Eliminating Unnecessary Regulations

Published date01 October 2019
Citation84 FR 51977
Record Number2019-20908
SectionRules and Regulations
CourtPatent And Trademark Office
Federal Register, Volume 84 Issue 190 (Tuesday, October 1, 2019)
[Federal Register Volume 84, Number 190 (Tuesday, October 1, 2019)]
                [Rules and Regulations]
                [Pages 51977-51982]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2019-20908]
                =======================================================================
                -----------------------------------------------------------------------
                DEPARTMENT OF COMMERCE
                Patent and Trademark Office
                37 CFR Parts 1 and 42
                [Docket No.: PTO-P-2017-0034]
                RIN 0651-AD25
                Eliminating Unnecessary Regulations
                AGENCY: United States Patent and Trademark Office, Department of
                Commerce.
                ACTION: Final rule.
                -----------------------------------------------------------------------
                SUMMARY: The United States Patent and Trademark Office (USPTO or
                Office) hereby amends the Rules of Practice in Patent Cases and Trial
                Practice Before the Patent Trial and Appeal Board (PTAB) by removing
                provisions in the Code of Federal Regulations that are no longer
                necessary. This final rule removes the rules governing reservation
                clauses, petitions from the refusal of a primary examiner to admit an
                amendment, the publication of amendments to the regulations, and limits
                that the Director can impose on the number of inter partes reviews and
                [[Page 51978]]
                post-grant reviews heard by the PTAB. USPTO has evaluated existing
                regulations to identify those that should be repealed, replaced, or
                modified because they are outdated, unnecessary, ineffective, costly,
                or unduly burdensome to both government and private-sector operations.
                USPTO carried out this work, in part, through its participation in the
                Regulatory Reform Task Force (Task Force), which the Department of
                Commerce (Department or Commerce) established in accordance with
                Executive Order 13777, ``Enforcing the Regulatory Reform Agenda.''
                Removal of the regulations identified in this final rule achieves the
                objective of making USPTO regulations more effective and more
                streamlined, while enabling the USPTO to fulfill its mission goals.
                DATES: This rule is effective on October 31, 2019.
                FOR FURTHER INFORMATION CONTACT: Raul Tamayo, Senior Legal Advisor,
                Office of Patent Legal Administration, by email at
                [email protected], or by telephone at (571) 272-7728, for questions
                regarding the changes to 37 CFR 1.79 and/or 1.127; Scott C.
                Weidenfeller, Vice Chief Administrative Patent Judge, Patent Trial and
                Appeal Board, by email at [email protected], or by telephone
                at (571) 272-8723, for questions regarding the changes to 37 CFR part
                42; and Nicolas Oettinger, Senior Counsel for Regulatory and
                Legislative Affairs, Office of the General Counsel, by email at
                [email protected], or by telephone at (571) 272-7832, for
                questions regarding the change to 37 CFR 1.351 and general questions
                regarding regulatory reform.
                SUPPLEMENTARY INFORMATION:
                I. Background
                 To support its regulatory reform efforts as a participant in the
                Task Force, the USPTO assembled a Working Group on Regulatory Reform
                (Working Group), consisting of subject-matter experts from each of the
                business units that implement the USPTO's regulations, to consider,
                review, and recommend ways that the regulations could be improved,
                revised, and streamlined. In considering the revisions, the USPTO,
                through its Working Group, incorporated into its analyses all
                presidential directives relating to regulatory reform. The Working
                Group reviewed existing regulations, both discretionary rules and those
                required by statute or judicial order. The USPTO also solicited
                comments from stakeholders through a web page established to provide
                information on the USPTO's regulatory reform efforts and through the
                Department's Federal Register Notice titled ``Impact of Federal
                Regulations on Domestic Manufacturing'' (82 FR 12786, Mar. 7, 2017),
                which addressed the impact of regulatory burdens on domestic
                manufacturing. These efforts led to the development of candidate
                regulations for removal, based on the USPTO's assessment that these
                regulations were not needed and/or that elimination could improve the
                USPTO's body of regulations. This rule removes certain patent- and
                PTAB-related regulations in 37 CFR part 1 and part 42. As described
                below, USPTO also considered comments received on the proposed rule,
                which was published on January 19, 2018 (83 FR 2159). This final rule
                makes no changes to the repeals included in the proposed rule. Other
                rules removing regulations on other subject areas have been published
                separately.
                II. Regulations Being Removed
                 This rule removes the regulations concerning reservation clauses,
                petitions from the refusal of a primary examiner to admit an amendment,
                and publication of amendments to the regulations in 37 CFR part 1. The
                rule also removes the regulations concerning limits that the Director
                can impose on the number of inter partes reviews and post-grant reviews
                in 37 CFR part 42.
                 In particular, this rule removes 37 CFR 1.79. Section 1.79
                prohibits reservation clauses, i.e., it prohibits a pending patent
                application from containing a reservation for a future patent
                application of subject matter disclosed but not claimed in the pending
                application. An applicant's ability to claim benefit of a prior
                application is affirmatively provided elsewhere in statute and
                regulation, and the explicit prohibition of Sec. 1.79 on reservation
                clauses (which do not confer this benefit) dates from a time when the
                mechanism for properly claiming benefit of a prior application was less
                clear and less fully developed in USPTO's regulations and guidance. The
                removal of Sec. 1.79 is not an endorsement of reservation clauses nor
                an invitation for applicants to include reservation clauses in
                applications. The Office does not expect the use of reservation clauses
                to significantly increase, because such reservation clauses provide no
                legal benefit, regardless of Sec. 1.79. For example, the inclusion of
                a reservation clause in a pending application would not change any of
                the requirements for a future application to benefit from the earlier
                filing date of the pending application. The authority for the future
                application to benefit from the earlier filing date of the pending
                application would stem, as it does now, from the fulfillment of
                requirements set forth in statutory and regulatory provisions in which
                a reservation clause plays no role, e.g., 35 U.S.C. 120 and 37 CFR
                1.78. Nor would the inclusion of a reservation clause protect against
                rejections for statutory or nonstatutory double patenting. In view of
                the fact that the inclusion of a reservation clause provides no legal
                benefit, and given that the affirmative ability to claim benefit of a
                prior application is more fully and completely described elsewhere in
                USPTO's regulations and guidance (unlike when Sec. 1.79 was first
                adopted), the prohibition of reservation clauses in Sec. 1.79 is
                unnecessary.
                 Section 1.79 also permits a patent application disclosing unclaimed
                subject matter to contain a reference to a later-filed application of
                the same applicant or owned by a common assignee disclosing and
                claiming that subject matter. This provision of Sec. 1.79 is
                duplicative and therefore unnecessary. Section 1.78 provides for cross-
                references to other applications, including cross-references to
                applications for which a benefit is not claimed, which encompasses the
                later-filed applications identified in Sec. 1.79. Thus, applicants
                will continue to be able to include in a pending application a
                reference to a later-filed application as currently provided for in
                Sec. 1.79.
                 This rule removes Sec. 1.127, which also is duplicative. Section
                1.127 indicates that a petition to the Director under 37 CFR 1.181 may
                be filed upon a refusal by a primary examiner to admit an amendment, in
                whole or in part. Section 1.127 is unnecessary. The language of Sec.
                1.181(a)(1) makes clear that any action or requirement of any examiner
                in the ex parte prosecution of an application, or in ex parte or inter
                partes prosecution of a reexamination proceeding, which is not subject
                to appeal to the PTAB or to a court, is petitionable to the Director. A
                refusal by a primary examiner to admit an amendment constitutes an
                action or requirement of an examiner and is not subject to appeal to
                the PTAB or to a court. Thus, applicants will continue to be able to
                petition to the Director under Sec. 1.181 the refusal by a primary
                examiner to admit an amendment, in whole or in part.
                 This rule additionally removes 37 CFR 1.351. Section 1.351 states
                that all amendments to the regulations in 37 CFR part 1 will be
                published in the Official Gazette and in the Federal Register. Section
                1.351 is unnecessary. In accordance with the requirements of the
                Administrative Procedure Act (APA) and guidance from the Office of
                [[Page 51979]]
                Management and Budget (OMB), the Office publishes any amendments to 37
                CFR part 1 in the Federal Register. The APA generally requires the
                Office to give public notice of any regulatory change, and OMB's
                guidance with respect to rulemaking makes clear that publication in the
                Federal Register is the required means for giving public notice. Given
                that publication in the Official Gazette is entirely duplicative of
                publication in the Federal Register, the Office no longer intends to
                make these duplicate publications of amendments to regulations in the
                Official Gazette.
                 Finally, this rule removes 37 CFR 42.102(b) and 42.202(b), both of
                which are now out of date. Section 42.102(b) provides that the Director
                may impose a limit on the number of inter partes reviews that may be
                instituted during each of the first four one-year periods that the
                Leahy-Smith America Invents Act (AIA) is in effect. Section 42.202(b)
                has a similar provision for post-grant reviews. Neither rule remains
                necessary because the fourth anniversary of the effective date of the
                AIA has passed.
                 Removal of the regulations identified in this rule achieves the
                objective of making the USPTO regulations more effective and more
                streamlined, while enabling the USPTO to fulfill its mission goals. The
                USPTO's economic analysis shows that while the removal of these
                regulations is not expected to substantially reduce the burden on the
                impacted community, the regulations are nonetheless being eliminated
                because they are ``outdated, unnecessary, or ineffective'' regulations
                encompassed by the directives in Executive Order 13777.
                III. Proposed Rule: Comments and Responses
                 The USPTO published a proposed rule on January 19, 2018, at 83 FR
                2759, soliciting comments on the proposed amendments. In response, the
                USPTO received eight comments relevant to the proposed rule from five
                commenters. None of the comments expresses disapproval for the proposed
                amendments. Four of the comments propose additional rules for revision
                or removal. The comments are addressed below.
                 Two comments propose revising or removing 37 CFR 1.83(a). According
                to these comments, Sec. 1.83(a), which states that ``[t]he drawing in
                a nonprovisional application must show every feature of the invention
                specified in the claims,'' is inconsistent with 35 U.S.C. 113, which
                states that ``[t]he applicant shall furnish a drawing where necessary
                for the understanding of the subject matter sought to be patented.''
                The Office has considered the comments concerning Sec. 1.83(a) but is
                not revising or removing the regulation. Consistent with 35 U.S.C. 113,
                Office regulations already limit the requirement to furnish a drawing
                to cases where the drawing is necessary for the understanding of the
                subject matter sought to be patented. See 37 CFR 1.81(a). Section
                1.83(a) merely adds that when a drawing is required in accordance with
                35 U.S.C. 113 and Sec. 1.81(a), the drawing must show every feature of
                the invention specified in the claims. Moreover, Sec. 1.83(a) permits
                conventional features, a detailed illustration of which is not
                essential for a proper understanding of the invention, to be
                illustrated in the drawing in the form of a graphical drawing symbol or
                a labeled representation (e.g., a labeled rectangular box). Thus, Sec.
                1.83(a) strikes a balance between maintaining a high level of quality
                for prior art (drawings in accordance with Sec. 1.83 improve the
                understanding of the claimed subject matter in pre-grant publications
                and issued patents) and mitigating the drawing burden on applicants.
                 Two comments propose revising or removing the requirement for a
                certified copy of the foreign application to be filed when making a
                claim for foreign priority under 37 CFR 1.55. One of the two comments
                proposes removing each instance of ``certified'' from Sec. 1.55, such
                that Sec. 1.55 instead would require only a copy of the foreign
                application. The other comment proposes allowing applicants to submit
                certified copies of foreign applications electronically through the
                Office's Electronic Filing System (EFS-Web), or in the alternative,
                eliminating the requirement for a certified copy.
                 The Office has considered the comments concerning Sec. 1.55 but is
                not revising or removing the requirement for a certified copy of the
                foreign application to be filed when making a claim for foreign
                priority. A critical reason for the requirement under Sec. 1.55 to
                provide a certified copy of a foreign patent application is that the
                foreign priority date could be a prior art date under 35 U.S.C.
                102(a)(2). Without the requirement, the examiner and any member of the
                public interested in evaluating a 35 U.S.C. 102(a)(2) prior art date
                would be burdened with obtaining an actual certified copy of the
                priority document to do a complete analysis. This burden would be
                particularly acute for an examiner or member of the public seeking a
                certified copy from a jurisdiction with poor record-keeping practices.
                 Furthermore, the Office continues to make progress on alleviating
                applicants' burden of providing a certified copy under Sec. 1.55
                through its electronic priority document exchange (PDX) program. The
                PDX program facilitates compliance with the certified copy requirement
                under Sec. 1.55 through two modes of exchange with participating
                foreign offices: Direct bilateral exchange and exchange via the World
                Intellectual Property Organization (WIPO) Digital Access Service (DAS)
                for Priority Documents. As of December 1, 2018, the Office
                electronically retrieves certified copies of foreign applications filed
                with 18 WIPO DAS depositing offices. For more information on the PDX
                program, visit https://www.uspto.gov/patents-getting-started/international-protection/electronic-priority-document-exchange-pdx. For
                instances in which the certified copy required by Sec. 1.55 must be
                obtained from a jurisdiction not currently participating in the PDX
                program, the burden of providing the certified copy is mitigated by 37
                CFR 1.55(j). Section 1.55(j) provides for an ``interim copy'' procedure
                that gives an applicant more time to obtain and file the actual
                certified copy.
                 One comment proposes revising the requirement for an assignee to
                establish its right to take action under 37 CFR 3.73(c) so that it no
                longer applies ``to the original applicants named in patent
                applications subject to the AIA.'' The Office has considered the
                comment concerning Sec. 3.73(c) but is not revising the regulation.
                The language of Sec. 3.73(c)(1) already excludes an assignee who is
                the original applicant from the purview of Sec. 3.73(c) (``In order to
                request or take action in a patent matter, an assignee who is not the
                original applicant must establish its ownership of the patent property
                of paragraph (a) of this section to the satisfaction of the
                Director.''). As stated in Sec. 3.73(a), ``[t]he original applicant is
                presumed to be the owner of an application for an original patent, and
                any patent that may issue therefrom.''
                 One comment identifies a number of initiatives undertaken by the
                Office, including the Collaborative Search Pilot Program, the
                Cooperative Patent Classification system, Global Dossier, and the
                Patent Prosecution Highway. The comment states that as a result of the
                initiatives, the requirement under 37 CFR 1.98(a)(2) for an applicant
                to provide the Office copies of foreign patent documents is
                unnecessarily burdensome where the documents have been cited in the
                prosecution of another application, including an international
                application, for which the applicant has notified the Office. The
                comment
                [[Page 51980]]
                proposes either removing Sec. 1.98(a)(2) or revising Sec. 1.98(d) so
                that it would not be necessary to provide a copy of any patent,
                publication, pending U.S. application or other information, if the
                patent, publication, pending U.S. application or other information was
                previously submitted to, or cited by, the Office in another
                application, including later-filed or co-filed U.S. or international
                applications and applications not relied on for an earlier effective
                filing date under 35 U.S.C. 120, and the other application has been
                properly identified in an information disclosure statement (IDS).
                 The Office has considered the comment concerning Sec. 1.98(a)(2)
                and (d) but is not removing Sec. 1.98(a)(2) or revising Sec. 1.98(d).
                The relevant initiatives that the Office currently is undertaking,
                including relevant initiatives identified by the comment, are not
                sufficient to permit removing Sec. 1.98(a)(2) or revising Sec.
                1.98(d) in the proposed manner. The Office, however, continues to make
                progress on reducing applicants' burden in connection with the duty of
                disclosure. As of November 1, 2018, the Office has implemented the
                first phase of the Access to Relevant Prior Art Initiative (RPA
                Initiative). See Access to Relevant Prior Art Initiative, 83 FR 53853
                (Oct. 25, 2018). The RPA Initiative leverages electronic resources to
                improve examiners' access to relevant information from applicants'
                other related applications. In the first phase, the Office is importing
                the citations listed on forms PTO/SB/08 (or equivalents) and PTO-892 in
                the immediate parent application into the continuing application. The
                first phase consists of a targeted release of a newly developed
                interface to a subgroup of examiners from a limited number of selected
                art units. In subsequent phases of the RPA Initiative, the Office will
                consider providing examiners access to citation information from other
                sources such as other related U.S. applications, international
                applications under the PCT, and counterpart foreign applications of the
                same applicant. The selection of these sources and the timetable for
                expansion will be dictated, at least in part, by evaluating the first
                phase, including feedback on the RPA Initiative from the public and
                examiners. In addition, the USPTO plans to include more examiners in
                subsequent phases when the RPA Initiative proves scalable.
                 One comment notes that 37 CFR 1.53(f)(3)(ii) requires applicants to
                file an oath or declaration in compliance with 37 CFR 1.63, or a
                substitute statement in compliance with 37 CFR 1.64, no later than the
                date on which the issue fee for the patent is paid. The comment
                proposes revising Sec. 1.53(f)(3)(ii) to provide a time period to
                correct a defective oath, declaration, or substitute statement
                submitted no later than the date on which the issue fee for the patent
                is paid, but found defective after the date at which the issue fee is
                paid. The Office has considered the comment concerning Sec.
                1.53(f)(3)(ii) but is not revising the regulation. The requested
                revision is precluded by statute. Specifically, 35 U.S.C. 115(f) states
                that ``[t]he applicant for patent shall provide each required oath or
                declaration under subsection (a), substitute statement under subsection
                (d), or recorded assignment meeting the requirements of subsection (e)
                no later than the date on which the issue fee for the patent is paid.''
                 One comment generally supports the proposed amendments as meeting
                the stated objectives. The USPTO appreciates this input.
                 All of the comments are posted on the USPTO's website at https://www.uspto.gov/patent/laws-and-regulations/comments-public/comments-changes-eliminate-unnecessary-regulations.
                IV. Discussion of Rules Changes
                Part 1
                 Section 1.79: Section 1.79 is removed and reserved.
                 Section 1.127: Section 1.127 is removed and reserved.
                 Section 1.351: Section 1.351 is removed and reserved.
                Part 42
                 Section 42.102(b): Section 42.102(b) is removed and reserved.
                 Section 42.202(b): Section 42.202(b) is removed and reserved.
                Rulemaking Considerations
                 A. Administrative Procedure Act: The changes in this rulemaking
                involve rules of agency practice and procedure, and/or interpretive
                rules. See Perez v. Mortg. Bankers Ass'n, 135 S. Ct. 1199, 1204 (2015)
                (Interpretive rules ``advise the public of the agency's construction of
                the statutes and rules which it administers.'' (citation and internal
                quotation marks omitted)); Nat'l Org. of Veterans' Advocates v. Sec'y
                of Veterans Affairs, 260 F.3d 1365, 1375 (Fed. Cir. 2001) (Rule that
                clarifies interpretation of a statute is interpretive.); Bachow
                Commc'ns Inc. v. FCC, 237 F.3d 683, 690 (DC Cir. 2001) (Rules governing
                an application process are procedural under the Administrative
                Procedure Act.); Inova Alexandria Hosp. v. Shalala, 244 F.3d 342, 350
                (4th Cir. 2001) (Rules for handling appeals were procedural where they
                did not change the substantive standard for reviewing claims.).
                 Accordingly, prior notice and opportunity for public comment for
                the changes in this rulemaking are not required pursuant to 5 U.S.C.
                553(b) or (c), or any other law. See Perez, 135 S. Ct. at 1206 (Notice-
                and-comment procedures are required neither when an agency ``issue[s]
                an initial interpretive rule'' nor ``when it amends or repeals that
                interpretive rule.''); Cooper Techs. Co. v. Dudas, 536 F.3d 1330, 1336-
                37 (Fed. Cir. 2008) (stating that 5 U.S.C. 553, and thus 35 U.S.C.
                2(b)(2)(B), does not require notice and comment rulemaking for
                ``interpretative rules, general statements of policy, or rules of
                agency organization, procedure, or practice'' (quoting 5 U.S.C.
                553(b)(A))). However, the Office chose to seek public comment before
                implementing the rule to benefit from the public's input.
                 B. Regulatory Flexibility Act: For the reasons set forth herein,
                the Senior Counsel for Regulatory and Legislative Affairs, Office of
                General Law, of the USPTO has certified to the Chief Counsel for
                Advocacy of the Small Business Administration that this rule will not
                have a significant economic impact on a substantial number of small
                entities. See 5 U.S.C. 605(b).
                 This rule removes the provisions at 37 CFR 1.79, concerning the
                prohibition of reservation clauses, Sec. 1.127, concerning petitions
                from refusal to admit amendment, and Sec. 1.351, concerning the
                publication of amendments to rules. These regulations are removed
                because they are not necessary. This rule also removes 37 CFR 42.102(b)
                and 42.202(b), which provide that the Director may impose a limit on
                the number of inter partes reviews and post-grant reviews that may be
                instituted during each of the first four one-year periods that the AIA
                is in effect. These regulations are no longer necessary because the
                fourth anniversary of the effective date of the AIA has passed.
                 Removing these regulations achieves the objective of making the
                USPTO regulations more effective and more streamlined, while enabling
                the USPTO to fulfill its mission goals. The removal of these
                regulations is not expected to substantively impact parties. Parties
                either will continue to be able to take the same action under a
                different regulatory provision, or the rights or obligations of the
                parties will not change in any way. For these reasons, this rulemaking
                will not have a significant economic impact on a substantial number of
                small entities.
                [[Page 51981]]
                 C. Executive Order 12866 (Regulatory Planning and Review): This
                rulemaking has been determined to be not significant for purposes of
                Executive Order 12866 (Sept. 30, 1993).
                 D. Executive Order 13563 (Improving Regulation and Regulatory
                Review): The Office has complied with Executive Order 13563 (Jan. 18,
                2011). Specifically, the Office has, to the extent feasible and
                applicable: (1) Made a reasoned determination that the benefits justify
                the costs of the rule; (2) tailored the rule to impose the least burden
                on society consistent with obtaining the regulatory objectives; (3)
                selected a regulatory approach that maximizes net benefits; (4)
                specified performance objectives; (5) identified and assessed available
                alternatives; (6) involved the public in an open exchange of
                information and perspectives among experts in relevant disciplines,
                affected stakeholders in the private sector and the public as a whole,
                and provided on-line access to the rulemaking docket; (7) attempted to
                promote coordination, simplification, and harmonization across
                government agencies and identified goals designed to promote
                innovation; (8) considered approaches that reduce burdens and maintain
                flexibility and freedom of choice for the public; and (9) ensured the
                objectivity of scientific and technological information and processes.
                 E. Executive Order 13771 (Reducing Regulation and Controlling
                Regulatory Costs): This rule is a deregulatory action under Executive
                Order 13771 (Jan. 30, 2017).
                 F. Executive Order 13132 (Federalism): This rulemaking does not
                contain policies with federalism implications sufficient to warrant
                preparation of a Federalism Assessment under Executive Order 13132
                (Aug. 4, 1999).
                 G. Executive Order 13175 (Tribal Consultation): This rulemaking
                will not: (1) Have substantial direct effects on one or more Indian
                tribes; (2) impose substantial direct compliance costs on Indian tribal
                governments; or (3) preempt tribal law. Therefore, a tribal summary
                impact statement is not required under Executive Order 13175 (Nov. 6,
                2000).
                 H. Executive Order 13211 (Energy Effects): This rulemaking is not a
                significant energy action under Executive Order 13211 because this
                rulemaking is not likely to have a significant adverse effect on the
                supply, distribution, or use of energy. Therefore, a Statement of
                Energy Effects is not required under Executive Order 13211 (May 18,
                2001).
                 I. Executive Order 12988 (Civil Justice Reform): This rulemaking
                meets applicable standards to minimize litigation, eliminate ambiguity,
                and reduce burden as set forth in sections 3(a) and 3(b)(2) of
                Executive Order 12988 (Feb. 5, 1996).
                 J. Executive Order 13045 (Protection of Children): This rulemaking
                does not concern an environmental risk to health or safety that may
                disproportionately affect children under Executive Order 13045 (Apr.
                21, 1997).
                 K. Executive Order 12630 (Taking of Private Property): This
                rulemaking will not affect a taking of private property or otherwise
                have taking implications under Executive Order 12630 (Mar. 15, 1988).
                 L. Congressional Review Act: Under the Congressional Review Act
                provisions of the Small Business Regulatory Enforcement Fairness Act of
                1996 (5 U.S.C. 801 et seq.), prior to issuing any final rule, the USPTO
                will submit a report containing the final rule and other required
                information to the United States Senate, the United States House of
                Representatives, and the Comptroller General of the Government
                Accountability Office. The changes in this notice are not expected to
                result in an annual effect on the economy of 100 million dollars or
                more, a major increase in costs or prices, or significant adverse
                effects on competition, employment, investment, productivity,
                innovation, or the ability of United States-based enterprises to
                compete with foreign-based enterprises in domestic and export markets.
                Therefore, this notice is not expected to result in a ``major rule'' as
                defined in 5 U.S.C. 804(2).
                 M. Unfunded Mandates Reform Act of 1995: The changes set forth in
                this notice do not involve a Federal intergovernmental mandate that
                will result in the expenditure by State, local, and tribal governments,
                in the aggregate, of 100 million dollars (as adjusted) or more in any
                one year, or a Federal private sector mandate that will result in the
                expenditure by the private sector of 100 million dollars (as adjusted)
                or more in any one year, and will not significantly or uniquely affect
                small governments. Therefore, no actions are necessary under the
                provisions of the Unfunded Mandates Reform Act of 1995. See 2 U.S.C.
                1501 et seq.
                 N. National Environmental Policy Act: This rulemaking will not have
                any effect on the quality of the environment and is thus categorically
                excluded from review under the National Environmental Policy Act of
                1969. See 42 U.S.C. 4321 et seq.
                 O. National Technology Transfer and Advancement Act: The
                requirements of section 12(d) of the National Technology Transfer and
                Advancement Act of 1995 (15 U.S.C. 272 note) are not applicable because
                this rulemaking does not contain provisions that involve the use of
                technical standards.
                 P. Paperwork Reduction Act: The Paperwork Reduction Act of 1995 (44
                U.S.C. 3501 et seq.) requires that the Office consider the impact of
                paperwork and other information collection burdens imposed on the
                public. This rulemaking does not involve an information collection that
                is subject to review by the Office of Management and Budget (OMB) under
                the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3549).
                 Notwithstanding any other provision of law, no person is required
                to respond to nor shall a person be subject to a penalty for failure to
                comply with a collection of information subject to the requirements of
                the Paperwork Reduction Act unless that collection of information
                displays a currently valid OMB control number.
                List of Subjects
                37 CFR Part 1
                 Administrative practice and procedure, Biologics, Courts, Freedom
                of information, Inventions and patents, Reporting and recordkeeping
                requirements, Small businesses.
                37 CFR Part 42
                 Administrative practice and procedure, Inventions and patents,
                Lawyers.
                 For the reasons stated in the preamble, the Office amends parts 1
                and 42 of title 37 as follows:
                PART 1--RULES OF PRACTICE IN PATENT CASES
                0
                1. The authority citation for part 1 continues to read as follows:
                 Authority: 35 U.S.C. 2(b)(2).
                Sec. 1.79 [Removed and Reserved]
                0
                2. Section 1.79 is removed and reserved.
                Sec. 1.127 [Removed and Reserved]
                0
                3. Section 1.127 is removed and reserved.
                Sec. 1.351 [Removed and Reserved]
                0
                4. Section 1.351 is removed and reserved and the undesignated center
                heading above it, ``Amendment of Rules,'' is removed.
                [[Page 51982]]
                PART 42--TRIAL PRACTICE BEFORE THE PATENT TRIAL AND APPEAL BOARD
                0
                5. The authority citation for part 42 continues to read as follows:
                 Authority: 35 U.S.C. 2(b)(2), 6, 21, 23, 41, 135, 311, 312, 316,
                321-326; Pub. L. 112-29, 125 Stat. 284; and Pub. L. 112-274, 126
                Stat. 2456.
                Sec. 42.102 [Amended]
                0
                6. Amend section 42.102 by removing and reserving paragraph (b).
                Sec. 42.202 [Amended]
                0
                7. Section 42.202 is amended by removing and reserving paragraph (b).
                 Dated: September 19, 2019.
                Andrei Iancu,
                Under Secretary of Commerce for Intellectual Property and Director of
                the United States Patent and Trademark Office.
                [FR Doc. 2019-20908 Filed 9-30-19; 8:45 am]
                BILLING CODE 3510-16-P
                

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT