704. Division of Securities
3 Ccr 704-1. Rules Under the Colorado Securities Act
- 3 CCR 704-1 Rules Under the Colorado Securities Act [Details]
- 3 CCR 704-1 Chapter 1 (Reserved For Future Use)
- Chapter 2. Definitions and Federal Coordination
- Chapter 3. Registration of Securities and Exemptions
- Chapter 4. Licensing of Broker-Dealers and Sales Representatives
- Chapter 4(ia). Notice Filing From Federal Covered Advisers. Licensing of Investment Advisers and Investment Adviser Representatives
- 3 CCR 704-1 Chapter 5 (Reserved For Future Use)
- Chapter 6. Procedures For Hearings Conducted By the Colorado Securities Board and the Office of Administrative Courts
- Chapter 7. Administration and Fees
- Chapter 8. Effective Date
- Chapter 9. Local Government Investment Pool Trust Funds
3 Ccr 704-2. Regulations For the Municipal Bond Supervision Act