Swap Execution Facilities and Trade Execution Requirement
| Published date | 12 February 2019 |
| Citation | 84 FR 3350 |
| Record Number | 2019-01668 |
| Section | Proposed rules |
| Court | Commodity Futures Trading Commission |
3350
Federal Register / Vol. 84, No. 29 / Tuesday, February 12, 2019 / Proposed Rules
1
17 CFR 145.9.
2
83 FR 61946 (November 30, 2018).
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Parts 9, 36, 37, 38, 39, and 43
RIN 3038–AE25
Swap Execution Facilities and Trade
Execution Requirement
AGENCY
: Commodity Futures Trading
Commission.
ACTION
: Extension of comment period.
SUMMARY
: The Commodity Futures
Trading Commission (‘‘Commission’’) is
extending the comment period for a
proposed rule regarding swap execution
facilities and the trade execution
requirement (the ‘‘SEF NPRM’’) that
published November 30, 2018 in the
Federal Register.
DATES
: The comment period for the SEF
NPRM is extended until March 15,
2019.
ADDRESSES
: You may submit comments,
identified by ‘‘Swap Execution Facilities
and Trade Execution Requirement’’ and
RIN 3038–AE25, by any of the following
methods:
•The agency’s website: http://
comments.cftc.gov. Follow the
instructions for submitting comments.
•Mail: Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
•Hand Delivery/Courier: Same as
Mail above.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to http://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established under 17
CFR 145.9 of the Commission’s
regulations.
1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all submissions from
www.cftc.gov that it may deem to be
inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
rulemaking will be retained in the
public comment file and will be
considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT
:
Nhan Nguyen, Special Counsel, (202)
418–5932, nnguyen@cftc.gov; Roger
Smith, Special Counsel, (202) 418–5344,
rsmith@cftc.gov; or David Van Wagner,
Chief Counsel, (202) 418–5481,
dvanwagner@cftc.gov, Division of
Market Oversight; Michael Penick,
Senior Economist, (202) 418–5279,
mpenick@cftc.gov, Office of the Chief
Economist, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
SUPPLEMENTARY INFORMATION
: On
November 6, 2018, the Commission
approved for publication in the Federal
Register the SEF NPRM. The SEF NPRM
was published in the Federal Register
on November 30, 2018, with a 75-day
comment period scheduled to close on
February 13, 2019.
2
Based on the broad
range of topics addressed in the SEF
NPRM and the number of questions
posed, the Commission has determined
to extend the comment period.
Accordingly, the comment period for
the SEF NPRM is open through March
15, 2019.
Issued in Washington, DC, on February 5,
2019, by the Commission.
Robert Sidman,
Deputy Secretary of the Commission.
Note: The following appendix will not
appear in the Code of Federal Regulations.
Appendix to Swap Execution Facilities
and Trade Execution Requirement—
Commission Voting Summary
On this matter, Chairman Giancarlo, and
Commissioners Quintenz, Behnam, Stump,
and Berkovitz voted in the affirmative. No
Commissioner voted in the negative.
[FR Doc. 2019–01668 Filed 2–11–19; 8:45 am]
BILLING CODE 6351–01–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Chapter 1
RIN Number 3038–AE79
Post-Trade Name Give-Up on Swap
Execution Facilities
AGENCY
: Commodity Futures Trading
Commission.
ACTION
: Extension of comment period.
SUMMARY
: The Commodity Futures
Trading Commission (‘‘Commission’’) is
extending the comment period for a
request for public comment regarding
the practice of ‘‘post-trade name give-
up’’ on swap execution facilities (the
‘‘Name Give-Up Request for Comment’’)
that published November 30, 2018 in
the Federal Register.
DATES
: The comment period for the
Name Give-Up Request for Comment is
extended until March 15, 2019.
ADDRESSES
: You may submit comments,
identified by ‘‘Post-Trade Name Give-
Up on Swap Execution Facilities’’ and
RIN 3038–AE79, by any of the following
methods:
•The agency’s website: http://
comments.cftc.gov. Follow the
instructions for submitting comments.
•Mail: Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
•Hand Delivery/Courier: Same as
Mail above.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to www.cftc.gov. You
should submit only information that
you wish to make available publicly. If
you wish the Commission to consider
information that you believe is exempt
from disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established under 17
CFR 145.9.
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all submissions from
http://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
rulemaking will be retained in the
public comment file and will be
considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT
:
Aleko Stamoulis, Special Counsel, (202)
418–5714, astamoulis@cftc.gov; or Nhan
Nguyen, Special Counsel, (202) 418–
5932, nnguyen@cftc.gov, Division of
Market Oversight, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street NW,
Washington, DC 20581.
SUPPLEMENTARY INFORMATION
: On
November 6, 2018, the Commodity
Futures Trading Commission
(‘‘Commission’’) approved a request for
public comment regarding the practice
VerDate Sep<11>2014 18:15 Feb 11, 2019 Jkt 247001 PO 00000 Frm 00007 Fmt 4702 Sfmt 4702 E:\FR\FM\12FEP1.SGM 12FEP1
