Safety Management System for Certificated Airports

Published date24 August 2021
Citation86 FR 47266
Record Number2021-17847
SectionProposed rules
CourtFederal Aviation Administration
Federal Register, Volume 86 Issue 161 (Tuesday, August 24, 2021)
[Federal Register Volume 86, Number 161 (Tuesday, August 24, 2021)]
                [Proposed Rules]
                [Pages 47266-47268]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2021-17847]
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                DEPARTMENT OF TRANSPORTATION
                Federal Aviation Administration
                14 CFR Part 139
                [Docket No.: FAA-2010-0997; Notice No. 16-04]
                RIN 2120-AJ38
                Safety Management System for Certificated Airports
                AGENCY: Federal Aviation Administration (FAA), DOT.
                ACTION: Supplemental notice of proposed rulemaking (SNPRM); reopening
                of comment period.
                -----------------------------------------------------------------------
                SUMMARY: This action reopens the comment period for the Safety
                Management System for Certificated Airports SNPRM published July 14,
                2016. In the SNPRM, the FAA proposed to amend certain requirements
                included in the notice of proposed rulemaking published on October 7,
                2010. Most notably, the FAA revised the proposed applicability of the
                rule so that a Safety Management System (SMS) is only required for a
                certificated airport classified as a small, medium, or large hub
                airport in the National Plan of Integrated Airport Systems; serving
                international air traffic; or having more than 100,000 total annual
                operations. The FAA also proposed changes that would extend the
                implementation period from 18 to 24 months; require submission of an
                implementation plan within 12 months instead of 6 months of the
                effective date of the final rule; modify the training requirements;
                [[Page 47267]]
                ensure consistency among various FAA SMS initiatives, and reduce the
                implementation burden.
                DATES: The comment period for the SNPRM published on July 14, 2016 (81
                FR 45872) closed on September 12, 2016, and is reopened until September
                23, 2021.
                ADDRESSES: You may send comments identified by docket number FAA-2010-
                0997 using any of the following methods:
                 Federal eRulemaking Portal: Go to http://www.regulations.gov and follow the online instructions for sending your
                comments electronically.
                 Mail: Send comments to Docket Operations, M-30; U.S.
                Department of Transportation (DOT), 1200 New Jersey Avenue SE, Room
                W12-140, West Building Ground Floor, Washington, DC 20590-0001.
                 Hand Delivery or Courier: Take comments to Docket
                Operations in Room W12-140 of the West Building Ground Floor at 1200
                New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday
                through Friday, except Federal holidays.
                 Fax: Fax comments to Docket Operations at (202) 493-2251.
                 Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
                from the public to better inform its rulemaking process. DOT posts
                these comments, without edit, including any personal information the
                commenter provides, to www.regulations.gov, as described in the system
                of records notice (DOT/ALL-14 FDMS), which you can review at http://www.dot.gov/privacy.
                 Docket: Background documents or comments received may be read at
                http://www.regulations.gov at any time. Follow the online instructions
                for accessing the docket or go to the Docket Operations in Room W12-140
                of the West Building Ground Floor at 1200 New Jersey Avenue SE,
                Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
                except Federal holidays.
                FOR FURTHER INFORMATION CONTACT: Brent Hart, ARM-200, Office of
                Rulemaking, Federal Aviation Administration, 800 Independence Avenue
                SW, Washington, DC 20591, telephone (202) 267-9677;email
                [email protected].
                SUPPLEMENTARY INFORMATION: See the ``Additional Information'' section
                for information on how to comment on this proposal and how the FAA will
                handle comments received. The ``Additional Information'' section also
                contains related information about the docket, privacy, the handling of
                proprietary or confidential business information. In addition, there is
                information on obtaining copies of related rulemaking documents.
                Background
                 On October 7, 2010, the FAA published in the Federal Register a
                notice of proposed rulemaking (NPRM) titled ``Safety Management System
                for Certificated Airports'' (75 FR 62008). The NPRM proposed to require
                all part 139 certificate holders to establish a Safety Management
                System (SMS) for the entire airfield environment, including movement
                and non-movement areas, to improve safety at airports hosting air
                carrier operations.
                 While reviewing the comments on the NPRM, the FAA reevaluated
                whether requiring an SMS at all part 139 certificated airports was
                appropriate. As part of the re-evaluation, the FAA assessed various
                combinations of criteria that could trigger the requirement to
                implement SMS and to maximize safety benefits in the least burdensome
                manner.
                 On July 14, 2016, the FAA published an SNPRM titled ``Safety
                Management System for Certificated Airports'' (81 FR 45872). The SNPRM
                revised the proposed triggers for implementing SMS and proposed the
                FAA's preferred alternative, which is to require SMS at airports that
                (a) are large, medium, or small hubs; (b) serve international air
                traffic; or (c) have more than 100,000 total annual operations. The FAA
                also revised the proposed implementation schedule to extend the
                implementation period from 18 months to 24 months and require the
                submission of an Implementation Plan within 12 months (instead of 6
                months) from the effective date of the rule. The SNPRM clarified the
                training requirements and revised certain definitions to ensure
                consistency--when deemed appropriate--among various FAA SMS
                initiatives.
                 The SNPRM comment period closed on September 12, 2016. The FAA
                received 38 comments on the SNPRM. Although most commenters were
                certificate holders, some were air carriers, consultants, academia, and
                individuals. Additionally, the following industry associations
                submitted comments: Airlines for America, Airports Council
                International-North America, American Association of Airport
                Executives, Helicopter Association International, and the National
                Business Aviation Association. The comments primarily addressed the
                following areas of the proposal:
                 Applicability;
                 Implementation;
                 Non-movement area;
                 Data protection;
                 Safety reporting and interoperability;
                 Training and orientation;
                 Accountable executive;
                 Definitions; and
                 Miscellaneous topics.
                Reopening of Comment Period
                 As a result of the time that has passed since the close of the
                SNPRM comment period, the FAA has determined that it is appropriate to
                solicit comments on any new information or data that has come to light
                since the close of the comment period. Accordingly, the FAA is
                reopening the comment period for the SNPRM published at 81 FR 45872,
                for 30 days, until September 23, 2021 for the aforementioned limited
                purpose.
                 The most helpful comments provide only data and information that
                was not previously submitted to the rulemaking docket, reference a
                specific portion of the proposal, explain the reason for any
                recommended change, and include supporting data. To ensure the docket
                does not contain duplicate comments, commenters should send only one
                copy of written comments, or if comments are filed electronically,
                commenters should submit only one time.
                Additional Information
                 Except for Confidential Business Information (CBI) as described in
                the following paragraph, and other information as described in 14 CFR
                11.35, the FAA will file in the docket all comments it receives, as
                well as a report summarizing each substantive public contact with FAA
                personnel concerning this proposed rulemaking. Before acting on this
                proposal, the FAA will consider all comments it receives on or before
                the closing date for comments. The FAA will consider comments filed
                after the comment period has closed if it is possible to do so without
                incurring expense or delay. The agency may change this proposal in
                light of the comments it receives.
                 Confidential Business Information (CBI) is commercial or financial
                information that is both customarily and actually treated as private by
                its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552),
                CBI is exempt from public disclosure. If your comments responsive to
                this SNPRM contain commercial or financial information that is
                customarily treated as private, that you actually treat as private, and
                that is relevant or responsive to this SNPRM, it is important that you
                clearly designate the submitted comments as CBI. Please mark each page
                of your submission containing CBI as ``PROPIN.'' The FAA will treat
                such marked submissions as
                [[Page 47268]]
                confidential under the FOIA, and they will not be placed in the public
                docket of this SNPRM. Submissions containing CBI should be sent to
                James Schroeder, Airports Safety & Operations Division, AAS-300, Office
                of Airports, Federal Aviation Administration, 800 Independence Avenue
                SW, Washington, DC 20591-0001; email [email protected]. Any
                commentary that the FAA receives which is not specifically designated
                as CBI will be placed in the public docket for this rulemaking.
                Availability of Rulemaking Documents
                 An electronic copy of rulemaking documents may be obtained from the
                internet by--
                 1. Searching the Federal eRulemaking Portal at www.regulations.gov;
                 2. Visiting the FAA's Regulations and Policies web page at
                www.faa.gov/regulations_policies; or
                 3. Accessing the Government Publishing Office's web page at
                www.GovInfo.gov.
                 Copies may also be obtained by sending a request to the Federal
                Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
                Avenue SW, Washington, DC 20591, or by calling (202) 267-9680.
                Commenters must identify the docket or notice number of this
                rulemaking.
                 All documents the FAA considered in developing this proposed rule,
                including economic analyses and technical reports, may be accessed from
                the internet through the Federal eRulemaking Portal referenced in item
                (1) above.
                 Issued under authority provided by 49 U.S.C. 106(f), 44701(a),
                and 44703 in Washington, DC, on August 13, 2021.
                Timothy R. Adams,
                Acting Executive Director, Office of Rulemaking.
                [FR Doc. 2021-17847 Filed 8-23-21; 8:45 am]
                BILLING CODE 4910-13-P
                

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