Clearing Exemption for Swaps Between Certain Affiliated Entities


The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to exempt swaps between certain affiliated entities within a corporate group from the clearing requirement under the Commodity Exchange Act (CEA or Act), enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The regulations include specific conditions, as well as reporting requirements, that affiliated entities must satisfy in order to elect the inter-affiliate exemption from required clearing.


Federal Register, Volume 78 Issue 70 (Thursday, April 11, 2013)

Federal Register Volume 78, Number 70 (Thursday, April 11, 2013)

Rules and Regulations

Pages 21749-21785

From the Federal Register Online via the Government Printing Office

FR Doc No: 2013-07970

Page 21749

Vol. 78


No. 70

April 11, 2013

Part III

Commodity Futures Trading Commission


17 CFR Part 50

Clearing Exemption for Swaps Between Certain Affiliated Entities; Final Rule