Enforcement of Title IX of the Education Amendments of 1972 With Respect to Discrimination Based on Sexual Orientation and Gender Identity in Light of Bostock v. Clayton County

Published date22 June 2021
Record Number2021-13058
SectionRules and Regulations
CourtEducation Department
Federal Register, Volume 86 Issue 117 (Tuesday, June 22, 2021)
[Federal Register Volume 86, Number 117 (Tuesday, June 22, 2021)]
                [Rules and Regulations]
                [Pages 32637-32640]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2021-13058]
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                DEPARTMENT OF EDUCATION
                34 CFR Chapter I
                Enforcement of Title IX of the Education Amendments of 1972 With
                Respect to Discrimination Based on Sexual Orientation and Gender
                Identity in Light of Bostock v. Clayton County
                AGENCY: Office for Civil Rights, Department of Education.
                ACTION: Interpretation.
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                SUMMARY: The U.S. Department of Education (Department) issues this
                interpretation to clarify the Department's enforcement authority over
                discrimination based on sexual orientation and discrimination based on
                gender identity under Title IX of the Education Amendments of 1972 in
                light of the Supreme Court's decision in Bostock v. Clayton County.
                This interpretation will guide the Department in processing complaints
                and conducting investigations, but it does not itself determine the
                outcome in any particular case or set of facts.
                DATES: This interpretation is effective June 22, 2021.
                FOR FURTHER INFORMATION CONTACT: Alejandro Reyes, Director, Program
                Legal Group, Office for Civil Rights. Telephone: (202) 245-7272. Email:
                [email protected].
                 If you use a telecommunications device for the deaf (TDD) or a text
                telephone (TTY), call the Federal Relay Service (FRS), toll-free, at 1-
                800-877-8339.
                SUPPLEMENTARY INFORMATION:
                 Background: Title IX of the Education Amendments of 1972, 20 U.S.C.
                1681-1688, prohibits discrimination on the basis of sex in any
                education program or activity offered by a recipient of Federal
                financial assistance. The Department's Office for Civil Rights (OCR) is
                responsible for the Department's enforcement of Title IX.
                 OCR has long recognized that Title IX protects all students,
                including students who are lesbian, gay, bisexual, and transgender,
                from harassment and other forms of sex discrimination. OCR also has
                long recognized that Title IX prohibits harassment and other forms of
                discrimination against all students for not conforming to stereotypical
                notions of masculinity and femininity. But OCR at times has stated that
                Title IX's prohibition on sex discrimination does not encompass
                discrimination based on sexual orientation and gender identity. To
                ensure clarity, the Department issues this Interpretation addressing
                Title IX's coverage of discrimination based on sexual orientation and
                gender identity in light of the Supreme Court decision discussed below.
                 In 2020, the Supreme Court in Bostock v. Clayton County, 140 S. Ct.
                1731, 590 U.S. __ (2020), concluded that discrimination based on sexual
                orientation and discrimination based on gender identity inherently
                involve treating individuals differently because of their sex. It
                reached this conclusion in the context of Title VII of the Civil Rights
                Act of 1964, as amended, 42 U.S.C. 2000e et seq., which prohibits sex
                discrimination in employment. As noted below, courts rely on
                interpretations of Title VII to inform interpretations of Title IX.
                 The Department issues this Interpretation to make clear that the
                Department interprets Title IX's prohibition on sex discrimination to
                encompass discrimination based on sexual orientation and gender
                identity and to provide the reasons for this interpretation, as set out
                below.
                 Interpretation:
                 Title IX Prohibits Discrimination Based on Sexual Orientation and
                Gender Identity.
                 Consistent with the Supreme Court's ruling and analysis in Bostock,
                the Department interprets Title IX's prohibition on discrimination ``on
                the basis of sex'' to encompass discrimination on the basis of sexual
                orientation and gender identity. As was the case for the Court's Title
                VII analysis in Bostock, this interpretation flows from the statute's
                ``plain terms.'' See Bostock, 140 S. Ct. at 1743, 1748-50. Addressing
                discrimination based on sexual orientation and gender identity thus
                fits squarely within OCR's responsibility to enforce Title IX's
                prohibition on sex discrimination.
                I. The Supreme Court's Ruling in Bostock
                 The Supreme Court in Bostock held that sex discrimination, as
                prohibited by Title VII, encompasses discrimination based on sexual
                orientation and gender identity. The Court explained that to
                discriminate on the basis of sexual orientation or gender identity
                ``requires an employer to intentionally treat individual employees
                differently because of their sex.'' 140 S. Ct. at 1742.\1\ As the Court
                also explained,
                [[Page 32638]]
                when an employer discriminates against a person for being gay or
                transgender, the employer necessarily discriminates against that person
                for ``traits or actions it would not have questioned in members of a
                different sex.'' Id. at 1737.
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                 \1\ The Court recognized that the parties in Bostock each
                presented a definition of ``sex'' dating back to Title VII's
                enactment, with the employers' definition referring to
                ``reproductive biology'' and the employees' definition ``capturing
                more than anatomy[.]'' 140 S. Ct. at 1739. The Court did not adopt a
                definition, instead ``assum[ing]'' the definition of sex provided by
                the employers that the employees had accepted ``for argument's
                sake.'' Id. As the Court made clear, it did not need to adopt either
                definition to conclude that discrimination ``because of . . . sex''
                encompasses discrimination based on sexual orientation and gender
                identity. Id. (``[N]othing in our approach to these cases turns on
                the outcome of the parties' debate . . . .''). Similar to the
                Court's interpretation of Title VII, the Department's interpretation
                of the scope of discrimination ``on the basis of sex'' under Title
                IX does not require the Department to take a position on the
                definition of sex, nor do we do so here.
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                 The Court provided numerous examples to illustrate why ``it is
                impossible to discriminate against a person'' because of their sexual
                orientation or gender identity ``without discriminating against that
                individual based on sex.'' Id. at 1741. In one example, when addressing
                discrimination based on sexual orientation, the Court stated:
                 Consider, for example, an employer with two employees, both of
                whom are attracted to men. The two individuals are, to the
                employer's mind, materially identical in all respects, except that
                one is a man and the other a woman. If the employer fires the male
                employee for no reason other than the fact he is attracted to men,
                the employer discriminates against him for traits or actions it
                tolerates in his female colleague. Put differently, the employer
                intentionally singles out an employee to fire based in part on the
                employee's sex, and the affected employee's sex is a but-for cause
                of his discharge.
                Id.
                 In another example, the Court showed why singling out a transgender
                employee for different treatment from a non-transgender (i.e.,
                cisgender) employee is discrimination based on sex:
                [T]ake an employer who fires a transgender person who was identified
                as a male at birth but who now identifies as a female. If the
                employer retains an otherwise identical employee who was identified
                as female at birth, the employer intentionally penalizes a person
                identified as male at birth for traits or actions that it tolerates
                in an employee identified as female at birth. Again, the individual
                employee's sex plays an unmistakable and impermissible role in the
                discharge decision.
                Id. at 1741-42.
                II. Bostock's Application to Title IX
                 For the reasons set out below, the Department has determined that
                the interpretation of sex discrimination set out by the Supreme Court
                in Bostock--that discrimination ``because of . . . sex'' encompasses
                discrimination based on sexual orientation and gender identity--
                properly guides the Department's interpretation of discrimination ``on
                the basis of sex'' under Title IX and leads to the conclusion that
                Title IX prohibits discrimination based on sexual orientation and
                gender identity.
                 a. There is textual similarity between Title VII and Title IX.
                 Like Title VII, Title IX prohibits discrimination based on sex.
                 Title IX provides, with certain exceptions: ``No person in the
                United States shall, on the basis of sex, be excluded from
                participation in, be denied the benefits of, or be subjected to
                discrimination under any education program or activity receiving
                Federal financial assistance . . . .'' 20 U.S.C. 1681(a).
                 Title VII provides, with certain exceptions: ``It shall be an
                unlawful employment practice for an employer (1) to fail or refuse to
                hire or to discharge any individual, or otherwise to discriminate
                against any individual with respect to his compensation, terms,
                conditions, or privileges of employment, because of such individual's .
                . . sex[ ] . . .; or (2) to limit, segregate, or classify his employees
                or applicants for employment in any way which would deprive or tend to
                deprive any individual of employment opportunities or otherwise
                adversely affect his status as an employee, because of such
                individual's . . . sex[ ] . . . .'' 42 U.S.C. 2000e-2(a). (Title VII
                also prohibits discrimination based on race, color, religion, and
                national origin.)
                 Both statutes prohibit sex discrimination, with Title IX using the
                phrase ``on the basis of sex'' and Title VII using the phrase ``because
                of'' sex. The Supreme Court has used these two phrases interchangeably.
                In Bostock, for example, the Court described Title VII in this way:
                ``[I]n Title VII, Congress outlawed discrimination in the workplace on
                the basis of race, color, religion, sex, or national origin.'' 140 S.
                Ct. at 1737 (emphasis added); id. at 1742 (``[I]ntentional
                discrimination based on sex violates Title VII . . . .'' (emphasis
                added)); see also Jackson v. Birmingham Bd. of Educ., 544 U.S. 167, 174
                (2005) (``[W]hen a funding recipient retaliates against a person
                because he complains of sex discrimination, this constitutes
                intentional `discrimination' `on the basis of sex,' in violation of
                Title IX.'' (second emphasis added)); Meritor Sav. Bank v. Vinson, 477
                U.S. 57, 64 (1986) (``[W]hen a supervisor sexually harasses a
                subordinate because of the subordinate's sex, that supervisor
                `discriminate[s]' on the basis of sex.'' (emphasis added)).
                 In addition, both statutes specifically protect individuals against
                discrimination. In Bostock, 140 S. Ct. at 1740-41, the Court observed
                that Title VII ``tells us three times--including immediately after the
                words `discriminate against'--that our focus should be on
                individuals.'' The Court made a similar observation about Title IX,
                which uses the term person, in Cannon v. University of Chicago, 441
                U.S. 677, 704 (1979), stating that ``Congress wanted to avoid the use
                of federal resources to support discriminatory practices [and] to
                provide individual citizens effective protection against those
                practices.'' Id. (emphasis added).
                 Further, the text of both statutes contains no exception for sex
                discrimination that is associated with an individual's sexual
                orientation or gender identity. As the Court stated in Bostock, ``when
                Congress chooses not to include any exceptions to a broad rule, courts
                apply the broad rule.'' 140 S. Ct. at 1747. The Court has made a
                similar point regarding Title IX: ``[I]f we are to give Title IX the
                scope that its origins dictate, we must accord it a sweep as broad as
                its language.'' N. Haven Bd. of Ed. v. Bell, 456 U.S. 512, 521 (1982)
                (citations and internal alterations omitted). It also bears noting
                that, in interpreting the scope of Title IX's prohibition on sex
                discrimination the Supreme Court and lower Federal courts have often
                relied on the Supreme Court's interpretations of Title VII. See, e.g.,
                Franklin v. Gwinnett Cnty. Pub. Sch., 503 U.S. 60, 75 (1992); Jennings
                v. Univ. of N.C., 482 F.3d 686, 695 (4th Cir. 2007); Frazier v.
                Fairhaven Sch. Comm., 276 F.3d 52, 66 (1st Cir. 2002); Gossett v.
                Oklahoma ex rel. Bd. of Regents for Langston Univ., 245 F.3d 1172, 1176
                (10th Cir. 2001).
                 Moreover, the Court in Bostock found that ``no ambiguity exists
                about how Title VII's terms apply to the facts before [it]''--i.e.,
                allegations of discrimination in employment against several individuals
                based on sexual orientation or gender identity. 140 S. Ct. at 1749.
                After reviewing the text of Title IX and Federal courts' interpretation
                of Title IX, the Department has concluded that the same clarity exists
                for Title IX. That is, Title IX prohibits recipients of Federal
                financial assistance from discriminating based on sexual orientation
                and gender identity in their education programs and activities. The
                Department also has concluded for the reasons described in this
                document that, to the extent other interpretations may exist, this is
                the best interpretation of the statute.
                 In short, the Department finds no persuasive or well-founded basis
                for declining to apply Bostock's reasoning--discrimination ``because of
                [[Page 32639]]
                . . . sex'' under Title VII encompasses discrimination based on sexual
                orientation and gender identity--to Title IX's parallel prohibition on
                sex discrimination in federally funded education programs and
                activities.
                 b. Additional case law recognizes that the reasoning of Bostock
                applies to Title IX and that differential treatment of students based
                on gender identity or sexual orientation may cause harm.
                 Numerous Federal courts have relied on Bostock to recognize that
                Title IX's prohibition on sex discrimination encompasses discrimination
                based on sexual orientation and gender identity. See, e.g., Grimm v.
                Gloucester Cnty. Sch. Bd., 972 F.3d 586, 616 (4th Cir. 2020), as
                amended (Aug. 28, 2020), reh'g en banc denied, 976 F.3d 399 (4th Cir.
                2020), petition for cert filed, No. 20-1163 (Feb. 24, 2021); Adams v.
                Sch. Bd. of St. Johns Cnty., 968 F.3d 1286, 1305 (11th Cir. 2020),
                petition for reh'g en banc pending, No. 18-13592 (Aug. 28, 2020);
                Koenke v. Saint Joseph's Univ., No. CV 19-4731, 2021 WL 75778, at *2
                (E.D. Pa. Jan. 8, 2021); Doe v. Univ. of Scranton, No. 3:19-CV-01486,
                2020 WL 5993766, at *11 n.61 (M.D. Pa. Oct. 9, 2020).
                 The Department also concludes that the interpretation set forth in
                this document is most consistent with the purpose of Title IX, which is
                to ensure equal opportunity and to protect individuals from the harms
                of sex discrimination. As numerous courts have recognized, a school's
                policy or actions that treat gay, lesbian, or transgender students
                differently from other students may cause harm. See, e.g., Grimm, 972
                F.3d at 617-18 (describing injuries to a transgender boy's physical and
                emotional health as a result of denial of equal treatment); Adams, 968
                F.3d at 1306-07 (describing ``emotional damage, stigmatization and
                shame'' experienced by a transgender boy as a result of being subjected
                to differential treatment); Whitaker ex rel. Whitaker v. Kenosha
                Unified Sch. Dist. No. 1 Bd. of Educ., 858 F.3d 1034, 1044-46, 1049-50
                (7th Cir. 2017) (describing physical and emotional harm to a
                transgender boy who was denied equal treatment); Dodds v. U.S. Dep't of
                Educ., 845 F.3d 217, 221-22 (6th Cir. 2016) (describing ``substantial
                and immediate adverse effects on the daily life and well-being of an
                eleven-year-old'' transgender girl from denial of equal treatment);
                Doe, 2020 WL 5993766, at **1-3 (describing harassment and physical
                targeting of a gay college student that interfered with the student's
                educational opportunity); Harrington ex rel. Harrington v. City of
                Attleboro, No. 15-CV-12769-DJC, 2018 WL 475000, at **6-7 (D. Mass. Jan.
                17, 2018) (describing `` `wide-spread peer harassment' and physical
                assault [of a lesbian high school student] because of stereotyping
                animus focused on [the student's] sex, appearance, and perceived or
                actual sexual orientation'').
                 c. The U.S. Department of Justice's Civil Rights Division has
                concluded that Bostock's analysis applies to Title IX.
                 The U.S. Department of Justice's Civil Rights Division issued a
                Memorandum from Principal Deputy Assistant Attorney General for Civil
                Rights Pamela S. Karlan to Federal Agency Civil Rights Directors and
                General Counsels regarding Application of Bostock v. Clayton County to
                Title IX of the Education Amendments of 1972 (Mar. 26, 2021), https://www.justice.gov/crt/page/file/1383026/download.
                 The memorandum stated that, after careful consideration, including
                a review of case law, ``the Division has determined that the best
                reading of Title IX's prohibition on discrimination `on the basis of
                sex' is that it includes discrimination on the basis of gender identity
                and sexual orientation.'' Indeed, ``the Division ultimately found
                nothing persuasive in the statutory text, legislative history, or
                caselaw to justify a departure from Bostock's textual analysis and the
                Supreme Court's longstanding directive to interpret Title IX's text
                broadly.''
                III. Implementing This Interpretation
                 Consistent with the analysis above, OCR will fully enforce Title IX
                to prohibit discrimination based on sexual orientation and gender
                identity in education programs and activities that receive Federal
                financial assistance from the Department. As with all other Title IX
                complaints that OCR receives, any complaint alleging discrimination
                based on sexual orientation or gender identity also must meet
                jurisdictional requirements as defined in Title IX and the Department's
                Title IX regulations, other applicable legal requirements, as well as
                the standards set forth in OCR's Case Processing Manual, www.ed.gov/ocr/docs/ocrcpm.pdf.\2\
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                 \2\ Educational institutions that are controlled by a religious
                organization are exempt from Title IX to the extent that compliance
                would not be consistent with the organization's religious tenets.
                See 20 U.S.C. 1681(a)(3).
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                 Where a complaint meets applicable requirements and standards as
                just described, OCR will open an investigation of allegations that an
                individual has been discriminated against because of their sexual
                orientation or gender identity in education programs or activities.
                This includes allegations of individuals being harassed, disciplined in
                a discriminatory manner, excluded from, denied equal access to, or
                subjected to sex stereotyping in academic or extracurricular
                opportunities and other education programs or activities, denied the
                benefits of such programs or activities, or otherwise treated
                differently because of their sexual orientation or gender identity. OCR
                carefully reviews allegations from anyone who files a complaint,
                including students who identify as male, female or nonbinary;
                transgender or cisgender; intersex; lesbian, gay, bisexual, queer,
                heterosexual, or in other ways.
                 While this interpretation will guide the Department in processing
                complaints and conducting investigations, it does not determine the
                outcome in any particular case or set of facts. Where OCR's
                investigation reveals that one or more individuals has been
                discriminated against because of their sexual orientation or gender
                identity, the resolution of such a complaint will address the specific
                compliance concerns or violations identified in the course of the
                investigation.
                 This interpretation supersedes and replaces any prior inconsistent
                statements made by the Department regarding the scope of Title IX's
                jurisdiction over discrimination based on sexual orientation and gender
                identity. This interpretation does not reinstate any previously
                rescinded guidance documents.
                 Accessible Format: On request to the contact person listed under
                FOR FURTHER INFORMATION CONTACT, individuals with disabilities can
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                format.
                 Electronic Access to This Document: The official version of this
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                 You may also access documents of the Department published in the
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                your search to documents published by the Department.
                Suzanne B. Goldberg,
                Acting Assistant Secretary for Civil Rights.
                [FR Doc. 2021-13058 Filed 6-21-21; 8:45 am]
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