The Emergency Alert System

Published date09 February 2022
Citation87 FR 7413
Record Number2022-00146
SectionProposed rules
CourtFederal Communications Commission
Federal Register, Volume 87 Issue 27 (Wednesday, February 9, 2022)
[Federal Register Volume 87, Number 27 (Wednesday, February 9, 2022)]
                [Proposed Rules]
                [Pages 7413-7421]
                From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
                [FR Doc No: 2022-00146]
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                FEDERAL COMMUNICATIONS COMMISSION
                47 CFR Part 11
                [PS Docket No. 15-94; FCC 21-125; FR ID 66157]
                The Emergency Alert System
                AGENCY: Federal Communications Commission.
                ACTION: Proposed rule.
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                SUMMARY: In the Notice of Proposed Rulemaking (NPRM), the Federal
                Communications Commission (the FCC or the Commission) proposes action
                to improve the clarity and accessibility of visual Emergency Alert
                System messages to the public, particularly to people who are deaf or
                hard of hearing. In addition, in the included Notice of Inquiry (NOI),
                the Commission launches an examination of broader measures to enhance
                the Emergency Alert System's overall functionality and accessibility.
                DATES: Comments on the NPRM are due on or before March 11, 2022, and
                reply comments are due on or before March 28, 2022. Comments on the NOI
                are due on or before April 11, 2022, and reply comments are due on or
                before May 10, 2022.
                ADDRESSES: You may submit comments, identified by PS Docket No. 15-94,
                by any of the following methods:
                 Electronic Filers: Comments may be filed electronically
                using the internet by accessing the ECFS: https://apps.fcc.gov/ecfs/.
                 Paper Filers: Parties who choose to file by paper must
                file an original and one copy of each filing.
                 Filings can be sent by commercial overnight courier, or by first-
                class or overnight U.S. Postal Service mail. All filings must be
                addressed to the Commission's Secretary, Office of the Secretary,
                Federal Communications Commission.
                 Commercial overnight mail (other than U.S. Postal Service
                Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
                Annapolis Junction, MD 220701.
                U.S. Postal Service first-class, Express, and Priority
                mail must be addressed to 45 L Street NE, Washington, DC 20554.
                 Effective March 19, 2020, and until further notice, the
                Commission no longer accepts any hand or messenger delivered filings.
                This is a temporary measure taken to help protect the health and safety
                of individuals, and to mitigate the transmission of COVID-19. See FCC
                Announces Closure of FCC Headquarters Open Window and Change in Hand-
                Delivery Policy, Public Notice, DA 20-304 (March 19, 2020), https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
                 People with Disabilities: To request materials in accessible
                formats for people with disabilities (Braille, large print, electronic
                files, audio format), send an email to [email protected] or call the
                Consumer & Governmental Affairs Bureau at 202-418-0530 (voice) or 202-
                418-0432 (TTY).
                FOR FURTHER INFORMATION CONTACT: For further information concerning the
                information contained in this document, send an email to David Munson,
                Attorney Advisor, Public Safety and Homeland Security Bureau at 202-
                418-2921 or [email protected], or Christopher Fedeli, Attorney
                Advisor, Public Safety and Homeland Security Bureau at
                [email protected] or call 202-418-1514.
                SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
                of Proposed Rulemaking (NPRM) and Notice of Inquiry (NOI), in PS Docket
                Nos. 15-94, FCC 21-725, adopted on December 14, 2021, and released on
                December 15, 2021. The full text of this document is available at
                https://www.fcc.gov/document/fcc-seeks-improve-accessibility-clarity-emergency-alerts-0.
                Synopsis
                 The nation's Emergency Alert System (EAS) ensures that the public
                is quickly informed about emergency alerts issued by government
                entities and delivered over broadcast, cable, and satellite television
                and radio media. The EAS is comprised of both a legacy broadcast system
                and an internet-based Common Alerting Protocol (CAP) system. The legacy
                EAS distributes alerts over-the-air from one broadcast station antenna
                to another. Alerts can also be sent over the internet in CAP format for
                distribution to stations via the Federal Emergency Management Agency's
                Integrated Public Alert and Warning System.
                 Because legacy EAS alerts only relay audio and not text, the visual
                messages for such alerts contain only basic location and event
                information generated from certain data codes of the alerts, which can
                cause the visual message to lack clarity. The legacy EAS visual message
                also typically contains less information than that included in the
                audio message. CAP EAS alerts, by contrast, can be sent with enhanced
                text, enabling the visual and audio messages transmitted to the public
                to contain more expansive information. The procedures for constructing
                and converting CAP EAS alerts into legacy EAS alerts are set forth in
                the ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0 (May 17, 2010) (``ECIG Implementation Guide''), developed and
                published by the EAS-CAP Industry Group. The limitations on visual
                alert information in legacy EAS alerts may result in different or less
                information displayed visually for those who are unable to access the
                audio portion of an alert.
                 The NPRM seeks to improve the clarity and accessibility of EAS
                visual messages to the public, including persons who are deaf or hard
                of hearing, and others who are unable to access the audio message. In
                the NPRM, the Commission proposes to require use of a predetermined
                script as the visual message for legacy EAS nationwide tests (but not
                for CAP-based nationwide EAS tests, because CAP already provides for
                relaying enhanced text to form the visual message). To improve the
                clarity of visual messages displayed to the public for CAP-based
                nationwide EAS tests, the Commission proposes to revise the terminology
                associated with the codes for nationwide tests.. Although the
                Commission does not propose to apply the script approach to CAP-based
                nationwide EAS test alerts, it does seek comment on whether its
                proposed script approach or its proposed change to the national test
                code terminology would require changes to the ECIG Implementation
                Guide, and if so, what revisions would be required.
                [[Page 7414]]
                 In addition, the Commission proposes to require that stations check
                for and use the available CAP versions of all State and Local Area
                alerts (which includes alerts issued by the National Weather Service)
                instead of the legacy EAS versions, to increase the use of CAP in light
                of CAP's superior visual messaging capabilities. The Commission seeks
                comment on whether implementing this proposal would require changes to
                the ECIG Implementation Guide, and if so, what changes would be
                required.
                 In the companion NOI, the Commission seeks comment on additional
                EAS improvements and redesigns to enable matching visual and audio
                alert content and otherwise improve the clarity and accessibility of
                EAS messages for all persons who might receive them. In the NOI, the
                Commission seeks comment on how the legacy EAS architecture can be
                modified, augmented, or redesigned to enable alert originators to relay
                visual text that matches their audio message in legacy EAS alerts, as
                well as to enable more functionality within the EAS as a whole.
                Initial Regulatory Flexibility Analysis
                 The Regulatory Flexibility Act of 1980, as amended (RFA), requires
                that a regulatory flexibility analysis be prepared for notice and
                comment rulemaking proceedings, unless the agency certifies that ``the
                rule will not, if promulgated, have a significant economic impact on a
                substantial number of small entities.'' As required by the RFA, the
                Commission has prepared this Initial Regulatory Flexibility Analysis
                (IRFA) of the possible significant economic impact on a substantial
                number of small entities by the policies and rules proposed in the
                NPRM. Written public comments are requested on this IRFA. Comments must
                be identified as responses to the IRFA and must be filed by the
                deadlines for comments on the NPRM. The Commission will send a copy of
                the NPRM, including this IRFA, to the Chief Counsel for Advocacy of the
                Small Business Administration (SBA).
                A. Need for, and Objectives of, the Proposed Rules
                 In the NPRM, the Commission seeks comment on proposed changes to
                the Emergency Alert System (EAS) rules associated with visual messages
                constructed from legacy EAS-based alerts and visual messages
                constructed from Common Alerting Protocol (CAP)-formatted alerts.
                Specifically, the Commission seeks comment on proposed rule changes to:
                (i) Replace the EAS National Periodic Test (or ``NPT'') event code
                terminology from ``National Periodic Test'' to ``Nationwide Test of the
                Emergency Alert System''; (ii) require EAS Participants to use the
                following scripted text: ``This is a nationwide test of the Emergency
                Alert System issued by the Federal Emergency Management Agency covering
                the United States from [time] until [time]. This is only a test. No
                action is required by the public.'' as the visual crawl (or block text)
                whenever they receive a legacy EAS alert containing the NPT event code
                and the ``All-U.S.'' geographic location code (instead of generating a
                visual crawl or block text from the header codes); and (iii) require
                EAS Participants to poll the Integrated Public Alert and Warning System
                (IPAWS) CAP EAS server when they receive a state or local legacy EAS-
                based alert to confirm whether there is a CAP version of that alert,
                and if so, use the CAP version instead of the legacy EAS-based version.
                The proposed rule changes are intended to improve the clarity and
                descriptiveness of the visual messages generated for nationwide EAS
                test alerts and State and Local Area alerts issued using the legacy
                EAS; improve the chances that visual messages for State and Local Area
                alerts will contain the same information contained in the audio
                message, so members of the public who are unable to access the audio
                message of the alert are able to receive critical informational
                elements of an EAS test in plain, understandable language; and increase
                the use of CAP alerting which has superior visual messaging
                capabilities relative to legacy EAS.
                B. Legal Basis
                 The proposed action is authorized pursuant to Sections 1, 2, 4(i),
                4(o), 301, 303(r), 303(v), 307, 309, 335, 403, 624(g), 706, and 713 of
                the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i),
                154(o), 301, 303(r), 303(v), 307, 309, 335, 403, 544(g), 606, and 613
                and Section 202 of the Twenty-First Century Communications and Video
                Accessibility Act of 2010, as amended (also codified at 47 U.S.C. 613).
                C. Description and Estimate of the Number of Small Entities To Which
                the Proposed Rules Will Apply
                 The RFA directs agencies to provide a description of and, where
                feasible, an estimate of, the number of small entities that may be
                affected by the proposed rules, if adopted. The RFA generally defines
                the term ``small entity'' as having the same meaning as the terms
                ``small business,'' ``small organization,'' and ``small governmental
                jurisdiction.'' In addition, the term ``small business'' has the same
                meaning as the term ``small business concern'' under the Small Business
                Act. A ``small business concern'' is one which: (1) Is independently
                owned and operated; (2) is not dominant in its field of operation; and
                (3) satisfies any additional criteria established by the SBA.
                 Small Businesses, Small Organizations, and Small Governmental
                Jurisdictions. Our action may, over time, affect small entities that
                are not easily categorized at present. We therefore describe here, at
                the outset, three broad groups of small entities that could be directly
                affected herein. First, while there are industry specific size
                standards for small businesses that are used in the regulatory
                flexibility analysis, according to data from the SBA's Office of
                Advocacy, in general a small business is an independent business having
                fewer than 500 employees. These types of small businesses represent
                99.9% of all businesses in the United States which translates to 30.7
                million businesses.
                 Next, the type of small entity described as a ``small
                organization'' is generally ``any not-for-profit enterprise which is
                independently owned and operated and is not dominant in its field.''
                Internal Revenue Service (IRS) uses a revenue benchmark of $50,000 or
                less to delineate its annual electronic filing requirements for small
                exempt organizations. Nationwide, for tax year 2018, there were
                approximately 571,709 small exempt organizations in the U.S. reporting
                revenues of $50,000 or less according to the registration and tax data
                for exempt organizations available from the IRS.
                 Finally, the small entity described as a ``small governmental
                jurisdiction'' is defined generally as ``governments of cities,
                counties, towns, townships, villages, school districts, or special
                districts, with a population of less than fifty thousand.'' U.S. Census
                Bureau data from the 2017 Census of Governments indicate that there
                were 90,056 local governmental jurisdictions consisting of general
                purpose governments and special purpose governments in the United
                States. Of this number there were 36,931 General purpose governments
                (county, municipal and town or township) with populations of less than
                50,000 and 12,040 special purpose governments--independent school
                districts with enrollment of less than 50,000. Accordingly, based on
                the 2017 U.S. Census of Governments data, we estimate that at least
                48,971 entities fall into the category of ``small governmental
                jurisdictions.''
                [[Page 7415]]
                 Radio Stations. This Economic Census category comprises
                establishments primarily engaged in broadcasting aural programs by
                radio to the public. Programming may originate in their own studio,
                from an affiliated network, or from external sources.'' The SBA has
                established a small business size standard for this category as firms
                having $41.5 million or less in annual receipts. Economic Census data
                for 2012 show that 2,849 radio station firms operated during that year.
                Of that number, 2,806 firms operated with annual receipts of less than
                $25 million per year, 17 with annual receipts between $25 million and
                $49,999,999 million and 26 with annual receipts of $50 million or more.
                Therefore, based on the SBA's size standard the majority of such
                entities are small entities.
                 In addition to the U.S. Census Bureau's data, based on Commission
                data we estimate that there are 4,560 licensed AM radio stations, 6,704
                commercial FM radio stations and 8,339 FM translator and booster
                stations. The Commission has also determined that there are 4,196
                noncommercial educational (NCE) FM radio stations. The Commission
                however does not compile and does not otherwise have access to
                information on the revenue of NCE stations that would permit it to
                determine how many such stations would qualify as small entities under
                the SBA size standard.
                 We also note, that in assessing whether a business entity qualifies
                as small under the above definition, business control affiliations must
                be included. The Commission's estimate therefore likely overstates the
                number of small entities that might be affected by its action, because
                the revenue figure on which it is based does not include or aggregate
                revenues from affiliated companies. In addition, to be determined a
                ``small business,'' an entity may not be dominant in its field of
                operation. We further note, that it is difficult at times to assess
                these criteria in the context of media entities, and the estimate of
                small businesses to which these rules may apply does not exclude any
                radio station from the definition of a small business on these bases,
                thus our estimate of small businesses may therefore be over-inclusive.
                Also, as noted above, an additional element of the definition of
                ``small business'' is that the entity must be independently owned and
                operated. The Commission notes that it is difficult at times to assess
                these criteria in the context of media entities and the estimates of
                small businesses to which they apply may be over-inclusive to this
                extent.
                 FM Translator Stations and Low-Power FM Stations. FM translators
                and Low Power FM Stations are classified in the category of Radio
                Stations and are assigned the same NAICS Code as licensees of radio
                stations. This U.S. industry, Radio Stations, comprises establishments
                primarily engaged in broadcasting aural programs by radio to the
                public. Programming may originate in their own studio, from an
                affiliated network, or from external sources. The SBA has established a
                small business size standard which consists of all radio stations whose
                annual receipts are $38.5 million dollars or less. U.S. Census Bureau
                data for 2012 indicate that 2,849 radio station firms operated during
                that year. Of that number, 2,806 operated with annual receipts of less
                than $25 million per year, 17 with annual receipts between $25 million
                and $49,999,999 million and 26 with annual receipts of $50 million or
                more. Therefore, based on the SBA's size standard we conclude that the
                majority of FM Translator Stations and Low Power FM Stations are small.
                 We note again, however, that in assessing whether a business
                concern qualifies as ``small'' under the above definition, business
                (control) affiliations must be included. Because we do not include or
                aggregate revenues from affiliated companies in determining whether an
                entity meets the applicable revenue threshold, our estimate of the
                number of small radio broadcast stations affected is likely overstated.
                In addition, as noted above, one element of the definition of ``small
                business'' is that an entity would not be dominant in its field of
                operation. We are unable at this time to define or quantify the
                criteria that would establish whether a specific radio broadcast
                station is dominant in its field of operation. Accordingly, our
                estimate of small radio stations potentially affected by the rule
                revisions discussed in the NPRM includes those that could be dominant
                in their field of operation. For this reason, such estimate likely is
                over-inclusive.
                 Television Broadcasting. This Economic Census category ``comprises
                establishments primarily engaged in broadcasting images together with
                sound.'' These establishments operate television broadcast studios and
                facilities for the programming and transmission of programs to the
                public. These establishments also produce or transmit visual
                programming to affiliated broadcast television stations, which in turn
                broadcast the programs to the public on a predetermined schedule.
                Programming may originate in their own studio, from an affiliated
                network, or from external sources. The SBA has created the following
                small business size standard for such businesses: Those having $41.5
                million or less in annual receipts. The 2012 Economic Census reports
                that 751 firms in this category operated in that year. Of that number,
                656 had annual receipts of $25,000,000 or less, and 25 had annual
                receipts between $25,000,000 and $49,999,999. Based on this data we
                therefore estimate that the majority of commercial television
                broadcasters are small entities under the applicable SBA size standard.
                 The Commission has estimated the number of licensed commercial
                television stations to be 1,368. According to Commission staff review
                of the BIA Kelsey Inc. Media Access Pro Television Database (BIA) on
                November 16, 2017, 1,258 stations (or about 91 percent) had revenues of
                $38.5 million or less, and therefore these licensees qualified as small
                entities under the SBA definition. In addition, the Commission has
                estimated the number of licensed noncommercial educational television
                stations to be 390. Notwithstanding, the Commission does not compile
                and otherwise does not have access to information on the revenue of NCE
                stations that would permit it to determine how many such stations would
                qualify as small entities. There are also 2,246 low power television
                stations, including Class A stations (LPTV), and 3,543 TV translator
                stations. Given the nature of these services, we will presume that all
                of these entities qualify as small entities under the above SBA small
                business size standard.
                 We note, however, that in assessing whether a business concern
                qualifies as ``small'' under the above definition, business (control)
                affiliations must be included. Our estimate, therefore, likely
                overstates the number of small entities that might be affected by our
                action, because the revenue figure on which it is based does not
                include or aggregate revenues from affiliated companies. In addition,
                another element of the definition of ``small business'' requires that
                an entity not be dominant in its field of operation. We are unable at
                this time to define or quantify the criteria that would establish
                whether a specific television broadcast station is dominant in its
                field of operation. Accordingly, the estimate of small businesses to
                which rules may apply does not exclude any television station from the
                definition of a small business on this basis and is therefore possibly
                over-inclusive. Also, as noted above, an additional element of the
                definition of ``small business'' is that the entity must be
                independently owned and operated. The Commission notes that it is
                difficult
                [[Page 7416]]
                at times to assess these criteria in the context of media entities and
                its estimates of small businesses to which they apply may be over-
                inclusive to this extent.
                 Cable and Other Subscription Programming. The U.S. Census Bureau
                defines this industry as establishments primarily engaged in operating
                studios and facilities for the broadcasting of programs on a
                subscription or fee basis. The broadcast programming is typically
                narrowcast in nature (e.g., limited format, such as news, sports,
                education, or youth-oriented). These establishments produce programming
                in their own facilities or acquire programming from external sources.
                The programming material is usually delivered to a third party, such as
                cable systems or direct-to-home satellite systems, for transmission to
                viewers. The SBA size standard for this industry establishes as small,
                any company in this category which receives annual receipts of $41.5
                million or less. According to 2012 U.S. Census Bureau data, 367 firms
                operated for the entire year. Of that number, 319 operated with annual
                receipts of less than $25 million a year and 48 firms operated with
                annual receipts of $25 million or more. Based on this data, the
                Commission estimates that the majority of firms operating in this
                industry are small.
                 Cable System Operators (Rate Regulation Standard). The Commission
                has developed its own small business size standards for the purpose of
                cable rate regulation. Under the Commission's rules, a ``small cable
                company'' is one serving 400,000 or fewer subscribers nationwide.
                Industry data indicate that there are 4,600 active cable systems in the
                United States. Of this total, all but five cable operators nationwide
                are small under the 400,000-subscriber size standard. In addition,
                under the Commission's rate regulation rules, a ``small system'' is a
                cable system serving 15,000 or fewer subscribers. Commission records
                show 4,600 cable systems nationwide. Of this total, 3,900 cable systems
                have fewer than 15,000 subscribers, and 700 systems have 15,000 or more
                subscribers, based on the same records. Thus, under this standard as
                well, we estimate that most cable systems are small entities.
                 Cable System Operators (Telecom Act Standard). The Communications
                Act of 1934, as amended, also contains a size standard for small cable
                system operators, which is ``a cable operator that, directly or through
                an affiliate, serves in the aggregate fewer than one percent of all
                subscribers in the United States and is not affiliated with any entity
                or entities whose gross annual revenues in the aggregate exceed
                $250,000,000.'' As of 2019, there were approximately 48,646,056 basic
                cable video subscribers in the United States. Accordingly, an operator
                serving fewer than 486,460 subscribers shall be deemed a small operator
                if its annual revenues, when combined with the total annual revenues of
                all its affiliates, do not exceed $250 million in the aggregate. Based
                on available data, we find that all but nine incumbent cable operators
                are small entities under this size standard. We note that the
                Commission neither requests nor collects information on whether cable
                system operators are affiliated with entities whose gross annual
                revenues exceed $250 million. Although it seems certain that some of
                these cable system operators are affiliated with entities whose gross
                annual revenues exceed $250 million, we are unable at this time to
                estimate with greater precision the number of cable system operators
                that would qualify as small cable operators under the definition in the
                Communications Act.
                 Satellite Telecommunications. This category comprises firms
                ``primarily engaged in providing telecommunications services to other
                establishments in the telecommunications and broadcasting industries by
                forwarding and receiving communications signals via a system of
                satellites or reselling satellite telecommunications.'' Satellite
                telecommunications service providers include satellite and earth
                station operators. The category has a small business size standard of
                $35 million or less in average annual receipts, under SBA rules. For
                this category, U.S. Census Bureau data for 2012 show that there was a
                total of 333 firms that operated for the entire year. Of this total,
                299 firms had annual receipts of less than $25 million. Consequently,
                we estimate that the majority of satellite telecommunications providers
                are small entities.
                 All Other Telecommunications. The ``All Other Telecommunications''
                category is comprised of establishments that are primarily engaged in
                providing specialized telecommunications services, such as satellite
                tracking, communications telemetry, and radar station operation. This
                industry also includes establishments primarily engaged in providing
                satellite terminal stations and associated facilities connected with
                one or more terrestrial systems and capable of transmitting
                telecommunications to, and receiving telecommunications from, satellite
                systems. Establishments providing internet services or voice over
                internet protocol (VoIP) services via client-supplied
                telecommunications connections are also included in this industry. The
                SBA has developed a small business size standard for ``All Other
                Telecommunications,'' which consists of all such firms with gross
                annual receipts of $32.5 million or less. For this category, U.S.
                Census data for 2012 show that there were 1,442 firms that operated for
                the entire year. Of these firms, a total of 1,400 had gross annual
                receipts of less than $25 million. Thus, the Commission estimates that
                the majority of ``All Other Telecommunications'' firms potentially
                affected by our action can be considered small.
                 Broadband Radio Service and Educational Broadband Service.
                Broadband Radio Service systems, previously referred to as Multipoint
                Distribution Service (MDS) and Multichannel Multipoint Distribution
                Service (MMDS) systems, and ``wireless cable,'' transmit video
                programming to subscribers and provide two-way high speed data
                operations using the microwave frequencies of the Broadband Radio
                Service (BRS) and Educational Broadband Service (EBS) (previously
                referred to as the Instructional Television Fixed Service (ITFS)).
                 BRS--In connection with the 1996 BRS auction, the Commission
                established a small business size standard as an entity that had annual
                average gross revenues of no more than $40 million in the previous
                three calendar years. The BRS auctions resulted in 67 successful
                bidders obtaining licensing opportunities for 493 Basic Trading Areas
                (BTAs). Of the 67 auction winners, 61 met the definition of a small
                business. BRS also includes licensees of stations authorized prior to
                the auction. At this time, we estimate that of the 61 small business
                BRS auction winners, 48 remain small business licensees. In addition to
                the 48 small businesses that hold BTA authorizations, there are
                approximately 86 incumbent BRS licensees that are considered small
                entities (18 incumbent BRS licensees do not meet the small business
                size standard). After adding the number of small business auction
                licensees to the number of incumbent licensees not already counted,
                there are currently approximately 133 BRS licensees that are defined as
                small businesses under either the SBA or the Commission's rules.
                 In 2009, the Commission conducted Auction 86, the sale of 78
                licenses in the BRS areas. The Commission offered three levels of
                bidding credits: (i) A bidder with attributed average annual
                [[Page 7417]]
                gross revenues that exceed $15 million and do not exceed $40 million
                for the preceding three years (small business) received a 15 percent
                discount on its winning bid; (ii) a bidder with attributed average
                annual gross revenues that exceed $3 million and do not exceed $15
                million for the preceding three years (very small business) received a
                25 percent discount on its winning bid; and (iii) a bidder with
                attributed average annual gross revenues that do not exceed $3 million
                for the preceding three years (entrepreneur) received a 35 percent
                discount on its winning bid. Auction 86 concluded in 2009 with the sale
                of 61 licenses. Of the ten winning bidders, two bidders that claimed
                small business status won 4 licenses; one bidder that claimed very
                small business status won three licenses; and two bidders that claimed
                entrepreneur status won six licenses.
                 EBS--Educational Broadband Service has been included within the
                broad economic census category and SBA size standard for Wired
                Telecommunications Carriers since 2007. Wired Telecommunications
                Carriers are comprised of establishments primarily engaged in operating
                and/or providing access to transmission facilities and infrastructure
                that they own and/or lease for the transmission of voice, data, text,
                sound, and video using wired telecommunications networks. Transmission
                facilities may be based on a single technology or a combination of
                technologies.'' The SBA's small business size standard for this
                category is all such firms having 1,500 or fewer employees. U.S. Census
                Bureau data for 2012 show that there were 3,117 firms that operated
                that year. Of this total, 3,083 operated with fewer than 1,000
                employees. Thus, under this size standard, the majority of firms in
                this industry can be considered small. In addition to U.S. Census
                Bureau data, March 2019 there are 1,300 licensees holding over 2,190
                active EBS licenses. The Commission estimates that of these 2,190
                licenses, the majority are held by non-profit educational institutions
                and school districts, which are by statute defined as small businesses.
                 Direct Broadcast Satellite (``DBS'') Service. DBS service is a
                nationally distributed subscription service that delivers video and
                audio programming via satellite to a small parabolic ``dish'' antenna
                at the subscriber's location. DBS is included in the category of
                ``Wired Telecommunications Carriers.'' The Wired Telecommunications
                Carriers industry comprises establishments primarily engaged in
                operating and/or providing access to transmission facilities and
                infrastructure that they own and/or lease for the transmission of
                voice, data, text, sound, and video using wired telecommunications
                networks. Transmission facilities may be based on a single technology
                or combination of technologies. Establishments in this industry use the
                wired telecommunications network facilities that they operate to
                provide a variety of services, such as wired telephony services,
                including VoIP services, wired (cable) audio and video programming
                distribution; and wired broadband internet services. By exception,
                establishments providing satellite television distribution services
                using facilities and infrastructure that they operate are included in
                this industry. The SBA size standard considers a wireline business is
                small if it has fewer than 1,500 employees. U.S. Census Bureau data for
                2012 indicates that 3,117 wireline companies were operational during
                that year. Of that number, 3,083 operated with fewer than 1,000
                employees. Based on that data, we conclude that the majority of
                wireline firms are small under the applicable SBA standard. Currently,
                however, only two entities provide DBS service, which requires a great
                deal of capital for operation: DIRECTV (owned by AT&T) and DISH
                Network. DIRECTV and DISH Network each report annual revenues that are
                in excess of the threshold for a small business. Accordingly, we must
                conclude that internally developed FCC data are persuasive that, in
                general, DBS service is provided only by large firms.
                 Wireless Telecommunications Carriers (except Satellite). This
                industry comprises establishments engaged in operating and maintaining
                switching and transmission facilities to provide communications via the
                airwaves. Establishments in this industry have spectrum licenses and
                provide services using that spectrum, such as cellular services, paging
                services, wireless internet access, and wireless video services. The
                appropriate size standard under SBA rules is that such a business is
                small if it has 1,500 or fewer employees. For this industry, U.S.
                Census Bureau data for 2012 show that there were 967 firms that
                operated for the entire year. Of this total, 955 firms had employment
                of 999 or fewer employees, and 12 firms had employment of 1,000
                employees or more. Thus under this category and the associated size
                standard, the Commission estimates that the majority of wireless
                telecommunications carriers (except satellite) are small entities.
                 Wireless Communications Services. This service can be used for
                fixed, mobile, radiolocation, and digital audio broadcasting satellite
                uses. The Commission defined ``small business'' for the wireless
                communications services (WCS) auction as an entity with average gross
                revenues of $40 million for each of the three preceding years, and a
                ``very small business'' as an entity with average gross revenues of $15
                million for each of the three preceding years. The SBA has approved
                these small business size standards. In the Commission's auction for
                geographic area licenses in the WCS there were seven winning bidders
                that qualified as ``very small business'' entities, and one that
                qualified as a ``small business'' entity.
                 Radio and Television Broadcasting and Wireless Communications
                Equipment Manufacturing. This industry comprises establishments
                primarily engaged in manufacturing radio and television broadcast and
                wireless communications equipment. Examples of products made by these
                establishments are: Transmitting and receiving antennas, cable
                television equipment, GPS equipment, pagers, cellular phones, mobile
                communications equipment, and radio and television studio and
                broadcasting equipment. The SBA has established a small business size
                standard for this industry of 1,250 employees or less. U.S. Census
                Bureau data for 2012 shows that 841 establishments operated in this
                industry in that year. Of that number, 828 establishments operated with
                fewer than 1,000 employees, 7 establishments operated with between
                1,000 and 2,499 employees, and 6 establishments operated with 2,500 or
                more employees. Based on this data, we conclude that a majority of
                manufacturers in this industry are small.
                D. Description of Projected Reporting, Recordkeeping, and Other
                Compliance Requirements for Small Entities
                 The proposed changes for which comment is sought in the NPRM, if
                adopted, would impose new or modified reporting, recordkeeping or other
                compliance obligations on certain small, as well as other, entities
                required to distribute EAS alerts to the public (i.e., ``EAS
                Participants''), and that manufacture EAS equipment. At this time the
                Commission is not currently in a position to determine whether, if
                adopted, the proposed changes will require small entities to hire
                attorneys, engineers, consultants, or other professionals to comply and
                cannot quantify the cost of compliance with the potential rule changes
                and compliance obligations raised for comment in the NPRM. In our
                request for comments on the proposals, we have requested
                [[Page 7418]]
                information on the cost of implementing the proposed changes as well as
                potential alternatives to the proposals, particularly less costly
                alternatives that should be considered.
                 The Commission's proposal to replace the EAS event code terminology
                for the NPT event code from ``National Periodic Test'' to ``Nationwide
                Test of the Emergency Alert System,'' to require using prepared script
                for the visual message for the legacy-based nationwide EAS test alert,
                and to require EAS Participants, when they receive a state or local
                legacy EAS alert, to poll the IPAWS CAP EAS server to confirm whether
                there is a CAP version of that alert and use that CAP version will
                likely require EAS equipment manufacturers to develop software updates
                to implement such changes in deployed EAS equipment and EAS equipment
                in production. EAS Participants would also be required to acquire and
                install such software updates in their EAS devices. Any EAS device
                models currently in deployment incapable of being updated to reflect
                these proposed changes likely would have to be replaced. Updating or
                replacing deployed devices to reflect these proposed changes would be
                at the expense of EAS Participants.
                 To help the Commission more fully evaluate the cost of compliance
                if we were to adopt the proposed changes, in the NPRM we request
                comments on the cost implications to implement these proposals and ask
                whether there are more efficient and less burdensome alternatives that
                might achieve the same results, including alternatives specific to
                smaller entities. We expect the information we receive in comments
                including cost and benefit analyses, to help the Commission identify
                and evaluate relevant matters for small entities, including compliance
                costs and other burdens that may result if the proposed recommendations
                in the NPRM were adopted.
                E. Steps Taken To Minimize the Significant Economic Impact on Small
                Entities, and Significant Alternatives Considered
                 The RFA requires an agency to describe any significant,
                specifically small business alternatives that it has considered in
                reaching its proposed approach, which may include the following four
                alternatives (among others): ``(1) the establishment of differing
                compliance or reporting requirements or timetables that take into
                account the resources available to small entities; (2) the
                clarification, consolidation, or simplification of compliance or
                reporting requirements under the rule for such small entities; (3) the
                use of performance, rather than design, standards; and (4) and
                exemption from coverage of the rule, or any part thereof, for such
                small entities.''
                 In the NPRM, the Commission raised for consideration the
                alternatives discussed below, which could minimize any significant
                economic impact on small entities, if the EAS proposed rules changes
                are adopted. The proposed nationwide test event code change is limited
                in scope and only changes the terminology/text seen by the public. The
                proposal does not change the system event code for the nationwide EAS
                tests. The system event code will remain ``NPT,'' which the Commission
                believes should minimize the installation burdens borne by EAS
                Participants. Similarly, the proposed use of scripted text requirement
                is also limited in scope. Rather than proposing this requirement for
                both for legacy-based EAS alerts and CAP alerts, we have only proposed
                the requirement for legacy-based EAS alerts. The Commission recognizes
                that implementation of the proposed changes associated with the
                nationwide EAS test alert will require small entities and other EAS
                Participants to make changes to EAS enabled devices and take additional
                steps to effectuate. With this in mind, we inquire about the
                implications for EAS and other equipment, for other EAS and related
                Commission rules, and for technical and operation plans and protocols
                relating to implementation of the proposed changes to EAS alerts and
                seek comment on these matters. In addition, we seek information on the
                costs that would be incurred and by whom, in implementing the proposed
                changes, on what, if any ancillary costs would be associated with
                modifying equipment, and whether the costs of implementing the proposal
                be would be outweighed by any benefit of making the visual alert crawl
                more informative to hearing impaired individuals.
                 Having data on the various issues the Commission has raised and
                requested comment on in the NPRM relating to the technical feasibility,
                costs, benefits and the potential impact of implementing the proposed
                EAS rule changes, including alternatives specific to smaller entities,
                will assist with the Commission's evaluation of the economic impact on
                small entities, and help to determine if the proposed rule changes are
                adopted, how to minimize any significant economic for small entities
                and identify any potential alternatives not already considered. The
                Commission expects to more fully consider the economic impact and
                alternatives for small entities following the review of comments and
                reply comments filed in response to the NPRM. Moreover, the
                Commission's evaluation of the comments will shape the final
                alternatives it considers, the final conclusions it reaches, and the
                actions it ultimately takes in this proceeding to minimize any
                significant economic impact that may occur on small entities, if any of
                the proposed rule changes are adopted.
                F. Federal Rules That May Duplicate, Overlap, or Conflict With the
                Proposed Rules
                 None.
                Initial Paperwork Reduction Act of 1995 Analysis
                 The NPRM may contain potential new or revised information
                collection requirements. Therefore, we seek comment on potential new or
                revised information collections subject to the Paperwork Reduction Act
                of 1995. If the Commission adopts any new or revised information
                collection requirements, the Commission will publish a notice in the
                Federal Register inviting the general public and the Office of
                Management and Budget to comment on the information collection
                requirements, as required by the Paperwork Reduction Act of 1995,
                Public Law 104-13. In addition, pursuant to the Small Business
                Paperwork Relief Act of 2002, Public Law 107-198, see 44 U.S.C.
                3506(c)(4), we seek specific comment on how we might further reduce the
                information collection burden for small business concerns with fewer
                than 25 employees.
                Comments and Reply Comments
                 Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
                47 CFR 1.415, 1.419, interested parties may file comments and reply
                comments on or before the dates indicated in the DATES section above.
                Comments may be filed using the Commission's Electronic Comment Filing
                System (ECFS). See Electronic Filing of Documents in Rulemaking
                Proceedings, 63 FR 24121 (1998), https://transition.fcc.gov/Bureaus/OGC/Orders/1998/fcc98056.pdf.
                Ex Parte Rules
                 The NPRM portion of this proceeding shall be treated as ``permit-
                but-disclose'' proceedings in accordance with the Commission's ex parte
                rules. Persons making ex parte presentations must file a copy of any
                written presentation or a memorandum summarizing any oral presentation
                within two business days after the presentation (unless a different
                [[Page 7419]]
                deadline applicable to the Sunshine period applies). Persons making
                oral ex parte presentations are reminded that memoranda summarizing the
                presentation must: (1) List all persons attending or otherwise
                participating in the meeting at which the ex parte presentation was
                made; and (2) summarize all data presented and arguments made during
                the presentation. If the presentation consisted in whole or in part of
                the presentation of data or arguments already reflected in the
                presenter's written comments, memoranda, or other filings in the
                proceeding, the presenter may provide citations to such data or
                arguments in his or her prior comments, memoranda, or other filings
                (specifying the relevant page and/or paragraph numbers where such data
                or arguments can be found) in lieu of summarizing them in the
                memorandum. Documents shown or given to Commission staff during ex
                parte meetings are deemed to be written ex parte presentations and must
                be filed consistent with rule 1.1206(b). In proceedings governed by
                rule 1.49(f) or for which the Commission has made available a method of
                electronic filing, written ex parte presentations and memoranda
                summarizing oral ex parte presentations, and all attachments thereto,
                must be filed through the electronic comment filing system available
                for that proceeding, and must be filed in their native format (e.g.,
                .doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
                should familiarize themselves with the Commission's ex parte rules. The
                NOI portion of this proceeding is exempt from the ex parte rules. See,
                e.g., 47 CFR 1204(b)(1).
                Incorporation by Reference
                 The material referenced in the regulatory text was approved for
                incorporation by reference on April 23, 2012, and the NPRM seeks
                comment on whether changes to those stamdards might be necessary in
                light of changes proposed.
                Ordering Clauses
                 Accordingly, it is ordered, pursuant to sections 1, 2, 4(i), 4(o),
                301, 303(r), 303(v), 307, 309, 335, 403, 624(g), 706, and 713 of the
                Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i),
                154(o), 301, 303(r), 303(v), 307, 309, 335, 403, 544(g), 606, and 613
                and Section 202 of the Twenty-First Century Communications and Video
                Accessibility Act of 2010, as amended (also codified at 47 U.S.C. 613),
                that this Notice of Proposed Rulemaking and Notice of Inquiry in PS
                Docket Nos. 15-94 are hereby adopted and are effective upon publication
                in the Federal Register.
                 It is further ordered that the Commission's Consumer and
                Governmental Affairs Bureau, Reference Information Center, shall send a
                copy of this Notice of Proposed Rulemaking, including the Initial
                Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of
                the Small Business Administration.
                List of Subjects in 47 CFR Part 11
                 Incorporation by reference, Radio, Television.
                Federal Communications Commission.
                Katura Jackson,
                Federal Register Liaison Officer, Office of the Secretary.
                Proposed Rules
                 For the reasons discussed in the preamble, the Federal
                Communications Commission proposes to amend 47 CFR part 11 as follows:
                PART 11--EMERGENCY ALERT SYSTEM (EAS)
                0
                1. The authority citation for part 11 is revised to read as follows:
                 Authority: 47 U.S.C. 151, 152, 154(i), 154(o), 301, 303(r),
                303(v), 307, 309, 335, 403, 544(g), 606, and 613, and Pub. L. 116-
                283, 134 Stat. 3388, Sec. 9201.
                0
                2. Amend Sec. 11.31 by revising paragraph (e) to read as follows:
                Sec. 11.31 EAS protocol.
                * * * * *
                 (e) The following Event (EEE) codes are presently authorized:
                 Table 2 to Paragraph (e)
                ------------------------------------------------------------------------
                 Nature of activation Event codes
                ------------------------------------------------------------------------
                National Codes (Required):
                Emergency Action Notification (National EAN.
                 only).
                National Information Center............... NIC
                Nationwide Test of the Emergency Alert NPT.
                 System.
                Required Monthly Test..................... RMT.
                Required Weekly Test...................... RWT.
                State and Local Codes (Optional):
                Administrative Message.................... ADR.
                Avalanche Warning......................... AVW.
                Avalanche Watch........................... AVA.
                Blizzard Warning.......................... BZW.
                Blue Alert................................ BLU.
                Child Abduction Emergency................. CAE.
                Civil Danger Warning...................... CDW.
                Civil Emergency Message................... CEM.
                Coastal Flood Warning..................... CFW.
                Coastal Flood Watch....................... CFA.
                Dust Storm Warning........................ DSW.
                Earthquake Warning........................ EQW.
                Evacuation Immediate...................... EVI.
                Extreme Wind Warning...................... EWW.
                Fire Warning.............................. FRW.
                Flash Flood Warning....................... FFW.
                Flash Flood Watch......................... FFA.
                Flash Flood Statement..................... FFS.
                Flood Warning............................. FLW.
                Flood Watch............................... FLA.
                Flood Statement........................... FLS.
                Hazardous Materials Warning............... HMW.
                High Wind Warning......................... HWW.
                High Wind Watch........................... HWA.
                Hurricane Warning......................... HUW.
                Hurricane Watch........................... HUA.
                Hurricane Statement....................... HLS.
                Law Enforcement Warning................... LEW.
                Local Area Emergency...................... LAE.
                Network Message Notification.............. NMN.
                911 Telephone Outage Emergency............ TOE.
                Nuclear Power Plant Warning............... NUW.
                Practice/Demo Warning..................... DMO.
                Radiological Hazard Warning............... RHW.
                Severe Thunderstorm Warning............... SVR.
                Severe Thunderstorm Watch................. SVA.
                Severe Weather Statement.................. SVS.
                Shelter in Place Warning.................. SPW
                Special Marine Warning.................... SMW.
                Special Weather Statement................. SPS.
                Storm Surge Watch......................... SSA.
                Storm Surge Warning....................... SSW.
                Tornado Warning........................... TOR.
                Tornado Watch............................. TOA.
                Tropical Storm Warning.................... TRW.
                Tropical Storm Watch...................... TRA.
                Tsunami Warning........................... TSW.
                Tsunami Watch............................. TSA.
                Volcano Warning........................... VOW.
                Winter Storm Warning...................... WSW.
                Winter Storm Watch........................ WSA.
                ------------------------------------------------------------------------
                * * * * *
                0
                3. Amend Sec. 11.51 by revising paragraphs (d), (g)(3), (h)(3),
                (j)(2), (m) introductory text, and (m)(2) to read as follows:
                [[Page 7420]]
                Sec. 11.51 EAS code and Attention Signal Transmission requirements.
                * * * * *
                 (d)(1) Analog and digital television broadcast stations shall
                transmit a visual message containing the Originator, Event, Location
                and the valid time period of an EAS message, except that for national
                test alerts (EAS messages using the NPT Event code) received in the EAS
                Protocol format (as opposed to the Common Alerting Protocol (CAP)
                format), with the ``All U.S.'' location code specified at Sec.
                11.31(f), the required visual message shall state the following: ``This
                is a nationwide test of the Emergency Alert System issued by the
                Federal Emergency Management Agency covering the United States from
                [time] until [time]. This is only a test. No action is required by the
                public.''
                 Note 1 to paragraph (d)(1): The ``from [time] until [time]''
                portion of the message shall be determined from the alert's release
                date/time (JJJHHMM) and valid time period (+TTTT) header codes
                specified at Sec. 11.31(c).
                 (2) Visual messages derived from CAP-formatted EAS messages shall
                contain the Originator, Event, Location and the valid time period of
                the message and shall be constructed in accordance with Sec. 3.6 of
                the ``ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0'' (May 17, 2010).
                * * * * *
                 (g) * * *
                 (3)(i) Shall transmit a visual EAS message on at least one channel.
                The visual message shall contain the Originator, Event, Location, and
                the valid time period of the EAS message, except that for national test
                alerts (EAS messages using the NPT Event code) received in the EAS
                Protocol format (as opposed to the CAP format), with the ``All U.S.''
                location code specified at Sec. 11.31(f), the required visual message
                shall state the following: ``This is a nationwide test of the Emergency
                Alert System issued by the Federal Emergency Management Agency covering
                the United States from [time] until [time]. This is only a test. No
                action is required by the public.''
                 Note: 2 to paragraph (g)(3)(i): The ``from [time] until [time]''
                portion of the message shall be determined from the alert's release
                date/time (JJJHHMM) and valid time period (+TTTT) header codes
                specified at Sec. 11.31(c).
                 (ii) Visual messages derived from CAP-formatted EAS messages shall
                contain the Originator, Event, Location and the valid time period of
                the message and shall be constructed in accordance with section 3.6 of
                the ``ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0'' (May 17, 2010).
                * * * * *
                 (h) * * *
                 (3)(i) Shall transmit the EAS visual message on all downstream
                channels. The visual message shall contain the Originator, Event,
                Location, and the valid time period of the EAS message, except that for
                national test alerts (EAS messages using the NPT Event code) received
                in the EAS Protocol format (as opposed to the CAP format), with the
                ``All U.S.'' location code specified at Sec. 11.31(f), the required
                visual message shall state the following: ``This is a nationwide test
                of the Emergency Alert System issued by the Federal Emergency
                Management Agency covering the United States from [time] until [time].
                This is only a test. No action is required by the public.''
                 Note 3 to paragraph (h)(3)(i): The ``from [time] until [time]''
                portion of the message shall be determined from the alert's release
                date/time (JJJHHMM) and valid time period (+TTTT) header codes
                specified at Sec. 11.31(c).
                 (ii) Visual messages derived from CAP-formatted EAS messages shall
                contain the Originator, Event, Location and the valid time period of
                the message and shall be constructed in accordance with Sec. 3.6 of
                the ``ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0'' (May 17, 2010).
                * * * * *
                 (j) * * *
                 (2)(i) The visual message shall contain the Originator, Event,
                Location, and the valid time period of the EAS message, except that for
                national test alerts (EAS messages using the NPT Event code) received
                in the EAS Protocol format (as opposed to the CAP format), with the
                ``All U.S.'' location code specified at Sec. 11.31(f), the required
                visual message shall state the following: ``This is a nationwide test
                of the Emergency Alert System issued by the Federal Emergency
                Management Agency covering the United States from [time] until [time].
                This is only a test. No action is required by the public.''
                 Note 4 to paragraph (j)(2)(i): The ``from [time] until [time]''
                portion of the message shall be determined from the alert's release
                date/time (JJJHHMM) and valid time period (+TTTT) header codes
                specified at Sec. 11.31(c).
                 (ii) Visual messages derived from CAP-formatted EAS messages shall
                contain the Originator, Event, Location and the valid time period of
                the message and shall be constructed in accordance with Sec. 3.6 of
                the ``ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0'' (May 17, 2010).
                * * * * *
                 (m) EAS Participants are required to transmit all received EAS
                messages in which the header code contains the Event codes for
                Emergency Action Notification (EAN), Nationwide Test of the Emergency
                Alert System (NPT), and Required Monthly Test (RMT), and when the
                accompanying location codes include their State or State/county. These
                EAS messages shall be retransmitted unchanged except for the LLLLLLLL-
                code which identifies the EAS Participant retransmitting the message.
                See Sec. 11.31(c). If an EAS source originates an EAS message with the
                Event codes in this paragraph, it must include the location codes for
                the State and counties in its service area (except for national event
                codes using the ``All U.S.'' location code, which includes all States
                and counties). When transmitting the required weekly test, EAS
                Participants shall use the event code RWT. The location codes are the
                State and county for the broadcast station city of license or system
                community or city. Other location codes may be included upon approval
                of station or system management. EAS messages may be transmitted
                automatically or manually.
                * * * * *
                 (2) Manual interrupt of programming and transmission of EAS
                messages may be used. EAS messages with the EAN Event code, or the NPT
                Event code in the case of a national test of the EAS, must be
                transmitted immediately; Monthly EAS test messages must be transmitted
                within 60 minutes. All actions must be logged and include the minimum
                information required for EAS video messages.
                * * * * *
                0
                4. Amend Sec. 11.52 by revising paragraph (d)(2), adding paragraph
                (d)(5), and revising paragraphs (e) introductory text and (e)(2) to
                read as follows:
                Sec. 11.52 EAS code and Attention Signal Monitoring requirements.
                * * * * *
                 (d) * * *
                 (2) With respect to monitoring EAS messages formatted in accordance
                with the specifications set forth in Sec. 11.56(a)(2), EAS
                Participants' EAS equipment must interface with the Federal Emergency
                Management Agency's Integrated Public Alert and Warning System (IPAWS)
                EAS Atom Feed to enable the distribution of Common Alert Protocol
                (CAP)-formatted
                [[Page 7421]]
                alert messages from the IPAWS system to EAS Participants' EAS
                equipment.
                * * * * *
                 (5) Immediately upon receipt of a State or Local EAS message that
                has been formatted in the EAS Protocol, EAS Participants must poll the
                IPAWS EAS Atom Feed to determine whether a CAP-formatted version of
                that received EAS Protocol-formatted alert is available, and if a CAP
                version of the alert is available, acquire and process that CAP version
                instead of the EAS Protocol-formatted version, as specified in Sec.
                11.55(c).
                * * * * *
                 (e) EAS Participants are required to interrupt normal programming
                either automatically or manually when they receive an EAS message in
                which the header code contains the Event codes for Emergency Action
                Notification (EAN), Nationwide Test of the Emergency Alert System
                (NPT), or the Required Monthly Test (RMT) for their State or State/
                county location.
                * * * * *
                 (2) Manual interrupt of programming and transmission of EAS
                messages may be used. EAS messages with the EAN Event code, or the NPT
                Event code in the case of a national test of the EAS, must be
                transmitted immediately; Monthly EAS test messages must be transmitted
                within 60 minutes. All actions must be logged and recorded as specified
                in Sec. Sec. 11.35(a) and 11.54(a)(3). Decoders must be programmed for
                the EAN, NPT, RMT and RWT Event header codes with the appropriate
                accompanying location codes.
                0
                5. Amend Sec. 11.55 by revising paragraph (c) introductory text to
                read as follows:
                Sec. 11.55 EAS operation during a State or Local Area emergency.
                * * * * *
                 (c) Immediately upon receipt of a State or Local Area EAS message
                that has been formatted in the EAS Protocol, EAS Participants must poll
                the Federal Emergency Management Agency's Integrated Public Alert and
                Warning System (IPAWS) EAS Atom Feed to determine whether a Common
                Alerting Protocol (CAP)-formatted version of that received EAS
                Protocol-formatted alert is available, and if a CAP version of the
                alert is available, acquire and process that CAP version instead of the
                EAS Protocol-formatted version. Following this step, whether processing
                the alert formatted in the EAS Protocol or CAP, EAS Participants
                participating in the State or Local Area EAS must do the following:
                * * * * *
                0
                6. Amend Sec. 11.61 by revising paragraph (a)(3)(i) to read as
                follows:
                Sec. 11.61 Tests of EAS procedures.
                * * * * *
                 (a) * * *
                 (3) * * *
                 (i)(A) All EAS Participants shall participate in national tests as
                scheduled by the Commission in consultation with the Federal Emergency
                Management Agency (FEMA). Such tests will use the NPT event code and
                may be initiated in the EAS Protocol format and/or the Common Alerting
                Protocol (CAP) format. If an EAS Participant receives a national test
                alert (an EAS message using the NPT Event code) in the EAS Protocol
                format (as opposed to the CAP format), with the ``All U.S.'' location
                code specified at Sec. 11.31(f), and is required to transmit a visual
                message, such visual message shall state the following: ``This is a
                nationwide test of the Emergency Alert System issued by the Federal
                Emergency Management Agency covering the United States from [time]
                until [time]. This is only a test. No action is required by the
                public.''
                 Note 1 to paragraph (a)(3)(i)(A): The ``from [time] until
                [time]'' portion of the message shall be determined from the alert's
                release date/time (JJJHHMM) and valid time period (+TTTT) header
                codes specified at Sec. 11.31(c).
                 (B) Visual messages derived from CAP-formatted national test alerts
                shall contain the Originator, Event, Location and the valid time period
                of the message and shall be constructed in accordance with Sec. 3.6 of
                the ``ECIG Recommendations for a CAP EAS Implementation Guide, Version
                1.0'' (May 17, 2010).
                * * * * *
                [FR Doc. 2022-00146 Filed 2-8-22; 8:45 am]
                BILLING CODE 6712-01-P
                

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