Seaway Regulations and Rules: Periodic Update, Various Categories

Published date06 March 2024
Record Number2024-04744
Citation89 FR 15959
CourtGreat Lakes St. Lawrence Seaway Development Corporation
SectionRules and Regulations
Federal Register, Volume 89 Issue 45 (Wednesday, March 6, 2024)
[Federal Register Volume 89, Number 45 (Wednesday, March 6, 2024)]
                [Rules and Regulations]
                [Pages 15959-15962]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2024-04744]
                =======================================================================
                -----------------------------------------------------------------------
                DEPARTMENT OF TRANSPORTATION
                Great Lakes St. Lawrence Seaway Development Corporation
                33 CFR Part 401
                RIN 2135-AA55
                Seaway Regulations and Rules: Periodic Update, Various Categories
                AGENCY: Great Lakes St. Lawrence Seaway Development Corporation, DOT.
                ACTION: Final rule.
                -----------------------------------------------------------------------
                SUMMARY: The Great Lakes St. Lawrence Seaway Development Corporation
                (GLS) and the St. Lawrence Seaway Management Corporation (SLSMC) of
                Canada, under international agreement, jointly publish and presently
                administer the St. Lawrence Seaway Regulations and Rules (Practices and
                Procedures in Canada) in their respective jurisdictions. Under
                agreement with the SLSMC, the GLS is amending the joint regulations by
                updating the regulations and rules in various categories. These changes
                are to clarify existing requirements in the regulations.
                DATES: This rule is effective on March 22, 2024.
                ADDRESSES: Docket: For access to the docket to read background
                documents or comments received, go to https://
                [[Page 15960]]
                www.Regulations.gov; or in person at the Docket Management Facility;
                U.S. Department of Transportation, 1200 New Jersey Avenue SE, West
                Building Ground Floor, Room W12-140, Washington, DC 20590-001, between
                9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                FOR FURTHER INFORMATION CONTACT: Carrie Mann Lavigne, Chief Counsel,
                Great Lakes St. Lawrence Seaway Development Corporation, 180 Andrews
                Street, Massena, New York 13662; (315) 764-3200.
                SUPPLEMENTARY INFORMATION: The Great Lakes St. Lawrence Seaway
                Development Corporation (GLS) and the St. Lawrence Seaway Management
                Corporation (SLSMC) of Canada, under international agreement, jointly
                publish and presently administer the St. Lawrence Seaway Regulations
                and Rules (Practices and Procedures in Canada) in their respective
                jurisdictions. Under agreement with the SLSMC, the GLS is amending the
                joint regulations by updating the Regulations and Rules in various
                categories. The changes update the following sections of the
                Regulations and Rules: Condition of Vessels, Seaway Navigation, Radio
                Communications, and Information and Reports. These changes are to
                clarify existing requirements in the regulations.
                 Regulatory Notices: Privacy Act: Anyone is able to search the
                electronic form of all comments received into any of our dockets by the
                name of the individual submitting the comment (or signing the comment,
                if submitted on behalf of an association, business, labor union, etc.).
                You may review DOT's complete Privacy Act Statement in the Federal
                Register published on April 11, 2000 (Volume 65, Number 70; Pages
                19477-78) or you may visit https://www.Regulations.gov.
                 The joint regulations will become effective in Canada on March 22,
                2024. For consistency, because these are joint regulations under
                international agreement, and to avoid confusion among users of the
                Seaway, the GLS finds that there is good cause to make the U.S. version
                of the amendments effective on the same date.
                Regulatory Evaluation
                 This regulation involves a foreign affairs function of the United
                States and therefore, Executive Order 12866 does not apply and
                evaluation under the Department of Transportation's Regulatory Policies
                and Procedures is not required.
                Regulatory Flexibility Act Determination
                 I certify that this regulation will not have a significant economic
                impact on a substantial number of small entities. The St. Lawrence
                Seaway Regulations and Rules primarily relate to commercial users of
                the Seaway, the vast majority of whom are foreign vessel operators.
                Therefore, any resulting costs will be borne mostly by foreign vessels.
                Environmental Impact
                 This regulation does not require an environmental impact statement
                under the National Environmental Policy Act (49 U.S.C. 4321, et seq.)
                because it is not a major Federal action significantly affecting the
                quality of the human environment.
                Federalism
                 The Corporation has analyzed this rule under the principles and
                criteria in Executive Order 13132, dated August 4, 1999, and has
                determined that this proposal does not have sufficient federalism
                implications to warrant a Federalism Assessment.
                Unfunded Mandates
                 The Corporation has analyzed this rule under Title II of the
                Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48) and
                determined that it does not impose unfunded mandates on State, local,
                and tribal governments and the private sector requiring a written
                statement of economic and regulatory alternatives.
                Paperwork Reduction Act
                 This regulation has been analyzed under the Paperwork Reduction Act
                of 1995 and does not contain new or modified information collection
                requirements subject to the Office of Management and Budget review.
                List of Subjects in 33 CFR Part 401
                 Hazardous materials transportation, Navigation (water), Penalties,
                Radio, Reporting and recordkeeping requirements, Vessels, Waterways.
                 Accordingly, the Great Lakes St. Lawrence Seaway Development
                Corporation is amending 33 CFR part 401 as follows:
                PART 401--SEAWAY REGULATIONS AND RULES
                Subpart A--Regulations
                0
                1. The authority citation for part 401 continues to read as follows:
                 Authority: 33 U.S.C. 983(a) and 984(a)(4), as amended; 49 CFR
                1.101, unless otherwise noted.
                0
                2. Revise Sec. 401.8 to read as follows:
                Sec. 401.8 Landing booms.
                 (a) Vessels of more than 50 m in overall length and a freeboard of
                2m or more shall either be equipped with landing booms or make their
                own provisions for tie-up at the approach walls.
                 (b) For vessels with landing booms:
                 (1) Vessel must be equipped with an adequate landing boom on each
                side;
                 (2) Landing booms must be in compliance with applicable
                regulations;
                 (3) Vessel's crews shall be adequately trained in the use of
                landing booms for the purpose of landing crew ashore.
                 (4) Vessel must have onboard for inspection the following
                documents:
                 (i) A copy of the test certificates for each of the landing booms
                from either a classification society or a third party, dated within 5
                years;
                 (ii) Documents to demonstrate appropriate training;
                 (iii) Documented tests and maintenance records of landing boom
                equipment.
                 (c) At the U.S. Locks, vessels not equipped with or not using
                landing booms may be tied up at the approach walls based on Lock
                personnel availability.
                 (d) At the Canadian Locks, vessels not equipped with or not using
                landing booms should make alternate arrangements for tie-up at approach
                walls prior to commencing transit of the Seaway. Example: ship contract
                in place with a 3rd party service provider where ship is responsible
                for contacting provider.
                 (1) Vessels that do not have a tie-up strategy in place for the
                lock approach walls may be delayed and/or put to anchor until such time
                that the traffic pattern can accommodate their transit.
                 (2) [Reserved]
                0
                3. Amend Sec. 401.9 by adding new paragraphs (a)(1) and (a)(2) to read
                as follows:
                Sec. 401.9 Radio telephone and navigation equipment.
                 (a) * * *
                 (1) All communications shall be on the applicable VHF frequency.
                The use of personal electronic devices for communication between
                vessels or with traffic control should be limited to necessity.
                 (2) Please note that communications into the Traffic Control Center
                may be recorded for quality assurance and training purposes.
                * * * * *
                0
                4. Amend Sec. 401.19 by revising paragraph (a) and paragraph (b)(2) to
                read as follows:
                [[Page 15961]]
                Sec. 401.19 Disposal and Discharge Systems.
                 (a) Every vessel not equipped with containers for ordure shall be
                equipped with a sewage disposal system enabling compliance with the
                Vessel Pollution and Dangerous Chemicals regulations (Canada), the U.S.
                Clean Water Act, and the U.S. Rivers and Harbors Act of 1899, and
                amendments thereto.
                 (b) * * *
                 (2) Retained on board in covered, leak-proof containers, until such
                time as it can be disposed of in accordance with the provisions of the
                Vessel Pollution and Dangerous Chemicals regulations (Canada), the U.S.
                Clean Water Act and the U.S. Rivers and Harbors Act of 1899, and
                amendments thereto.
                * * * * *
                0
                5. Amend Sec. 401.20 by revising paragraph (b)(4) to read as follows:
                Sec. 401.20 Automatic Identification System.
                * * * * *
                 (b) * * *
                 (4) International Maritime Organization (IMO) Guidelines for
                Installation of Shipborne Automatic Identification System (AIS), NAV
                48/18, 6 January 2003, as amended, and, for ocean vessels only, with a
                pilot plug, as specified in Section 3.2 of those Guidelines, installed
                close to the primary conning position in the navigation bridge and a
                power source accessible for the pilot's laptop computer; and
                * * * * *
                0
                6. Amend Sec. 401.29 by revising paragraphs (b) and (c) to read as
                follows:
                Sec. 401.29 Maximum draft.
                * * * * *
                 (b) The draught of a vessel shall meet minimum draft requirements
                as defined at inspection on the Enhanced Ship Inspection form and not,
                in any case, exceed 79.2 dm or the maximum permissible draught
                designated in a Seaway Notice by the Manager and the Corporation for
                the part of the Seaway in which a vessel is passing.
                 (c) Any vessel will be permitted to load at an increased draught of
                not more than 7 cm above the maximum permissible draught in effect as
                prescribed under 401.29(b) if it is equipped with a Draught Information
                System (DIS) and meets the following:
                 (1) An operational Draught Information System (DIS) approved by a
                member of the International Association of Classification Societies
                (IACS) as compliant with the Implementation Specifications found at
                www.greatlakes-seaway.com and having onboard;
                 (i) An operational AIS with accuracy approved by the Seaway; and
                 (ii) Up-to-date electronic charts; and
                 (iii) Up-to-date charts containing high resolution bathymetric
                data; and
                 (iv) Vessels must be equipped with a bow thruster and bow thruster
                must be operational.
                 (2) The DIS Tool Display shall be located as close to the primary
                conning position and be visible and legible.
                 (i) Verification document of the DIS must be kept on board the
                vessel at all times and made available for inspection;
                 (ii) DIS license to use the software must be valid;
                 (iii) A company letter attesting to officer training on use of the
                DIS must be kept on board and made available for inspection;
                 (iv) When transiting Seaway waters with the DIS, a trained officer
                on the use of the DIS must be on the bridge;
                 (v) Any vessel intending to use the DIS for the first time must
                notify the Manager or the Corporation in writing at least 24-hours
                prior to commencement of its initial transit in the System with the DIS
                in order to arrange for appropriate testing for approval to use the
                DIS;
                 (vi) Every navigation season, each vessel intending to use an
                approved DIS to transit the System must submit a completed confirmation
                checklist found at www.greatlakes-seaway.com to the Manager or the
                Corporation prior to its initial transit of the season;
                 (vii) If for any reason the DIS, AIS, or bow thruster becomes
                inoperable, malfunctions or is not used while the vessel is transiting
                at a draught greater than the maximum permissible draught prescribed
                under 401.29(b) in effect at the time, the vessel must notify the
                Manager or the Corporation immediately.
                0
                7. Revise Sec. 401.44 to read as follows:
                Sec. 401.44 Mooring in locks.
                 (a) The primary means of securing vessels in the locks is by way of
                the Hands-Free Mooring (HFM) system. Vessels being moored by HFM must
                have a minimum of one well rested crew member on deck during the
                lockage to assist the Bridge team.
                 (b) Single tugs, tug/barge combinations, and small vessels (less
                than 160m in overall length) that are not eligible to use HFM are to be
                processed without mooring lines at the Canadian Locks with the
                exception of upbound lockages at Locks 4, 5 and 6 in the Welland Canal.
                 (c) Vessels requiring the use of mooring lines shall be processed
                as follows:
                 (1) Mooring lines shall only be placed on mooring posts as directed
                by the officer in charge of the mooring operation.
                 (2) No winch from which a mooring line runs shall be operated until
                the officer in charge of a mooring operation has signaled that the line
                has been placed on a mooring post.
                 (3) Once the mooring lines are on the mooring posts, lines shall be
                kept slack until the ``all clear'' signal is given by the lock
                personnel. When casting off signal is received, mooring lines shall be
                kept slack until the ``all clear'' signal is given by the lock
                personnel.
                 (4) Vessels being moored by ``Hands Free Mooring'' system (HFM) or
                passing through a lock without the use of mooring lines shall have a
                minimum of one well rested crew member on deck during the lockage to
                assist the Bridge team.
                0
                8. Amend Sec. 401.47 by revising paragraph (b) to read as follows:
                Sec. 401.47 Leaving a lock.
                * * * * *
                 (b) No vessel shall proceed out of a lock until the exit gates,
                ship arresters and the bridge, if any, are in a fully open position and
                the lock operator gives the ``all clear'' instruction.
                * * * * *
                0
                9. Amend Sec. 401.57 by adding new paragraph (d) to read as follows:
                Sec. 401.57 Disembarking or Boarding.
                * * * * *
                 (d) Persons intending on disembarking or boarding a vessel shall
                only do so after they have confirmed with the Captain that the vessel
                is fully secured in the lock with Hands-Free Mooring or with mooring
                lines.
                0
                10. Amend Sec. 401.65 by revising paragraph (d) to read as follows:
                Sec. 401.65 Communication--Ports, docks and anchorages.
                * * * * *
                 (d) Every vessel intending to conduct a dive operation and/or
                Remotely Operated Vehicle (ROV) inspection at a dock, wharf or approach
                wall shall provide a 24-hour minimum notice of diving operations to the
                appropriate Seaway Traffic control Centre.
                0
                11. Revise Sec. 401.79 to read as follows:
                Sec. 401.79 Advance notice of arrival, vessels requiring inspection.
                 (a) USCG Advance Notice of Arrival--All foreign flagged ships of
                300 GRT or above intending to transit the Seaway shall submit one
                completed United States Coast Guard (USCG) Electronic Notice of Arrival
                (ENOA) prior to entering at call in point 2 (CIP 2) as follows:
                [[Page 15962]]
                 (1) If your voyage time to CIP 2 is 96 hours or more, you must
                submit an ENOA 96 hours before entering the Seaway at CIP 2.
                 (2) If your voyage time to CIP 2 is less than 96 hours, you must
                submit an ENOA before departure, but at least 24 hours before entering
                the Seaway at CIP 2.
                 (3) If there are changes to the ENOA, submit them as soon as
                practicable but at least 12 hours before entering the Seaway at CIP 2.
                 (4) The NOA must be provided electronically following the USCG
                National Vessel Movement Center's (NVMC) procedures (http://www.nvmc.uscg.gov).
                 (5) To complete the ENOA correctly for Seaway entry, select the
                following:
                 (i) ``CIP 2'' as the Arrival Port,
                 (ii) ``Foreign to Saint Lawrence Seaway'' as the Voyage Type, and
                 (iii) ``Saint Lawrence Seaway Transit'' as the Arrival State, City
                and Receiving Facility.
                 (b) Foreign Vessel Inspection program:
                 (1) Enhanced Ship Inspections (ESI)--physical vessel inspection:
                Foreign flagged vessels are subject to a Seaway inspection once every
                two navigation seasons. Agents must provide an initial notice of
                inspection 120 hours prior to the ship's arrival at CIP2. (to:
                [email protected] and to [email protected]).
                 (2) Subject to satisfactory performance, a Self-Inspection may be
                permitted in the interim season. Vessel to complete a Foreign Self
                Inspection report and submit electronically to [email protected]
                and to [email protected].
                 (3) The ESI or self-inspection is required on the first transit of
                the navigation season.
                 (4) Inland self-inspection: Inland domestic vessels which are
                approved by the Seaway and are ISM certified and have a company quality
                management system, must submit the ``Self-Inspection Report'', every 2
                navigation seasons and not later than 30 days after ``fit out''.
                 (5) Inland domestic vessels not participating in the ``Self-
                Inspection Program'' are subject to Seaway inspection prior to every
                transit of the Seaway.
                 (6) Tug/barge combinations not on the ``Seaway Approved Tow'' list
                are subject to Seaway inspection prior to every transit of the Seaway
                unless provided with a valid Inspection Report for a round trip
                transit.
                 (7) A tall vessel, passenger vessel, or vessel of an unusual design
                is subject to Seaway yearly inspection.
                0
                12. Amend Sec. 401.84 by redesignating paragraphs (d) through (g) as
                paragraphs (e) through (h) and add new paragraph (d) to read as
                follows:
                * * * * *
                 (d) any malfunction on the vessel of equipment and machinery that
                is noted as operational in the current ``Enhanced Ship Inspection'' or
                ``Self Inspection'' of the vessel;
                * * * * *
                 Issued at Washington, DC, under authority delegated at 49 CFR
                part 1.101.
                 Great Lakes St. Lawrence Seaway Development Corporation.
                Carrie Lavigne,
                Chief Counsel.
                [FR Doc. 2024-04744 Filed 3-5-24; 8:45 am]
                BILLING CODE 4910-61-P
                

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT