Series 114-11b. Suitability In Annuity Transactions
Index
- Series 114-11b. Suitability In Annuity Transactions [Details]
- W. Va. Code R. § 114-11B-1 General
- W. Va. Code R. § 114-11B-2 Scope
- W. Va. Code R. § 114-11B-3 Exemptions
- W. Va. Code R. § 114-11B-4 Definitions
- W. Va. Code R. § 114-11B-5 Duties of Insurers and Producers
- W. Va. Code R. § 114-11B-6 Producer Training
- W. Va. Code R. § 114-11B-7 Compliance Mitigation; Penalties; Enforcement
- W. Va. Code R. § 114-11B-8 Recordkeeping
- W. Va. Code R. 114-11B app A [Effective 6/8/2023] Insurance Agent (Producer) Disclosure For Annuities
- W. Va. Code R. 114-11B app B [Effective 6/8/2023] Consumer Refusal to Provide Information
- W. Va. Code R. 114-11B app C [Effective 6/8/2023] Consumer Decision to Purchase an Annuity Not Based On a Recommendation