Agency 81. Office of the Securities Commissioner
Index
- Article 1. Definitions of Terms
- Article 2. Filing, Fees and Forms
- Article 3. Licensing; Broker-Dealers and Agents
- Article 4. Registration of Securities
- Article 5. Exemptions
- Article 6. Prospectus
- Article 7. Policy Relating to Registration
- Article 8. Effectiveness and Post-Effective Requirements
- Article 9. Annual Reports
- Article 10. Advertising
- Article 11. Administrative Procedure
- Article 12. Non-Profit Corporations
- Article 13. Instruction Programs For Agent Licensing
- Article 14. Investment Advisers and Investment Adviser Representatives
- Article 15 to 19. Reserved
- Article 20. General Purpose and Applicability
- Article 21. Definition of Terms
- Article 22. Procedures For Registration
- Article 23. Fees, Maximum Registration and Forms
- Article 24. Standards For Approval
- Article 25. Public Offering Statements
- Article 26. Contracts, Deeds and Title
- Article 27. Advertising
- Article 28. Effectiveness and Inspections
- Article 29. Reporting Requirements
- Article 30. Administrative Procedure
- Article 31 to 35. Reserved
- Article 36. Economic Development By Cities; Revenue Bonds