment zone for
                high frequency cetaceans and phocids due to the practicability of
                shutdowns on the applicant and to the potential difficulty of observing
                these animals in the large Level A harassment zones. The calculated PTS
                isopleths were rounded up to a whole number to determine the actual
                shutdown zones that the applicant will operate under (Table 10). The
                purpose of a shutdown zone is generally to define an area within which
                shutdown of the activity would occur upon sighting of a marine mammal
                (or in anticipation of an animal entering the defined area).
                 Table 10--Pile Driving Shutdown Zones During Project Activities
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                 Shutdown zones (radial distance in meters, area in km\2\)
                 Source ------------------------------------------------------------------------------------------------------------------------------------------------------------
                 Low-frequency cetaceans Mid-frequency cetaceans High-frequency cetaceans Phocids Otariids
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                 In-Water Construction Activities
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                Barge movements, pile positioning, 10 m (0.00093 km\2\).......... 10 m (0.00093 km\2\).......... 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 sound attenuation placement *.
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                 Vibratory Pile Driving/Removal
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                24-in steel installation (18 piles; 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 ~40 min per day on 4.5 days).
                30-in steel temporary installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 (62 piles; ~2 hours per day on
                 10.5 days).
                30-in steel removal (62 piles; ~1 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 hour per day on 10.5 days).
                30-in steel permanent installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 (3 piles; ~1 hour per day on 1.5
                 days).
                36-in steel permanent installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 50 m (0.02307 km\2\)......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)
                 (16 piles; ~1 hour per day on 8
                 days).
                42-in steel permanent installation 50 m (0.02307 km\2\).......... 10 m (0.00093 km\2\).......... 50 m (0.02307 km\2\)......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)
                 (8 piles; ~2 hours per day on 4
                 days).
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                 Impact Pile Driving
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                36-in steel permanent installation 1,000 m (2.31 km\2\).......... 50 m (0.02307 km\2\).......... 100 m* (0.0875 km\2\)........ 50 m* (0.02307 km\2\)........ 50 m (0.02307 km\2\)
                 (16 piles; ~10 minutes per day on
                 4 days).
                42-in steel permanent installation 750 m (1.44 km\2\)............ 50 m (0.02307 km\2\).......... 100 m* (0.0875 km\2\)........ 50 m* (0.02307 km\2\)........ 50 m (0.02307 km\2\)
                 (8 piles; ~6 minutes per day on 4
                 days).
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                 Socketed Pile Installation
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                24-in steel permanent installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 50 m (0.02307 km\2\)......... 15 m (0.0021 km\2\).......... 10 m (0.00093 km\2\)
                 (18 piles; ~2 hours per day on 9
                 days).
                30-in steel temporary installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 50 m (0.02307 km\2\)......... 15 m (0.0021 km\2\).......... 10 m (0.00093 km\2\)
                 (up to 10 piles; ~2 hours per day
                 on 5 days).
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                [[Page 18517]]
                
                 Rock Anchor Installation
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                8-in anchor permanent installation 25 m (0.005763 km\2\)......... 10 m (0.00093 km\2\).......... 25 m (0.005763 km\2\)........ 10 m (0.00093 km\2\)......... 10 m (0.00093 km\2\)
                 (for 24-in piles, 2 anchors; ~1
                 hour per day on 2 days).
                33-in anchor permanent installation 100 m (0.0875 km\2\).......... 10 m (0.00093 km\2\).......... 100 m (0.0875 km\2\)......... 50 m (0.02307 km\2\)......... 10 m (0.00093 km\2\)
                 (for 36- and 42-in piles, 24
                 anchors; ~8 hours per day on 12
                 days).
                ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                * Due to practicability of the applicant to shutdown and the difficulty of observing some species and low occurrence of some species in the project area, such as high frequency cetaceans or
                 pinnipeds out to this distance, the shutdown zones were reduced and Level A harassment takes were requested.
                Non-Authorized Take Prohibited
                 If a species enters or approaches the Level B zone and that species
                is either not authorized for take or its authorized takes are met, pile
                driving and removal activities must shut down immediately using delay
                and shut-down procedures. Activities must not resume until the animal
                has been confirmed to have left the area or an observation time period
                of 15 minutes has elapsed for pinnipeds and small cetaceans and 30
                minutes for large whales.
                Soft Start
                 The use of a soft-start procedure are believed to provide
                additional protection to marine mammals by providing warning and/or
                giving marine mammals a chance to leave the area prior to the impact
                hammer operating at full capacity. For impact pile driving, contractors
                will be required to provide an initial set of three strikes from the
                hammer at 40 percent energy, followed by a one-minute waiting period.
                Then two subsequent three strike sets would occur. Soft Start is not
                required during vibratory pile driving and removal activities.
                 Based on our evaluation of the applicant's proposed measures, as
                well as other measures considered by NMFS, NMFS has preliminarily
                determined that the proposed mitigation measures provide the means of
                effecting the least practicable impact on the affected species or
                stocks and their habitat, paying particular attention to rookeries,
                mating grounds, and areas of similar significance.
                Proposed Monitoring and Reporting
                 In order to issue an IHA for an activity, Section 101(a)(5)(D) of
                the MMPA states that NMFS must set forth, requirements pertaining to
                the monitoring and reporting of such taking. The MMPA implementing
                regulations at 50 CFR 216.104 (a)(13) indicate that requests for
                authorizations must include the suggested means of accomplishing the
                necessary monitoring and reporting that will result in increased
                knowledge of the species and of the level of taking or impacts on
                populations of marine mammals that are expected to be present in the
                proposed action area. Effective reporting is critical both to
                compliance as well as ensuring that the most value is obtained from the
                required monitoring.
                 Monitoring and reporting requirements prescribed by NMFS should
                contribute to improved understanding of one or more of the following:
                 [ssquf] Occurrence of marine mammal species or stocks in the area
                in which take is anticipated (e.g., presence, abundance, distribution,
                density);
                 [ssquf] Nature, scope, or context of likely marine mammal exposure
                to potential stressors/impacts (individual or cumulative, acute or
                chronic), through better understanding of: (1) Action or environment
                (e.g., source characterization, propagation, ambient noise); (2)
                affected species (e.g., life history, dive patterns); (3) co-occurrence
                of marine mammal species with the action; or (4) biological or
                behavioral context of exposure (e.g., age, calving or feeding areas);
                 [ssquf] Individual marine mammal responses (behavioral or
                physiological) to acoustic stressors (acute, chronic, or cumulative),
                other stressors, or cumulative impacts from multiple stressors;
                 [ssquf] How anticipated responses to stressors impact either: (1)
                Long-term fitness and survival of individual marine mammals; or (2)
                populations, species, or stocks;
                 [ssquf] Effects on marine mammal habitat (e.g., marine mammal prey
                species, acoustic habitat, or other important physical components of
                marine mammal habitat); and
                 [ssquf] Mitigation and monitoring effectiveness.
                DPD Briefings
                 DPD will conduct briefings between construction supervisors and
                crews, marine mammal monitoring team, and DPD staff prior to the start
                of all pile driving activities and when new personnel join the work, in
                order to explain responsibilities, communication procedures, marine
                mammal monitoring protocol, and operational procedures. The crew will
                be requested to alert the PSO when a marine mammal is spotted in the
                action area.
                Protected Species Observer Check-In With Construction Crew
                 Each day prior to commencing pile driving activities, the lead NMFS
                approved Protected Species Observer (PSO) will conduct a radio check
                with the construction foreman or superintendent to confirm the
                activities and zones to be monitored that day. The construction foreman
                and lead PSO will maintain radio communications throughout the day so
                that the PSOs may be alerted to any changes in the planned construction
                activities and zones to be monitored.
                Pre-Activity Monitoring
                 Prior to the start of daily in-water construction activity, or
                whenever a break in pile driving of 30 min or longer occurs, PSOs will
                observe the shutdown and monitoring zones for a period of 30 min. The
                shutdown zone will be cleared when a marine mammal has not been
                observed within the zone for that 30-min period. If a marine mammal is
                observed within the shutdown zone, pile driving activities will not
                begin until the animal has left the shutdown zone or has not been
                observed for 15 min. If the Level B Harassment Monitoring Zone has been
                observed for 30 min and no marine mammals (for which take has not been
                authorized) are present within the zone, work can continue even if
                visibility becomes impaired within the Monitoring Zone. When a marine
                mammal permitted for Level B harassment take has been permitted is
                present in the Monitoring zone, piling activities may begin and
                [[Page 18518]]
                Level B harassment take will be recorded.
                Monitoring Zones
                 DPD will establish and observe monitoring zones for Level B
                harassment as presented in Table 8. The monitoring zones for this
                project are areas where SPLs are equal to or exceed 120 dB rms (for
                vibratory pile driving/removal and socketing/rock anchoring) and 160 dB
                rms (for impact pile driving). These zones provide utility for
                monitoring conducted for mitigation purposes (i.e., shutdown zone
                monitoring) by establishing monitoring protocols for areas adjacent to
                the shutdown zones. Monitoring of the Level B harassment zones enables
                observers to be aware of and communicate the presence of marine mammals
                in the project area, but outside the shutdown zone, and thus prepare
                for potential shutdowns of activity.
                Visual Monitoring
                 Monitoring would be conducted 30 minutes before, during, and 30
                minutes after all pile driving/removal and socking/rock anchoring
                activities. In addition, PSO shall record all incidents of marine
                mammal occurrence, regardless of distance from activity, and shall
                document any behavioral reactions in concert with distance from piles
                being driven/removed or during socketing and rock anchoring. Pile
                driving/removal and socketing/anchoring activities include the time to
                install, remove, or socket/rock anchor a single pile or series of
                piles, as long as the time elapsed between uses of the pile driving
                equipment is no more than thirty minutes.
                 Monitoring will be conducted by PSOs from on land and from a
                vessel. The number of PSOs will vary from three to four, depending on
                the type of pile driving, method of pile driving and size of pile, all
                of which determines the size of the harassment zones. Monitoring
                locations will be selected to provide an unobstructed view of all water
                within the shutdown zone and as much of the Level B harassment zone as
                possible for pile driving activities. Three PSOs will monitor during
                all impact pile driving activity at the lightering float project site.
                Three PSOs will monitor during all impact pile driving activities at
                the Berth II project site. Three PSOs will monitor during vibratory
                pile driving of 24-in and 30-in steel piles. Four PSOs will monitor
                during vibratory pile driving of 36-in and 42-in steel piles piles and
                during all socketing/rock anchoring activities.
                 Three PSOs will monitor during all pile driving activities at the
                lightering float project site, with locations as follows: PSO #1:
                Stationed at or near the site of pile driving; PSO #2: Stationed on
                Long Island (southwest of Hoonah in Port Frederick Inlet) and
                positioned to be able to view west into Port Frederick Inlet and north
                towards the project area; and PSO #3: Stationed on a vessel traveling a
                circuitous route through the Level B monitoring zone.
                 Three PSOs will monitor during all impact pile driving activities
                at the Berth II project site, with locations as follows: PSO #1:
                Stationed at or near the site of pile driving; PSO #2: Stationed on
                Halibut Island (northwest of the project site in Port Frederick Inlet)
                and positioned to be able to view east towards Icy Strait and southeast
                towards the project area; and PSO #3: Stationed on a vessel traveling a
                circuitous route through the Level B monitoring zone.
                 Three PSOs will monitoring during vibratory pile driving of 24- and
                30-in steel piles at the Berth II project site, with locations as
                follows PSO #1: Stationed at or near the site of pile driving; PSO #2:
                Stationed on Scraggy Island (northwest of the project site in Port
                Frederick Inlet) an positioned to be able to view south towards the
                project area; and PSO#3: Stationed on a vessel traveling a circuitous
                route through the Level B monitoring zone.
                 Four PSOs will monitor during vibratory pile driving of 36-in and
                42-in steel piles and during all socketing/rock anchoring activities
                with locations as follows: PSO #1: Stationed at or near the site of
                pile driving; PSO #2: Stationed on Hoonah Island (northwest of the
                project site in Port Frederick Inlet) and positioned to be able to view
                south towards the project site; PSO #3: Stationed across Icy Strait
                north of the project site (on the mainland or the Porpoise Islands) and
                positioned to be able to view west into Icy Strait and southwest
                towards the project site; and PSO #4: Stationed on a vessel traveling a
                circuitous route through the Level B monitoring zone.
                 In addition, PSOs will work in shifts lasting no longer than 4
                hours with at least a 1-hour break between shifts, and will not perform
                duties as a PSO for more than 12 hours in a 24-hour period (to reduce
                PSO fatigue).
                 Monitoring of pile driving shall be conducted by qualified, NMFS-
                approved PSOs, who shall have no other assigned tasks during monitoring
                periods. DPD shall adhere to the following conditions when selecting
                PSOs:
                 [ssquf] Independent PSOs shall be used (i.e., not construction
                personnel);
                 [ssquf] At least one PSO must have prior experience working as a
                marine mammal observer during construction activities;
                 [ssquf] Other PSOs may substitute education (degree in biological
                science or related field) or training for experience;
                 [ssquf] Where a team of three or more PSOs are required, a lead
                observer or monitoring coordinator shall be designated. The lead
                observer must have prior experience working as a marine mammal observer
                during construction;
                 [ssquf] DPD shall submit PSO CVs for approval by NMFS for all
                observers prior to monitoring.
                 DPD shall ensure that the PSOs have the following additional
                qualifications:
                 [ssquf] Visual acuity in both eyes (correction is permissible)
                sufficient for discernment of moving targets at the water's surface
                with ability to estimate target size and distance; use of binoculars
                may be necessary to correctly identify the target;
                 [ssquf] Experience and ability to conduct field observations and
                collect data according to assigned protocols;
                 [ssquf] Experience or training in the field identification of
                marine mammals, including the identification of behaviors;
                 [ssquf] Sufficient training, orientation, or experience with the
                construction operation to provide for personal safety during
                observations;
                 [ssquf] Writing skills sufficient to prepare a report of
                observations including but not limited to the number and species of
                marine mammals observed; dates and times when in-water construction
                activities were conducted; dates, times, and reason for implementation
                of mitigation (or why mitigation was not implemented when required);
                and marine mammal behavior;
                 [ssquf] Ability to communicate orally, by radio or in person, with
                project personnel to provide real-time information on marine mammals
                observed in the area as necessary; and
                 [ssquf] Sufficient training, orientation, or experience with the
                construction operations to provide for personal safety during
                observations.
                Notification of Intent To Commence Construction
                 DPD shall inform NMFS OPR and the NMFS Alaska Region Protected
                Resources Division one week prior to commencing construction
                activities.
                Interim Monthly Reports
                 During construction, DPD will submit brief, monthly reports to the
                NMFS Alaska Region Protected Resources Division that summarize PSO
                [[Page 18519]]
                observations and recorded takes. Monthly reporting will allow NMFS to
                track the amount of take (including extrapolated takes), to allow
                reinitiation of consultation in a timely manner, if necessary. The
                monthly reports will be submitted by email to a NMFS representative.
                The reporting period for each monthly PSO report will be the entire
                calendar month, and reports will be submitted by close of business on
                the fifth day of the month following the end of the reporting period
                (e.g., the monthly report covering September 1-30, 2019, would be
                submitted to the NMFS by close of business on October 5, 2019).
                Final Report
                 DPD shall submit a draft report to NMFS no later than 90 days
                following the end of construction activities or 60 days prior to the
                issuance of any subsequent IHA for the project. DPD shall provide a
                final report within 30 days following resolution of NMFS' comments on
                the draft report. Reports shall contain, at minimum, the following:
                 [ssquf] Date and time that monitored activity begins and ends for
                each day conducted (monitoring period);
                 [ssquf] Construction activities occurring during each daily
                observation period, including how many and what type of piles driven;
                 [ssquf] Deviation from initial proposal in pile numbers, pile
                types, average driving times, etc.;
                 [ssquf] Weather parameters in each monitoring period (e.g., wind
                speed, percent cloud cover, visibility);
                 [ssquf] Water conditions in each monitoring period (e.g., sea
                state, tide state);
                 [ssquf] For each marine mammal sighting:
                 [cir] Species, numbers, and, if possible, sex and age class of
                marine mammals;
                 [cir] Description of any observable marine mammal behavior
                patterns, including bearing and direction of travel and distance from
                pile driving activity;
                 [cir] Type of construction activity that was taking place at the
                time of sighting;
                 [cir] Location and distance from pile driving activities to marine
                mammals and distance from the marine mammals to the observation point;
                 [cir] If shutdown was implemented, behavioral reactions noted and
                if they occurred before or after shutdown.
                 [cir] Estimated amount of time that the animals remained in the
                Level A or B Harassment Zone.
                 [ssquf] Description of implementation of mitigation measures within
                each monitoring period (e.g., shutdown or delay);
                 [ssquf] Other human activity in the area within each monitoring
                period;
                 [ssquf] A summary of the following:
                 [cir] Total number of individuals of each species detected within
                the Level B Harassment Zone, and estimated as taken if correction
                factor appropriate.
                 [cir] Total number of individuals of each species detected within
                the Level A Harassment Zone and the average amount of time that they
                remained in that zone.
                 [cir] Daily average number of individuals of each species
                (differentiated by month as appropriate) detected within the Level B
                Harassment Zone, and estimated as taken, if appropriate.
                Negligible Impact Analysis and Determination
                 NMFS has defined negligible impact as an impact resulting from the
                specified activity that cannot be reasonably expected to, and is not
                reasonably likely to, adversely affect the species or stock through
                effects on annual rates of recruitment or survival (50 CFR 216.103). A
                negligible impact finding is based on the lack of likely adverse
                effects on annual rates of recruitment or survival (i.e., population-
                level effects). An estimate of the number of takes alone is not enough
                information on which to base an impact determination. In addition to
                considering estimates of the number of marine mammals that might be
                ``taken'' through harassment, NMFS considers other factors, such as the
                likely nature of any responses (e.g., intensity, duration), the context
                of any responses (e.g., critical reproductive time or location,
                migration), as well as effects on habitat, and the likely effectiveness
                of the mitigation. We also assess the number, intensity, and context of
                estimated takes by evaluating this information relative to population
                status. Consistent with the 1989 preamble for NMFS's implementing
                regulations (54 FR 40338; September 29, 1989), the impacts from other
                past and ongoing anthropogenic activities are incorporated into this
                analysis via their impacts on the environmental baseline (e.g., as
                reflected in the regulatory status of the species, population size and
                growth rate where known, ongoing sources of human-caused mortality, or
                ambient noise levels).
                 As stated in the proposed mitigation section, shutdown zones that
                are larger than the Level A harassment zones will be implemented in the
                majority of construction days, which, in combination with the fact that
                the zones are so small to begin with, is expected avoid the likelihood
                of Level A harassment for six of the nine species. For the other three
                species (Steller sea lions, harbor seals, and harbor porpoises), a
                small amount of Level A harassment has been conservatively proposed
                because the Level A harassment zones are larger than the proposed
                shutdown zones. However, given the nature of the activities and sound
                source and the unlikelihood that animals would stay in the vicinity of
                the pile-driving for long, any PTS incurred would be expected to be of
                a low degree and unlikely to have any effects on individual fitness.
                 Exposures to elevated sound levels produced during pile driving
                activities may cause behavioral responses by an animal, but they are
                expected to be mild and temporary. Effects on individuals that are
                taken by Level B harassment, on the basis of reports in the literature
                as well as monitoring from other similar activities, will likely be
                limited to reactions such as increased swimming speeds, increased
                surfacing time, or decreased foraging (if such activity were occurring)
                (e.g., Thorson and Reyff, 2006; Lerma, 2014). Most likely, individuals
                will simply move away from the sound source and be temporarily
                displaced from the areas of pile driving, although even this reaction
                has been observed primarily only in association with impact pile
                driving. These reactions and behavioral changes are expected to subside
                quickly when the exposures cease.
                 To minimize noise during pile driving, DPC will use pile caps (pile
                softening material). Much of the noise generated during pile
                installation comes from contact between the pile being driven and the
                steel template used to hold the pile in place. The contractor will use
                high-density polyethylene (HDPE) or ultra-high-molecular-weight
                polyethylene (UHMW) softening material on all templates to eliminate
                steel on steel noise generation.
                 During all impact driving, implementation of soft start procedures
                and monitoring of established shutdown zones will be required,
                significantly reducing the possibility of injury. Given sufficient
                notice through use of soft start (for impact driving), marine mammals
                are expected to move away from an irritating sound source prior to it
                becoming potentially injurious. In addition, PSOs will be stationed
                within the action area whenever pile driving/removal and socketing/rock
                anchoring activities are underway. Depending on the activity, DDP will
                employ the use of three to four PSOs to ensure all monitoring and
                shutdown zones are properly observed. Although the expansion of Berth
                facilities would have some permanent removal of habitat available to
                marine mammals, the area
                [[Page 18520]]
                lost would be small, approximately equal to the area of the cruise ship
                berth and associated pile placements. These impacts have been minimized
                by use of a floating, pile-supported design rather than a design
                requiring dredging or fill. The proposed design would not impede
                migration of marine mammals through the proposed action area. The small
                lightering facility nearer to the cannery would likely not impact any
                marine mammal habitat since its proposed location is in between two
                existing, heavily-traveled docks, and within an active marine
                commercial and tourist area. There are no known pinniped haulouts or
                other biologically important areas for marine mammals near the action
                area.
                 In addition, impacts to marine mammal prey species are expected to
                be minor and temporary. Overall, the area impacted by the project is
                very small compared to the available habitat around Hoonah. The most
                likely impact to prey will be temporary behavioral avoidance of the
                immediate area. During pile driving/removal and socketing/rock
                anchoring activities, it is expected that fish and marine mammals would
                temporarily move to nearby locations and return to the area following
                cessation of in-water construction activities. Therefore, indirect
                effects on marine mammal prey during the construction are not expected
                to be substantial.
                 In summary and as described above, the following factors primarily
                support our preliminary determination that the impacts resulting from
                this activity are not expected to adversely affect the species or stock
                through effects on annual rates of recruitment or survival:
                 [ssquf] No mortality is anticipated or authorized;
                 [ssquf] Minimal impacts to marine mammal habitat are expected;
                 [ssquf] The action area is located and within an active marine
                commercial and tourist area;
                 [ssquf] There are no rookeries, or other known areas or features of
                special significance for foraging or reproduction in the project area;
                 [ssquf] Anticipated incidents of Level B harassment consist of, at
                worst, temporary modifications in behavior; and
                 [ssquf] The required mitigation measures (i.e. shutdown zones and
                pile caps) are expected to be effective in reducing the effects of the
                specified activity.
                 Based on the analysis contained herein of the likely effects of the
                specified activity on marine mammals and their habitat, and taking into
                consideration the implementation of the proposed monitoring and
                mitigation measures, NMFS preliminarily finds that the total marine
                mammal take from the proposed activity will have a negligible impact on
                all affected marine mammal species or stocks.
                Small Numbers
                 As noted above, only small numbers of incidental take may be
                authorized under Section 101(a)(5)(D) of the MMPA for specified
                activities other than military readiness activities. The MMPA does not
                define small numbers and so, in practice, where estimated numbers are
                available, NMFS compares the number of individuals taken to the most
                appropriate estimation of abundance of the relevant species or stock in
                our determination of whether an authorization is limited to small
                numbers of marine mammals. Additionally, other qualitative factors may
                be considered in the analysis, such as the temporal or spatial scale of
                the activities.
                 Six of the nine marine mammal stocks proposed for take is less than
                five percent of the stock abundance. For Alaska resident, northern
                resident and transient killer whales, the number of proposed instances
                of take as compared to the stock abundance are 19.9 percent, 19.9, and
                20.2 percent, respectively. However, since three stocks of killer
                whales could occur in the action area, the 570 total killer whale takes
                are likely split among the three stocks. Nonetheless, since NMFS does
                not have a good way to predict exactly how take will be split, NMFS
                looked at the most conservative scenario, which is that all 570 takes
                could potentially be distributed to each of the three stocks. This is a
                highly unlikely scenario to occur and the percentages of each stock
                taken are predicted to be significantly lower than values presented in
                Table 9 for killer whales. Further, these percentages do not take into
                consideration that some number of these take instances are likely
                repeat takes incurred by the same individuals, thereby lowering the
                number of individuals.
                 There are no official stock abundances for harbor porpoise and
                minke whales; however, as discussed in greater detail in the
                ``Description of Marine Mammals in the Area of Specified Activities,''
                we believe for the abundance information that is available, the
                estimated takes are likely small percentages of the stock abundance.
                For harbor porpoise, the abundance for the Southeast Alaska stock is
                likely more represented by the aerial surveys that were conducted as
                these surveys had better coverage and were corrected for observer bias.
                Based on this data, the estimated take could potentially be
                approximately 17 percent of the stock abundance. However, this is
                unlikely and the percentage of the stock taken is likely lower as the
                proposed take estimates are conservative and the project occurs in a
                small footprint compared to the available habitat in Southeast Alaska.
                For minke whales, in the northern part of their range they are believed
                to be migratory and so few minke whales have been seen during three
                offshore Gulf of Alaska surveys that a population estimate could not be
                determined. With only nine proposed takes for this species, the
                percentage of take in relation to the stock abundance is likely to be
                very small.
                 Based on the analysis contained herein of the proposed activity
                (including the proposed mitigation and monitoring measures) and the
                anticipated take of marine mammals, NMFS preliminarily finds that small
                numbers of marine mammals will be taken relative to the population size
                of the affected species or stocks.
                Unmitigable Adverse Impact Analysis and Determination
                 In September 2018, DPD contacted the Indigenous People's Council
                for Marine Mammals (IPCoMM), the Alaska Sea Otter and Steller Sea Lion
                Commission, and the Hoonah Indian Association (HIA) to determine
                potential project impacts on local subsistence activities. No comments
                were received from IPCoMM or the Alaska Sea Otter and Steller Sea Lion
                Commission. On October 23, 2018, a conference call between
                representatives from DPD, Turnagain Marine Construction, SolsticeAK,
                and the HIA were held to discuss tribal concerns regarding subsistence
                impacts. The tribe confirmed that Steller sea lions and harbor seals
                are harvested in and around the project area. The HIA referenced the
                2012 subsistence technical paper by Wolf et al. (2013) as the most
                recent information available on marine mammal harvesting in Hoonah and
                agreed that the proposed construction activities are unlikely to have
                significant impacts to marine mammals as they are used in subsistence
                applications. Information on the timing of the IHA issuance was
                provided by DPD via email to the tribe on October 23, 2018. There have
                been no further comments on this project.
                 Therefore, we believe there are no relevant subsistence uses of the
                affected marine mammal stocks or species implicated by this action.
                NMFS has preliminarily determined that the total taking of affected
                species or stocks would not have an unmitigable adverse impact on the
                availability of such
                [[Page 18521]]
                species or stocks for taking for subsistence purposes.
                Endangered Species Act (ESA)
                 Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
                U.S.C. 1531 et seq.) requires that each Federal agency insure that any
                action it authorizes, funds, or carries out is not likely to jeopardize
                the continued existence of any endangered or threatened species or
                result in the destruction or adverse modification of designated
                critical habitat. To ensure ESA compliance for the issuance of IHAs,
                NMFS consults internally, in this case with the Alaska Regional Office
                (AKRO) whenever we propose to authorize take for endangered or
                threatened species.
                 NMFS is proposing to authorize take of Mexico DPS humpback whales,
                which are listed and Western DPS Steller sea lions under the ESA. The
                Permit and Conservation Division has requested initiation of Section 7
                consultation with the Alaska Regional Office for the issuance of this
                IHA. NMFS will conclude the ESA consultation prior to reaching a
                determination regarding the proposed issuance of the authorization.
                Proposed Authorization
                 As a result of these preliminary determinations, NMFS proposes to
                issue an IHA to DPD's for conducting for the proposed pile driving and
                removal activities for construction of the Hoonah Berth II cruise ship
                terminal and lightering float, Icy Strait, Hoonah Alaska for one year,
                beginning June 2019, provided the previously mentioned mitigation,
                monitoring, and reporting requirements are incorporated. A draft of the
                proposed IHA can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
                Request for Public Comments
                 We request comment on our analyses, the proposed authorization, and
                any other aspect of this Notice of Proposed IHA for the proposed pile
                driving and removal activities for construction of the Hoonah Berth II
                cruise ship terminal and lightering float. We also request comment on
                the potential for renewal of this proposed IHA as described in the
                paragraph below. Please include with your comments any supporting data
                or literature citations to help inform our final decision on the
                request for MMPA authorization.
                 On a case-by-case basis, NMFS may issue a one-year IHA renewal with
                an expedited public comment period (15 days) when (1) another year of
                identical or nearly identical activities as described in the Specified
                Activities section is planned or (2) the activities would not be
                completed by the time the IHA expires and a second IHA would allow for
                completion of the activities beyond that described in the Dates and
                Duration section, provided all of the following conditions are met:
                 [ssquf] A request for renewal is received no later than 60 days
                prior to expiration of the current IHA.
                 [ssquf] The request for renewal must include the following:
                 (1) An explanation that the activities to be conducted under the
                proposed Renewal are identical to the activities analyzed under the
                initial IHA, are a subset of the activities, or include changes so
                minor (e.g., reduction in pile size) that the changes do not affect the
                previous analyses, mitigation and monitoring requirements, or take
                estimates (with the exception of reducing the type or amount of take
                because only a subset of the initially analyzed activities remain to be
                completed under the Renewal); and
                 (2) A preliminary monitoring report showing the results of the
                required monitoring to date and an explanation showing that the
                monitoring results do not indicate impacts of a scale or nature not
                previously analyzed or authorized.
                 [ssquf] Upon review of the request for renewal, the status of the
                affected species or stocks, and any other pertinent information, NMFS
                determines that there are no more than minor changes in the activities,
                the mitigation and monitoring measures will remain the same and
                appropriate, and the findings in the initial IHA remain valid.
                 Dated: April 26, 2019.
                Catherine G. Marzin,
                Deputy Director, Office of Protected Resources, National Marine
                Fisheries Service.
                [FR Doc. 2019-08848 Filed 4-30-19; 8:45 am]
                BILLING CODE 3510-22-P
                

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