Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

Federal Register, Volume 79 Issue 130 (Tuesday, July 8, 2014)

Federal Register Volume 79, Number 130 (Tuesday, July 8, 2014)

Rules and Regulations

Page 38451

From the Federal Register Online via the Government Printing Office www.gpo.gov

FR Doc No: 2014-15841

Page 38451

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 240 and 249

Release No. 34-71194A; File No. S7-15-11

RIN 3235-AL14

Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; correction.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission published a document in the Federal Register of January 8, 2014 that contained an incorrect instruction. This correction is being published to correct instruction 5.b in that document.

DATES: Effective July 7, 2014.

FOR FURTHER INFORMATION CONTACT: Carrie A. O'Brien, Special Counsel, at (202) 551-5640; Office of Financial Responsibility (Net Capital, Customer Protection, and Books and Records Requirements).

SUPPLEMENTARY INFORMATION:

Sec. 240.15c3-1a Corrected

In the Federal Register of January 8, 2014, in FR Doc. 2013-31426, on page 1549, in the 14th line of the third column, Instruction 5.b. is corrected to read as follows:

0

2. Removing paragraphs (c)(4)(vi)(A) through (c)(4)(vi)(D);

Dated: July 2, 2014.

Lynn M. Powalski,

Deputy Secretary.

FR Doc. 2014-15841 Filed 7-7-14; 8:45 am

BILLING CODE 8011-01-P