Agency Information Collection Activities Under OMB Review

Published date28 October 2021
Citation86 FR 59698
Record Number2021-23443
SectionNotices
CourtCommodity Futures Trading Commission
Federal Register, Volume 86 Issue 206 (Thursday, October 28, 2021)
[Federal Register Volume 86, Number 206 (Thursday, October 28, 2021)]
                [Notices]
                [Pages 59698-59699]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2021-23443]
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                COMMODITY FUTURES TRADING COMMISSION
                Agency Information Collection Activities Under OMB Review
                AGENCY: Commodity Futures Trading Commission.
                ACTION: Notice.
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                SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (PRA),
                this notice announces that the Information Collection Request (ICR)
                abstracted below has been forwarded to the Office of Information and
                Regulatory Affairs (OIRA), of the Office of Management and Budget
                (OMB), for review and comment. The ICR describes the nature of the
                information collection and its expected costs and burden.
                DATES: Comments must be submitted on or before November 29, 2021.
                ADDRESSES: Written comments and recommendations for the proposed
                information collection should be submitted within 30 days of this
                notice's publication to OIRA, at https://www.reginfo.gov/public/do/PRAMain. Please find this particular information collection by
                selecting ``Currently under 30-day Review--Open for Public Comments''
                or by using the website's search function. Comments can be entered
                electronically by clicking on the ``comment'' button next to the
                [[Page 59699]]
                information collection on the ``OIRA Information Collections Under
                Review'' page, or the ``View ICR--Agency Submission'' page. A copy of
                the supporting statement for the collection of information discussed
                herein may be obtained by visiting https://www.reginfo.gov/public/do/PRAMain.
                 In addition to the submission of comments to https://Reginfo.gov as
                indicated above, a copy of all comments submitted to OIRA may also be
                submitted to the Commodity Futures Trading Commission (the
                ``Commission'' or ``CFTC'') by clicking on the ``Submit Comment'' box
                next to the descriptive entry for OMB Control No. 3038-3033, at https://comments.cftc.gov/FederalRegister/PublicInfo.aspx.
                 Or by either of the following methods:
                 Mail: Christopher Kirkpatrick, Secretary of the
                Commission, Commodity Futures Trading Commission, Three Lafayette
                Centre, 1155 21st Street,NW, Washington, DC 20581.
                 Hand Delivery/Courier: Same as Mail above.
                 All comments must be submitted in English, or if not, accompanied
                by an English translation. Comments submitted to the Commission should
                include only information that you wish to make available publicly. If
                you wish the Commission to consider information that you believe is
                exempt from disclosure under the Freedom of Information Act, a petition
                for confidential treatment of the exempt information may be submitted
                according to the procedures established in Sec. 145.9 of the
                Commission's regulations.\1\ The Commission reserves the right, but
                shall have no obligation, to review, pre-screen, filter, redact, refuse
                or remove any or all of your submission from https://www.cftc.gov that
                it may deem to be inappropriate for publication, such as obscene
                language. All submissions that have been redacted or removed that
                contain comments on the merits of the ICR will be retained in the
                public comment file and will be considered as required under the
                Administrative Procedure Act and other applicable laws, and may be
                accessible under the Freedom of Information Act.
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                 \1\ 17 CFR 145.9.
                FOR FURTHER INFORMATION CONTACT: Melissa Chiang, Senior Assistant
                General Counsel, Office of the General Counsel, Commodity Futures
                Trading Commission, (202) 418-5578; email: [email protected], and refer
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                to OMB Control No. 3038-3033.
                SUPPLEMENTARY INFORMATION:
                0
                Title: Notification of Pending Legal Proceedings Pursuant to 17 CFR
                1.60 (OMB Control Number 3038-0033). This is a request for extension of
                a currently approved information collection.
                 Abstract: Rule 1.60 of the Commission's Part 1 regulations requires
                every designated contract market (``DCM'') and futures commission
                merchant (``FCM'') to submit to the Commodity Futures Trading
                Commission (``Commission'') certain specified information concerning
                pending legal proceedings to which the DCM or FCM is a party or to
                which its property is subject. Rule 37.2 of the same part makes the
                requirement of 1.60 applicable to swap execution facilities (``SEFs'').
                This renewal updates the total requested burden based on available
                reported data.
                 The Commission initially estimated that approximately 1,800
                entities would be affected by this rule. The Commission originally
                estimated that 97 entities would be affected by this rule. That number
                was based on the number of active registrants, including 61 FCMs,16
                DCMs, and 20 SEFs.
                 An agency may not conduct or sponsor, and a person is not required
                to respond to, a collection of information unless it displays a
                currently valid OMB control number. On August 23, 2021, the Commission
                published in the Federal Register notice of the proposed extension of
                this information collection and provided 60 days for public comment on
                the proposed extension, 86 FR 47087 (``60-Day Notice'') The Commission
                did not receive any relevant comments on the 60-Day Notice.
                 Burden Statement: The respondent burden for this collection is
                estimated to average 0.25 hours per response, once annually. This
                estimate includes providing the Commission with notice and copies of
                specified legal documents.
                 Estimated Number of Respondents: 97.
                 Estimated Average Burden Hours per Respondent: 0.25.
                 Estimated Total Annual Burden Hours: 24.25.
                 Frequency of Collection: As needed.
                 There are no capital costs or operating and maintenance costs
                associated with this collection.
                 (Authority: 44 U.S.C. 3501 et seq.)
                 Dated: October 22, 2021.
                Robert Sidman,
                Deputy Secretary of the Commission.
                [FR Doc. 2021-23443 Filed 10-27-21; 8:45 am]
                BILLING CODE 6351-01-P
                

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