Publication of Ukraine-Related Web General License 14 and Subsequent Iterations
| Published date | 19 July 2021 |
| Citation | 86 FR 37904 |
| Record Number | 2021-15280 |
| Section | Rules and Regulations |
| Court | Foreign Assets Control Office |
Federal Register, Volume 86 Issue 135 (Monday, July 19, 2021)
[Federal Register Volume 86, Number 135 (Monday, July 19, 2021)]
[Rules and Regulations]
[Pages 37904-37907]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-15280]
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DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
31 CFR Part 589
Publication of Ukraine-Related Web General License 14 and
Subsequent Iterations
AGENCY: Office of Foreign Assets Control, Treasury.
ACTION: Publication of web general licenses.
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SUMMARY: The Department of the Treasury's Office of Foreign Assets
Control (OFAC) is publishing six Ukraine-related web general licenses
(GLs) in the Federal Register: GL 14, GL 14A, GL 14B, GL 14C, GL 14D,
and GL 14E, each of which is now expired and was previously issued on
OFAC's website.
DATES: GL 14E expired on January 28, 2019. See SUPPLEMENTARY
INFORMATION of this rule for additional relevant dates.
ADDRESSES: Electronic availability: This document and additional
information concerning OFAC are available on OFAC's website
www.treasury.gov/ofac.
FOR FURTHER INFORMATION CONTACT:
OFAC: Assistant Director for Licensing, 202-622-2480; Assistant
Director for Regulatory Affairs, 202-622-4855; or Assistant Director
for Sanctions Compliance & Evaluation, 202-622-2490.
SUPPLEMENTARY INFORMATION:
Background
On March 6, 2014, the President, invoking the authority of, inter
alia, the International Emergency Economic Powers Act (50 U.S.C. 1701-
1706) (IEEPA), issued Executive Order (E.O.) 13660, ``Blocking Property
of Certain Persons Contributing to the Situation in Ukraine'' (79 FR
13493, March 10, 2014). In E.O. 13660, the President determined that
the actions and policies of persons including persons who have asserted
governmental authority in the Crimean region without the authorization
of the Government of Ukraine that undermine democratic processes and
institutions in Ukraine; threaten its peace, security, stability,
sovereignty, and territorial integrity; and contribute to the
misappropriation of its assets, constitute an unusual and extraordinary
threat to the national security and foreign policy of the United
States, and declared a national emergency to deal with that threat.
The President subsequently issued E.O. 13661 of March 16, 2014,
``Blocking Property of Additional Persons Contributing to the Situation
in Ukraine'' (79 FR 15535, March 19, 2014), and E.O. 13662 of March 20,
2014, ``Blocking Property of Additional Persons Contributing to the
Situation in Ukraine'' (79 FR 16169, March 24, 2014), pursuant to the
national emergency declared in E.O. 13660. E.O. 13661 and E.O. 13662
expanded the scope of the national emergency declared in E.O. 13660. On
May 8, 2014, OFAC published the Ukraine Related Sanctions Regulations,
31 CFR part 589 (the ``Regulations''), to implement E.O. 13660, E.O.
13661, and E.O. 13662 (79 FR 26365, May 8, 2014). The President has
issued additional Executive orders pursuant to the national emergency
declared in E.O. 13660, and expanded in E.O. 13661 and E.O. 13662,
which are not discussed in this publication as they are not relevant to
the web GLs being published.
OFAC, in consultation with the Department of State, issued GL 14 on
April 23, 2018, pursuant to the Regulations, to authorize certain
transactions and activities ordinarily incident and necessary to the
maintenance or wind down of operations, contracts, or other agreements
involving United Company RUSAL PLC, or any other entity in which United
Company RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest, and that were in effect prior to April 6, 2018, through 12:01
a.m. eastern daylight time, October 23, 2018.
Subsequently, OFAC issued five further iterations of GL 14, each of
which extended the period the authorizations in GL 14 remained in
effect: On September 21, 2018, OFAC issued GL 14A, which replaced and
superseded GL 14, and extended the authorizations through 12:01 a.m.
eastern standard time, November 12, 2018; on October 12, 2018, OFAC
issued GL 14B, which replaced and superseded GL 14A, and extended the
authorizations through 12:01 a.m. eastern standard time, December 12,
2018; on November 9, 2018, OFAC issued GL 14C, which replaced and
superseded GL 14B, and extended the authorizations through 12:01 a.m.
eastern standard time, January 7, 2019; on December 7, 2018, OFAC
issued GL 14D, which replaced and superseded GL 14C, and extended the
authorizations through 12:01 a.m. eastern standard time, January 21,
2019; and on January 16, 2019, OFAC issued GL 14E, which replaced and
superseded GL 14D, and extended the authorizations through 12:01 a.m.
eastern standard time, January 28, 2019. Following the delisting of
United Company RUSAL PLC on January 27, 2019, OFAC authorization was no
longer required to transact with the company or any other entity in
which United Company RUSAL PLC owns, directly or indirectly, a 50
percent or greater interest. The texts of GLs 14, 14A, 14B, 14C, 14D,
and 14E are provided below.
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine-Related Sanctions Regulations 31 CFR Part 589
General License No. 14
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise prohibited by the
Ukraine Related Sanctions Regulations, 31 CFR part 589, that are
ordinarily incident and necessary to the maintenance or wind down of
operations, contracts, or other
[[Page 37905]]
agreements, including the importation of goods, services, or technology
into the United States, involving United Company RUSAL PLC or any other
entity in which United Company RUSAL PLC owns, directly or indirectly,
a 50 percent or greater interest and that were in effect prior to April
6, 2018, are authorized through 12:01 a.m. eastern daylight time,
October 23, 2018.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
John E. Smith
Director
Office of Foreign Assests Control
Dated: April 23, 2018
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine Related Sanctions Regulations 31 CFR Part 589
General License No. 14A
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise prohibited by the
Ukraine Related Sanctions Regulations, 31 CFR part 589, that are
ordinarily incident and necessary to the maintenance or wind down of
operations, contracts, or other agreements, including the importation
of goods, services, or technology into the United States, involving
United Company RUSAL PLC or any other entity in which United Company
RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest and that were in effect prior to April 6, 2018, are authorized
through 12:01 a.m. eastern standard time, November 12, 2018.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
(e) Effective September 21, 2018, General License No. 14, dated
April 23, 2018, is replaced and superseded in its entirety by this
General License No. 14A.
Andrea Gacki
Director
Office of Foreign Assets Control
Dated: September 21, 2018
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine Related Sanctions Regulations 31 CFR Part 589
General License No. 14B
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise prohibited by the
Ukraine Related Sanctions Regulations, 31 CFR part 589, that are
ordinarily incident and necessary to the maintenance or wind down of
operations, contracts, or other agreements, including the importation
of goods, services, or technology into the United States, involving
United Company RUSAL PLC or any other entity in which United Company
RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest and that were in effect prior to April 6, 2018, are authorized
through 12:01 a.m. eastern standard time, December 12, 2018.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
[[Page 37906]]
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
(e) Effective October 12, 2018, General License No. 14A, dated
September 21, 2018, is replaced and superseded in its entirety by this
General License No. 14B.
Andrea Gacki
Director
Office of Foreign Assets Control
Dated: October 12, 2018
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine Related Sanctions Regulations 31 CFR Part 589
General License No. 14C
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise prohibited by the
Ukraine Related Sanctions Regulations, 31 CFR part 589, that are
ordinarily incident and necessary to the maintenance or wind down of
operations, contracts, or other agreements, including the importation
of goods, services, or technology into the United States, involving
United Company RUSAL PLC or any other entity in which United Company
RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest and that were in effect prior to April 6, 2018, are authorized
through 12:01 a.m. eastern standard time, January 7, 2019.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
(e) Effective November 9, 2018, General License No. 14B, dated
October 12, 2018, is replaced and superseded in its entirety by this
General License No. 14C.
Andrea Gacki
Director
Office of Foreign Assets Control
Dated: November 9, 2018
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine Related Sanctions Regulations 31 CFR Part 589
General License No. 14D
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise prohibited by the
Ukraine Related Sanctions Regulations, 31 CFR part 589, that are
ordinarily incident and necessary to the maintenance or wind down of
operations, contracts, or other agreements, including the importation
of goods, services, or technology into the United States, involving
United Company RUSAL PLC or any other entity in which United Company
RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest and that were in effect prior to April 6, 2018, are authorized
through 12:01 a.m. eastern standard time, January 21, 2019.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
(e) Effective December 7, 2018, General License No. 14C, dated
November 9, 2018, is replaced and superseded in its entirety by this
General License No. 14D.
Andrea Gacki
Director
Office of Foreign Assets Control
Dated: December 7, 2018
OFFICE OF FOREIGN ASSETS CONTROL
Ukraine Related Sanctions Regulations 31 CFR Part 589
General License No. 14E
Authorizing Certain Activities Necessary to Maintenance or Wind Down of
Operations or Existing Contracts With United Company RUSAL PLC
(a) Except as provided in paragraphs (b) and (c) of this general
license, all transactions and activities otherwise
[[Page 37907]]
prohibited by the Ukraine Related Sanctions Regulations, 31 CFR part
589, that are ordinarily incident and necessary to the maintenance or
wind down of operations, contracts, or other agreements, including the
importation of goods, services, or technology into the United States,
involving United Company RUSAL PLC or any other entity in which United
Company RUSAL PLC owns, directly or indirectly, a 50 percent or greater
interest and that were in effect prior to April 6, 2018, are authorized
through 12:01 a.m. eastern standard time, January 28, 2019.
(b) All funds in accounts of blocked persons identified in
paragraph (a) that were blocked as of 12:01 a.m. eastern daylight time,
April 23, 2018 remain blocked, except that such funds may be used for
maintenance or wind-down activities authorized by this general license.
(c) This general license does not authorize:
(1) The divestiture or transfer of debt, equity, or other holdings
in, to, or for the benefit of the blocked persons described above;
(2) Any transactions or dealings otherwise prohibited by any other
part of 31 CFR chapter V, or any transactions or dealings with any
blocked person other than the blocked persons described in paragraph
(a) of this general license; or
(3) The unblocking of any property blocked pursuant to any part of
31 CFR chapter V, except as authorized by paragraphs (a) or (b).
(d) U.S. persons participating in transactions authorized by this
general license are required, within 10 business days after the
expiration date of this general license, to file a comprehensive,
detailed report of each transaction, including the names and addresses
of parties involved, the type and scope of activities conducted, and
the dates on which the activities occurred, with the Office of Foreign
Assets Control, Office of Compliance and Enforcement, U.S. Department
of the Treasury, 1500 Pennsylvania Avenue NW, Freedman's Bank Building,
Washington, DC 20220, or via email to [email protected].
(e) Effective January 16, 2019, General License No. 14D, dated
December 7, 2018, is replaced and superseded in its entirety by this
General License No. 14E.
Andrea Gacki
Director
Office of Foreign Assets Control
Dated: January 16, 2019
Dated: July 14, 2021.
Andrea M. Gacki,
Director, Office of Foreign Assets Control.
[FR Doc. 2021-15280 Filed 7-16-21; 8:45 am]
BILLING CODE 4810-AL-P
