Notifying the Food and Drug Administration of a Permanent Discontinuance or Interruption in Manufacturing Under Section 506C of the Federal Food, Drug, and Cosmetic Act; Guidance for Industry; Availability

Citation85 FR 18247
Record Number2020-06800
Published date01 April 2020
SectionNotices
CourtFood And Drug Administration
Federal Register, Volume 85 Issue 63 (Wednesday, April 1, 2020)
[Federal Register Volume 85, Number 63 (Wednesday, April 1, 2020)]
                [Notices]
                [Pages 18247-18249]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2020-06800]
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                DEPARTMENT OF HEALTH AND HUMAN SERVICES
                Food and Drug Administration
                [Docket No. FDA-2020-D-1057]
                Notifying the Food and Drug Administration of a Permanent
                Discontinuance or Interruption in Manufacturing Under Section 506C of
                the Federal Food, Drug, and Cosmetic Act; Guidance for Industry;
                Availability
                AGENCY: Food and Drug Administration, HHS.
                ACTION: Notice of availability.
                -----------------------------------------------------------------------
                SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing
                the availability of a guidance for industry entitled ``Notifying FDA of
                a Permanent Discontinuance or Interruption in Manufacturing Under
                Section 506C of the FD&C Act.'' Due to the Coronavirus Disease 2019
                (COVID-19) pandemic, FDA has been closely monitoring the medical
                product supply chain with the expectation that it may be impacted by
                the COVID-19 outbreak, potentially leading to supply disruptions or
                shortages of drug and biological products in the United States. The
                guidance is intended to assist applicants and manufacturers in
                providing FDA timely, informative notifications about changes in the
                production of certain drugs and biological products that will, in turn,
                help the Agency in its efforts to prevent or mitigate shortages of such
                products. Given the public health emergency presented by COVID-19, this
                guidance document is being implemented without prior public comment
                because FDA has determined that prior public participation is not
                feasible or appropriate, but it remains subject to comment in
                accordance with the Agency's good guidance practices. In addition, this
                guidance is intended to remain in effect for the duration of the public
                health emergency related to COVID-19 declared by the Department of
                Health and Human Services (HHS). However, the recommendations and
                processes described in the guidance are expected to assist the Agency
                more broadly in its efforts to prevent and mitigate shortages,
                including under circumstances outside of the COVID-19 public health
                emergency and reflect the Agency's current thinking on this issue.
                Therefore, within 60 days following the termination of the public
                health emergency, FDA intends to revise and replace this guidance with
                any appropriate changes following the public health emergency and in
                consideration of comments received on this guidance and the Agency's
                experience with implementation.
                DATES: The announcement of the guidance is published in the Federal
                Register on April 1, 2020. The guidance document is immediately in
                effect, but it remains subject to comment in accordance with the
                Agency's good guidance practices.
                ADDRESSES: You may submit comments on any guidance at any time as
                follows:
                Electronic Submissions
                 Submit electronic comments in the following way:
                 Federal eRulemaking Portal: https://www.regulations.gov.
                Follow the instructions for submitting comments. Comments submitted
                electronically, including attachments, to https://www.regulations.gov
                will be posted to the docket unchanged. Because your comment will be
                made public, you are solely responsible for ensuring that your comment
                does not include any confidential information that you or a third party
                may not wish to be posted, such as medical information, your or anyone
                else's Social Security number, or confidential business information,
                such as a manufacturing process. Please note that if you include your
                name, contact information, or other information that identifies you in
                the body of your comments, that information will be posted on https://www.regulations.gov.
                 If you want to submit a comment with confidential
                information that you do not wish to be made available to the public,
                submit the comment as a written/paper submission and in the manner
                detailed (see ``Written/Paper Submissions'' and ``Instructions'').
                Written/Paper Submissions
                 Submit written/paper submissions as follows:
                 Mail/Hand delivery/Courier (for written/paper
                submissions): Dockets Management Staff (HFA-305), Food and Drug
                Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                 For written/paper comments submitted to the Dockets
                Management Staff, FDA will post your comment, as well as any
                attachments, except for information submitted, marked and identified,
                as confidential, if submitted as detailed in ``Instructions.''
                 Instructions: All submissions received must include the Docket No.
                FDA-2020-D-1057 for ``Notifying FDA of a Permanent Discontinuance or
                Interruption in Manufacturing Under Section 506C of the FD&C Act.''
                Received comments will be placed in the docket and, except for those
                submitted as ``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m.
                and 4 p.m., Monday through Friday.
                 Confidential Submissions--To submit a comment with
                confidential information that you do not wish to be made publicly
                available, submit your comments only as a written/paper submission. You
                should submit two copies total. One copy will include the information
                you claim to be confidential with a heading or cover note that states
                ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
                review this copy, including the claimed confidential information, in
                its consideration of comments. The second copy, which will have the
                claimed confidential information redacted/blacked out, will be
                available for public viewing and posted on
                [[Page 18248]]
                https://www.regulations.gov. Submit both copies to the Dockets
                Management Staff. If you do not wish your name and contact information
                to be made publicly available, you can provide this information on the
                cover sheet and not in the body of your comments and you must identify
                this information as ``confidential.'' Any information marked as
                ``confidential'' will not be disclosed except in accordance with 21 CFR
                10.20 and other applicable disclosure law. For more information about
                FDA's posting of comments to public dockets, see 80 FR 56469, September
                18, 2015, or access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
                 Docket: For access to the docket to read background documents or
                the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
                the heading of this document, into the ``Search'' box and follow the
                prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
                Rm. 1061, Rockville, MD 20852.
                 You may submit comments on any guidance at any time (see 21 CFR
                10.115(g)(5)).
                 Submit written requests for single copies of the guidance to the
                Division of Drug Information, Center for Drug Evaluation and Research,
                Food and Drug Administration, 10001 New Hampshire Ave., Hillandale
                Building, 4th Floor, Silver Spring, MD 20993-0002; or to Office of
                Communication, Outreach and Development, Center for Biologics
                Evaluation and Research, Food and Drug Administration, 10903 New
                Hampshire Ave., Bldg. 71, Rm. 3128, Silver Spring, MD 20993-0002. Send
                one self-addressed adhesive label to assist that office in processing
                your requests. See the SUPPLEMENTARY INFORMATION section for electronic
                access to the guidance document.
                FOR FURTHER INFORMATION CONTACT: Jin Ahn, Center for Drug Evaluation
                and Research, Food and Drug Administration, 10903 New Hampshire Ave.,
                Bldg. 22, Rm. 6234, Silver Spring, MD 20993-0002, 301-796-1300; or
                Stephen Ripley, Center for Biologics Evaluation and Research, Food and
                Drug Administration, 10903 New Hampshire Ave., Bldg. 71, Rm. 7268,
                Silver Spring, MD 20993-0002, 240-402-7911.
                SUPPLEMENTARY INFORMATION:
                I. Background
                 FDA is announcing the availability of a guidance for industry
                entitled ``Notifying FDA of a Permanent Discontinuance or Interruption
                in Manufacturing Under Section 506C of the FD&C Act.'' This guidance
                discusses the requirement in section 506C of the FD&C Act (21 U.S.C.
                356c) and FDA's implementing regulations for applicants and
                manufacturers to notify FDA of a permanent discontinuance in the
                manufacture of certain products or an interruption in the manufacture
                of certain products that is likely to lead to a meaningful disruption
                in supply of that product in the United States. The guidance recommends
                that applicants and manufacturers provide additional details and follow
                additional procedures to ensure FDA has the specific information it
                needs to help prevent or mitigate shortages. The guidance also explains
                how FDA communicates information about products in shortage to the
                public.
                 Timely and detailed notifications from applicants and manufacturers
                play a significant role in decreasing the incidence and duration of
                supply disruptions and shortages. Early, informative notifications are
                the best tool FDA has to help prevent a shortage from occurring or to
                mitigate the impact of an unavoidable shortage. When FDA does not
                receive timely, informative notifications, the Agency's ability to
                respond appropriately is limited and a shortage may result. Therefore,
                FDA is issuing this guidance to assist applicants and manufacturers in
                providing early, detailed notifications that will allow FDA to evaluate
                the situation and take appropriate action. Among other things, the
                guidance explains: (1) Who should notify FDA, (2) when and how such
                notifications should be submitted; and (3) what details to include in
                notifications that will ensure FDA has information it needs to help
                prevent or mitigate shortages.
                 In light of the public health emergency related to COVID-19
                declared by the Secretary of HHS, FDA has determined that prior public
                participation for this guidance is not feasible or appropriate and is
                issuing this guidance without prior public comment (see section
                701(h)(1)(C)(i) of the FD&C Act (21 U.S.C. 371(h)(1)(C)(i)) and 21 CFR
                10.115(g)(2)). This guidance document is being implemented immediately,
                but it remains subject to comment in accordance with the Agency's good
                guidance practice statute and regulation.
                 This guidance is intended to remain in effect for the duration of
                the public health emergency related to COVID-19 declared by HHS,
                including any renewals made by the Secretary in accordance with section
                319(a)(2) of the Public Health Service Act (42 U.S.C. 247d(a)(2)).
                However, the recommendations and processes described in the guidance
                are expected to assist the Agency more broadly in its efforts to
                prevent and mitigate shortages, including under circumstances outside
                of the COVID-19 public health emergency, and reflect the Agency's
                current thinking on this issue. Therefore, within 60 days following the
                termination of the public health emergency, FDA intends to revise and
                replace this guidance with any appropriate changes based on comments
                received on this guidance and the Agency's experience with
                implementation.
                II. Significance of Guidance
                 This guidance is being issued consistent with FDA's good guidance
                practices regulation (21 CFR 10.115). The guidance represents the
                current thinking of FDA on ``Notifying FDA of a Permanent
                Discontinuance or Interruption in Manufacturing Under Section 506C of
                the FD&C Act.'' It does not establish any rights for any person and is
                not binding on FDA or the public. You can use an alternative approach
                if it satisfies the requirements of the applicable statutes and
                regulations.
                III. Paperwork Reduction Act of 1995
                 The guidance contains information collection provisions that are
                subject to review by the Office of Management and Budget (OMB) under
                the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-3521). Under
                the PRA, Federal Agencies must obtain approval from OMB for each
                collection of information they conduct or sponsor. ``Collection of
                information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and
                includes Agency requests or requirements that members of the public
                submit reports, keep records, or provide information to a third party.
                Health and Human Services Secretary Alex M. Azar II (Secretary)
                determined that, as a result of confirmed cases of 2019 Novel
                Coronavirus (2019-nCoV), a public health emergency (PHE) exists and has
                existed since January 27, 2020. On March 19, 2020, the Secretary
                waived, pursuant to section 319(f) of the PHS Act (42 U.S.C. 247d(f))
                and the PHE, the requirements of the PRA for information to be
                collected by FDA pertaining to our guidance documents that relate to
                the COVID-19 pandemic public health emergency response. The Secretary
                has posted its determination of the waiver at: https://aspe.hhs.gov/public-health-emergency-declaration-pra-waivers. Pursuant to the
                waiver, the requirements of the PRA are not
                [[Page 18249]]
                applicable with respect to the voluntary collection of information
                contained in the guidance during the immediate investigation of, and
                response to, COVID-19. Furthermore, the requirements of the PRA shall
                not be applicable with respect to the voluntary collection of
                information contained in the guidance during the immediate post-
                response review regarding the public health emergency.
                 As noted above, while the requested information and process
                described in the guidance are critical during national emergencies,
                such as the COVID-19 outbreak, the guidance recommends submission of
                information that is expected to assist the Agency more broadly in its
                efforts to address shortages. Accordingly, following the termination of
                the PHE, FDA intends to revise and replace the guidance with any
                appropriate changes based on comments received on this guidance and our
                experience with implementation. Upon determining that the circumstances
                necessitating the COVID-19 PRA waiver no longer exist, the Secretary
                will promptly update its website to reflect the termination of the
                waiver. The period of this waiver will not exceed the period of time
                for the public health emergency related to COVID-19, including any
                immediate post-response review. The Secretary will ensure that
                compliance with the requirements of the PRA occurs in as timely a
                manner as possible based on the applicable circumstances, but not to
                exceed 30 calendar days after the expiration of the waiver related to
                COVID-19.
                 This guidance also refers to previously approved collections of
                information found in FDA regulations. The guidance describes, among
                other things, the requirements in Sec. Sec. 310.306,
                314.81(b)(3)(iii), and 600.82 (21 CFR 310.306, 314.81(b)(3)(iii), and
                600.82) for applicants or manufacturers of certain drugs and biological
                products to notify FDA of a permanent discontinuance in the manufacture
                of certain products or an interruption in manufacture of certain
                products that is likely to lead to a meaningful disruption in the
                supply of such products in the United States. These notifications must
                provide particular information, including the name of the product and a
                description of the reason for the permanent discontinuance or
                interruption in manufacturing (see Section II of the guidance). The
                collections of information in Sec. Sec. 310.306, 314.81(b)(3)(iii),
                and 600.82 have been approved under OMB control number 0910-0759.
                IV. Electronic Access
                 Persons with access to the internet may obtain the guidance at
                https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs, https://www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics/biologics-guidances, or
                https://www.regulations.gov.
                 Dated: March 27, 2020.
                Lowell J. Schiller,
                Principal Associate Commissioner for Policy.
                [FR Doc. 2020-06800 Filed 3-31-20; 8:45 am]
                 BILLING CODE 4164-01-P
                

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