Railroad Retirement Act: Spouse application for annuity or lump sum filed simultaneously with employee's application for disability annuity,

[Federal Register: November 29, 2001 (Volume 66, Number 230)]

[Proposed Rules]

[Page 59548-59549]

From the Federal Register Online via GPO Access [wais.access.gpo.gov]

[DOCID:fr29no01-9]

RAILROAD RETIREMENT BOARD

20 CFR Part 217

RIN 3220-AB46

Application for Annuity or Lump Sum

AGENCY: Railroad Retirement Board.

ACTION: Proposed rule.

SUMMARY: The Railroad Retirement Board (Board) proposes to amend its regulations to permit a spouse application, when filedsimultaneously with the employee's application for a disability annuity, to be filed more than three months in advance of the earliest annuity beginning date. The proposed changes would bring Secs. 217.9 and 217.30 into agreement with the distinction already found in Sec. 218.7.

DATES: Submit comments on or before January 28, 2002.

ADDRESSES: Address any comments concerning this proposed rule to the Secretary to the Board, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611-2092.

FOR FURTHER INFORMATION CONTACT: Marguerite P. Dadabo, Assistant General Counsel, (312) 751-4945, TTD (312) 751-4701.

SUPPLEMENTARY INFORMATION: Section 217.9 of the regulations of the Board provides for the effective period of application. This proposed rule amends section 217.9(b) to permit a spouse application, when filed simultaneously with the employee's application for a disability annuity, to be filedmore than

[[Page 59549]]

three months in advance of the earliest annuity beginning date. This proposed rule also makes a conforming amendment to Sec. 217.30 concerning the reasons for denial of an application, and provides greater clarity for such denials.

The Board, with the concurrence of the Office of Management and Budget, has determined that this is not a significant regulatory action under Executive Order 12866. Therefore, no regulatory analysis is required. Information collections associated with Sec. 217.9 have been approved by the Office of Management and Budget under control number 3220-0002.

List of Subjects in 20 CFR Part 217

Claims, Railroad retirement, Reporting and record keeping requirements.

For the reasons set out in the preamble, the Railroad Retirement Board proposes to amend title 20, chapter II, part 217 of the Code of Federal Regulations as follows:

PART 217--APPLICATION FOR ANNUITY OR LUMP SUM

  1. The authority citation for part 217 continues to read as follows:

    Authority: 45 U.S.C. 231d and 45 U.S.C. 231f.

  2. Section 217.9 of subpart B, is amended by adding directly after the words ``paragraph (b)(2)'', the words ``and paragraph (b)(3)'', and by adding a new paragraph (b)(3) to read as follows:

    Sec. 217.9 Effective period of application.

    * * * * *

    (b) * * *

    (3) Application for spouse annuity filedsimultaneously with employee disability annuity application. When the qualifying employee's annuity application effective period is determined by the preceding paragraph (b)(2) of this section, a spouse who meets all eligibility requirements may file an annuity application on the same date as the employee claimant. The spouse application will be treated as though it were filedon the later of the actual filing date or the employee's annuity beginning date. * * * * *

  3. Section 217.30 of subpart E is amended by removing paragraph (b), redesignating paragraph (c) as paragraph (b), and by adding a new paragraph (c) to read as follows:

    Sec. 217.30 Reasons for denial of application.

    * * * * *

    (c) The applicant files an application more than three months before the date on which the eligible person's benefit can begin except if the application is for an employee disability annuity or for a spouse annuity filedsimultaneously with the employee's disability annuity application.

    Dated: November 20, 2001.

    By Authority of the Board, For the Board, Beatrice Ezerski, Secretary to the Board.

    [FR Doc. 01-29429Filed11-28-01; 8:45 am]

    BILLING CODE 7905-01-P

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