Part 13. Commodity Broker-Dealers, Salespersons and Investment Advisors
Index
- Part 13. Commodity Broker-Dealers, Salespersons and Investment Advisors [Details]
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.1 Definitions
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.2 Registration of Commodity Broker-Dealers, Salespersons and Investment Advisors
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.3 Supplemental Commodity Statement
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.4 Supplemental Commodity Salesperson's Statement
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.5 Filing Fees
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.6 Time and Place For Filing
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.7 Duration of Registration
- N.Y. Comp. Codes R. & Regs. Tit. 13 § 13.8 Fee Receipt