Weatherization Assistance Program for Low-Income Persons

Federal Register: December 29, 2008 (Volume 73, Number 249)

Proposed Rules

Page 79414-79420

From the Federal Register Online via GPO Access [wais.access.gpo.gov]

DOCID:fr29de08-22

Proposed Rules

Federal Register

This section of the FEDERAL REGISTER contains notices to the public of the proposed issuance of rules and regulations. The purpose of these notices is to give interested persons an opportunity to participate in the rule making prior to the adoption of the final rules.

Page 79414

DEPARTMENT OF ENERGY 10 CFR Part 440

Docket No. EEWAP1201

RIN 1904-AB84

Weatherization Assistance Program for Low-Income Persons

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of

Energy.

ACTION: Notice of proposed rulemaking.

SUMMARY: The U.S. Department of Energy (DOE) is proposing to expand the definition of ``State'' under the Weatherization Assistance Program for

Low-Income Persons (Weatherization Assistance Program) and to amend the financial assistance allocation procedure to reflect the expanded definition. The Energy Independence and Security Act of 2007 amended the Weatherization Assistance Program definition of ``State'' to include the Commonwealth of Puerto Rico and the other territories and possessions of the United States. Consistent with the statutory amendment, DOE is proposing to amend the regulatory definition of

``State,'' and to amend the allocation procedure relied on to calculate the amount of financial assistance received by each State so as to include American Samoa, Guam, Commonwealth of the Northern Mariana

Islands, Commonwealth of Puerto Rico, and the Virgin Islands.

DATES: Public comments on this proposed rule and the proposed information collection request will be accepted until February 27, 2009. DOE will hold a public meeting on Tuesday, January 27, 2009, from 9 a.m. to 12 p.m., in Conference Room 5E-081, at 1000 Independence

Avenue, SW., Washington, DC. DOE must receive requests to speak at the public meeting before 4 p.m., Monday, January 26, 2009. DOE must receive a signed original and an electronic copy of statements to be given at the public meeting before 4 p.m., Thursday, January 22, 2009.

ADDRESSES: You may submit comments identified by the RIN number specified in the heading of this notice of proposed rulemaking (NOPR), by any of the following methods:

Federal eRulemaking Portal: http://www.regulations.gov.

Follow the instructions for submitting comments.

E-mail: jean.diggs@ee.doe.gov. Include the RIN number in the subject line of the message.

Postal Mail: Jean Diggs, U.S. Department of Energy,

Weatherization Assistance Program, Mailstop EE-2K, 1000 Independence

Avenue, SW., Washington, DC 20585-0121, Telephone: (202) 586-8506.

Hand Delivery/Courier: Jean Diggs, U.S. Department of

Energy, Weatherization Assistance Program, Room 6070, 1000 Independence

Avenue, SW., Washington, DC 20585-0121.

Instructions: All submissions must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking.

FOR FURTHER INFORMATION CONTACT: Jean Diggs, U.S. Department of Energy,

Office of Energy Efficiency and Renewable Energy, Weatherization

Assistance Program, EE-2K, Room 6070, 1000 Independence Avenue, SW.,

Washington, DC 20585-0121, (202) 586-8506, e-mail: jean.diggs@ee.doe.gov, or Chris Calamita, U.S. Department of Energy,

Office of the General Counsel, Forrestal Building, GC-72, 1000

Independence Avenue, SW., Washington, DC 20585, (202) 586-9507, e-mail:

Christopher.Calamita@hq.doe.gov.

SUPPLEMENTARY INFORMATION:

  1. Introduction

  2. Definition of ``State''

  3. Allocation of Funds

  4. Effective Date

  5. Regulatory Analysis

  6. Congressional Notification

  7. Approval of the Office of the Secretary

  8. Introduction

    Sections 411-418 of the Energy Conservation and Production Act established the Weatherization Assistance Program for Low-Income

    Persons (Weatherization Program). (42 U.S.C. 6861 et seq.) The

    Weatherization Program reduces energy costs for low-income households by increasing the energy efficiency of their homes, while promoting their health and safety. The Weatherization Program provides energy- efficiency services to more than 100,000 homes every year. These services reduce average annual energy costs by $413 per household.

    Under the Weatherization Program, services are prioritized to the elderly, people with disabilities, and families with children. These low-income households are often on fixed incomes or rely on income assistance programs and are most vulnerable to volatile changes in energy markets. High energy users or households with a high energy burden may also receive priority.

    DOE works in partnership with State- and local-level agencies to implement the Weatherization Program. DOE's Project Management Center awards grants to State-level agencies, which then contract with local agencies. Weatherization programs operate in all 50 States, the

    District of Columbia, and among Native American tribes. Approximately 900 local agencies deliver weatherization services to eligible residents in every county in the nation. Since the inception of the

    Program in 1976, over 5.7 million households have received weatherization services. The Weatherization Program returns $1.65 in energy-related benefits for every $1 invested.

  9. Definition of ``State''

    DOE allocates financial assistance for weatherization to States and

    Indian tribes. (10 CFR 440.10 and 440.11) Under the current regulatory definition ``State'' is defined as ``each of the States and the

    District of Columbia.'' 10 CFR 440.3 section 411(c) of the Energy

    Independence and Security Act of 2007 amended section 412 of the Energy

    Conservation and Production Act to include under the definition of

    ``State,'' the Commonwealth of Puerto Rico, and any other territory or possession of the United States. (42 U.S.C. 6862(8)) DOE is proposing to amend the regulatory definition of ``State'' under the

    Weatherization Program consistent with the statutory definition. The proposed definition of ``State'' would include American Samoa, Guam,

    Commonwealth of the Northern Mariana Islands, Commonwealth of Puerto

    Rico, and the Virgin Islands (hereafter

    Page 79415

    collectively referred to as the U.S. territories).

    The amended statutory definition of ``State'' includes territories or possessions of the United States generally, which would indicate that the territories of Palmyra Atoll and Wake Atoll would also be included. However, the territories of Palmyra Atoll and Wake Atoll do not have significant permanent populations to warrant inclusion in the

    Weatherization Program. Palmyra Atoll is a national Wildlife Refuge and access to Wake Atoll is restricted. (See, http://www.doi.gov/oia/

    Firstpginfo/islandfactsheet.htm, last visited September 30, 2008.) The purpose of the Weatherization Program is to provide grants ``for the purpose of providing financial assistance with regard to projects designed to provide for the weatherization of dwelling units, particularly those where elderly or handicapped low-income persons reside, occupied by low-income families.'' (42 U.S.C.6863(a)) Further

    DOE must ``allocate financial assistance to each State on the basis of the relative need for weatherization assistance among low-income persons throughout the states.'' (42 U.S.C. 6864) The absence of permanent populations on Palmyra Atoll and Wake Atoll would make the inclusion of these Atolls superfluous. As such DOE is not proposing to include the territories of Palmyra Atoll and Wake Atoll in the regulatory definition of State for the purpose of the Weatherization

    Assistance Program.

  10. Allocation of Funds

    Each year Congress appropriates funds to implement the

    Weatherization Assistance Program. A portion of the appropriated funds is used for training and technical assistance. The remaining funds, comprising the majority of the appropriated funds, are distributed to the States as program funds based on a two-part allocation.

    From the total appropriation, DOE reserves funds for national training and technical assistance (T&TA) activities that benefit all

    States. In addition, DOE specifically allocates funding to States for

    T&TA activities at both the State and local levels. The total funds for national, State, and local T&TA cannot exceed 10 percent of the

    Congressional appropriation (42 U.S.C. 6865(a)(1)). The remaining funds comprise the State program allocations.

    If the State program allocations in a fiscal year (FY) are at or above the amount allocated to States in FY 1994 under Public Law 103- 332 (September 30, 1994), (i.e., the funds made available to the

    Weatherization Assistance Program minus funds for T&TA, which equaled

    $209,724,761) the State program allocations are distributed according to a two-part allocation procedure. Should total funds for State program allocation fall below $209,724,761, the allocations to States are reduced proportionally. See 10 CFR 440.10(c).

    The two-part allocation is comprised of a base allocation plus a formula allocation. See 10 CFR 440.10(b). The base allocation for each

    State is fixed, but differs for each State and was derived from each

    State's allocation under the appropriations for FY 1993.\1\ The base allocation was developed to minimize fluctuations in funds received by

    States between fiscal years resulting from changes in the total amount of appropriated funds received for the Weatherization Assistance

    Program. The base allocation was established in response to concern that substantial fluctuation between annual funds could disrupt a

    State's program. The current sum of the base allocations for all States totals $171,858,000. See 10 CFR 440.10(b)(1).

    \1\ Calculation of each State's share of the funds was based on a formula different from that in the current regulations. See, 60 FR 4480, 4482; January 23, 1995.

    Under the two-part allocation, funds in excess of the total base allocation are allocated among States according to the formula allocation set forth in 10 CFR 440.10(b)(3). A State's formula allocation is based on three factors for each State. Factor 1, Low-

    Income Population, represents the share of the nation's low-income households in each State expressed as a percentage of all U.S. low- income households. Factor 2, Climatic Conditions, is obtained from the heating and cooling degrees for each State, treating the energy needed for heating and cooling proportionately. Factor 3, Residential Energy

    Expenditures by Low-Income Households in each State, is an approximation of the financial burden that energy use places on low- income households. The approximation is necessary because State- specific data on residential energy expenditures by low-income households is generally lacking.

    The Department is proposing to revise how funds are allocated under the Weatherization Assistance Program so as to include the U.S. territories. The Department is proposing revisions based on a method for determining the base and formula allocation for the U.S. territories that is consistent with how the current allocation method for States was developed. As indicated above, the current process was based on the allocation in FY 1994. A complete discussion of the development of the current allocation method is provided at 60 FR 4480.

    Essentially, the Department is following the development process used in 1995 to establish the existing allocation method (i.e., basing the allocation formula on FY 1994 allocation) under the assumption that at that time the U.S. territories were included in the Weatherization

    Assistance Program. DOE recognizes that the data used to calculate a

    State's share of the funds under the 1995 rulemaking are not available for the U.S. territories. Therefore, DOE is proposing to use Hawaii's information for the U.S. territories. Similar to Hawaii, the U.S. territories are in hot climates with virtually no heating load, are all islands, and share a common main fuel type used in low-income households, electricity.

    1. Allocation Threshold

      As discussed in the previous paragraphs, the allocation of funding under the Weatherization Assistance Program is dependent first upon whether the total funds available for allocation to the States are at or above the level made available under Public Law 103-322, i.e.,

      $209,724,761. In order to make the regulations clearer, the Department is proposing to replace the references in 10 CFR part 440 to the

      ``total program allocations under Public Law No. 103-322'' with the actual dollar value. This proposal would not impact the allocation process, and is intended solely for the purpose of making the current regulation easier to read and understand.

    2. Amending the Base Allocation

      To reflect the addition of the territories of the United States to the Weatherization Assistance Program, DOE is proposing to revise the base allocation to include the newly added jurisdictions. DOE is proposing to recalculate the base allocation using the amount of funding in the FY 1993 appropriations with the assumption that the U.S. territories had weatherization programs at that time. As discussed previously, DOE is proposing to rely on Hawaii's base allocation

      ($120,000) as the base allocation for the U.S. territories. The proposed revision would not reduce the base allocation amount for any

      State, but instead would increase the total base allocation value so as to include the U.S. territories.

      Under this approach, the revised base allocation in 10 CFR 440.10(b) would be as follows:

      Page 79416

      State

      Base allocation

      Alabama..............................................

      $1,636,000

      Alaska...............................................

      1,425,000

      Arizona..............................................

      760,000

      Arkansas.............................................

      1,417,000

      California...........................................

      4,404,000

      Colorado.............................................

      4,574,000

      Connecticut..........................................

      1,887,000

      Delaware.............................................

      409,000

      District of Columbia.................................

      487,000

      Florida..............................................

      761,000

      Georgia..............................................

      1,844,000

      Hawaii...............................................

      120,000

      Idaho................................................

      1,618,000

      Illinois.............................................

      10,717,000

      Indiana..............................................

      5,156,000

      Iowa.................................................

      4,032,000

      Kansas...............................................

      1,925,000

      Kentucky.............................................

      3,615,000

      Louisiana............................................

      912,000

      Maine................................................

      2,493,000

      Maryland.............................................

      1,963,000

      Massachusetts........................................

      5,111,000

      Michigan.............................................

      12,346,000

      Minnesota............................................

      8,342,000

      Mississippi..........................................

      1,094,000

      Missouri.............................................

      4,615,000

      Montana..............................................

      2,123,000

      Nebraska.............................................

      2,013,000

      Nevada...............................................

      586,000

      New Hampshire........................................

      1,193,000

      New Jersey...........................................

      3,775,000

      New Mexico...........................................

      1,519,000

      New York.............................................

      15,302,000

      North Carolina.......................................

      2,853,000

      North Dakota.........................................

      2,105,000

      Ohio.................................................

      10,665,000

      Oklahoma.............................................

      1,846,000

      Oregon...............................................

      2,320,000

      Pennsylvania.........................................

      11,457,000

      Rhode Island.........................................

      878,000

      South Carolina.......................................

      1,130,000

      South Dakota.........................................

      1,561,000

      Tennessee............................................

      3,218,000

      Texas................................................

      2,999,000

      Utah.................................................

      1,692,000

      Vermont..............................................

      1,014,000

      Virginia.............................................

      2,970,000

      Washington...........................................

      3,775,000

      West Virginia........................................

      2,573,000

      Wisconsin............................................

      7,061,000

      Wyoming..............................................

      67,000

      American Samoa.......................................

      120,000

      Guam.................................................

      120,000

      Puerto Rico..........................................

      120,000

      Northern Mariana Islands.............................

      120,000

      Virgin Islands.......................................

      120,000

      Total............................................

      171,858,000

      DOE requests comment on the appropriateness of this approach. If a commenter suggests that funds not be allotted to the U.S. territories under the base allocation, DOE specifically requests reasons for this position.

    3. Formula Allocation

      In addition to a base allocation, DOE is proposing to allocate weatherization funds to the U.S. territories through the formula allocation. Essentially, the weatherization funds would be based on the

      U.S. territories' (1) number of low-income households (10 CFR 440.10(b)(3)(i)), (2) number of ``heating degree'' and ``cooling degree'' days (10 CFR 440.10(b)(3)(ii) and (iii)), and (3) average residential household energy expenditures (10 CFR 440.10(b)(3)(v)). DOE recognizes that data for the third factor of the formula allocation, i.e., average residential household energy expenditures, are not available for the U.S. territories. In the absence of this data, DOE is proposing to again rely on comparable data from a comparable State, i.e., Hawaii. This approach would not require revisions to the regulatory text for the formula allocation.

      DOE requests comment on the proposed approach taken in applying the formula allocation to the U.S. territories.

      Page 79417

    4. Practical Implications of the Proposed Revisions

      To demonstrate the implications of today's proposed rule, the following table provides the allocation of funding to the States in FY 2008 under the current regulations, and for comparison, provides the allocation of funding in FY 2008 were today's proposal in effect.

      Table 1--Estimated State Allocations Under Proposed Approach

      FY 2008 total

      FY 2008 total

      allocation (under

      State

      allocation ($) proposed approach)

      ($)

      Alabama.........................

      2,396,413

      2,369,282

      Alaska..........................

      1,672,643

      1,667,526

      Arizona.........................

      1,352,772

      1,328,435

      Arkansas........................

      2,061,017

      2,039,278

      California......................

      6,265,676

      6,205,804

      Colorado........................

      5,454,329

      5,431,980

      Connecticut.....................

      2,495,304

      2,479,459

      Delaware........................

      572,412

      568,910

      District of Columbia............

      646,384

      643,058

      Florida.........................

      1,948,403

      1,880,791

      Georgia.........................

      2,914,609

      2,875,908

      Hawaii..........................

      203,581

      201,446

      Idaho...........................

      1,964,431

      1,956,311

      Illinois........................

      13,784,473

      13,695,484

      Indiana.........................

      6,520,687

      6,481,878

      Iowa............................

      4,966,077

      4,940,585

      Kansas..........................

      2,518,837

      2,501,273

      Kentucky........................

      4,498,867

      4,472,826

      Louisiana.......................

      1,723,424

      1,687,948

      Maine...........................

      3,053,961

      3,040,267

      Maryland........................

      2,640,259

      2,620,848

      Massachusetts...................

      6,517,890

      6,480,033

      Michigan........................

      15,118,849

      15,042,578

      Minnesota.......................

      9,809,089

      9,770,586

      Mississippi.....................

      1,640,948

      1,620,925

      Missouri........................

      5,975,410

      5,934,156

      Montana.........................

      2,507,786

      2,498,874

      Nebraska........................

      2,482,462

      2,470,109

      Nevada..........................

      831,718

      825,116

      New Hampshire...................

      1,501,762

      1,494,753

      New Jersey......................

      5,078,993

      5,041,792

      New Mexico......................

      1,900,941

      1,890,993

      New York........................

      20,075,816

      19,939,418

      North Carolina..................

      4,139,225

      4,096,592

      North Dakota....................

      2,485,405

      2,476,499

      Ohio............................

      13,676,435

      13,590,214

      Oklahoma........................

      2,579,529

      2,554,620

      Oregon..........................

      2,808,354

      2,796,527

      Pennsylvania....................

      14,638,184

      14,547,920

      Rhode Island....................

      1,150,982

      1,144,728

      South Carolina..................

      1,767,384

      1,744,810

      South Dakota....................

      1,907,964

      1,899,574

      Tennessee.......................

      4,162,066

      4,132,707

      Texas...........................

      5,549,413

      5,435,085

      Utah............................

      2,067,579

      2,058,365

      Vermont.........................

      1,272,118

      1,266,503

      Virginia........................

      3,997,991

      3,967,181

      Washington......................

      4,519,063

      4,500,475

      West Virginia...................

      3,196,901

      3,180,129

      Wisconsin.......................

      8,528,669

      8,489,599

      Wyoming.........................

      1,169,217

      1,165,147

      American Samoa..................

      0

      182,775

      Guam............................

      0

      188,072

      Puerto Rico.....................

      0

      820,775

      Northern Mariana Islands........

      0

      183,777

      Virgin Islands..................

      0

      191,998

      Headquarters T&TA...............

      4,508,595

      4,508,595

      Total.......................

      227,221,297

      227,221,297

      Navajo Grant:...............

      321,735

      318,447

      Inter-Tribal Council of

      88,741

      87,145

      America Grant:.............

      Northern Arapahoe Grant:....

      99,863

      99,516

      Arizona (adjusted)..........

      1,128,755

      1,108,447

      Page 79418

      New Mexico (adjusted).......

      1,714,483

      1,705,389

      Wyoming (adjusted)..........

      1,069,354

      1,065,631

  11. Effective Date

    DOE is proposing that the amended allocation procedure for the

    Weatherization Assistance Program will be in effect for the 2009 program year.

  12. Regulatory Analysis

    1. Review Under Executive Order 12866

      Today's notice of public rulemaking is not a significant regulatory action under section 3(f)(1) of Executive Order 12866, ``Regulatory

      Planning and Review'' (58 FR 51735; October 4, 1993). Accordingly, today's action was not subject to review by the Office of Information and Regulatory Affairs (OIRA) in the Office of Management and Budget

      (OMB).

    2. Review Under the Regulatory Flexibility Act

      The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires the preparation of an initial regulatory flexibility analysis for any rule that by law must be proposed for public comment, unless the agency certifies that the rule, if promulgated, will not have a significant economic impact on a substantial number of small entities. As required by Executive Order 13272, ``Proper Consideration of Small Entities in

      Agency Rulemaking,'' (67 FR 53461; August 16, 2002), DOE published procedures and policies on February 19, 2003, to ensure that the potential impacts of its rules on small entities are properly considered during the rulemaking process (68 FR 7990). DOE has made its procedures and policies available on the Office of General Counsel's

      Web site: http://www.gc.doe.gov.

      DOE has reviewed today's proposed rule for the Weatherization

      Assistance Program under the provisions of the Regulatory Flexibility

      Act. Today's proposed rule would incorporate statutory changes made to the Weatherization Assistance Program. The proposed amendments include the U.S. territories in the Weatherization Assistance Program to the same extent as States are currently included. This rule, if promulgated as a final rule, would directly affect States and individual recipients of assistance. It would not have an economic impact on small entities.

      On this basis, DOE certifies that if the proposed rule were finalized that it would not have a significant economic impact on a substantial number of small entities. Accordingly, DOE has not prepared a regulatory flexibility analysis for this rulemaking.

    3. Review Under the Paperwork Reduction Act of 1995

      In compliance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), this notice announces that the Department has submitted a proposed revision of the currently approved collection of information request (ICR) to the Office of Management and Budget (OMB):

      Weatherization Assistance Program, OMB Control No. 1910-517. If made final, today's proposed rule would add a total of 5 additional respondents (American Samoa, Guam, Commonwealth of the Northern Mariana

      Islands, Commonwealth of Puerto Rico, and the Virgin Islands). (1) OMB

      No. 1910-5127; (2) Information Collection Request Title: Weatherization

      Assistance Program; (3) Purpose: The Weatherization Assistance Program provides grants to States, the District of Columbia and Native American

      Tribes annually; (4) Estimated Number of Respondents: 57 (Fifty Seven)

      States and territories; (5) Estimated Total Burden Hours: 3 hours per respondent; (6) Number of Collections: The information collection request contains 3 information and/or recordkeeping requirements.

      Comments on the revision of the collection of information may be sent to OMB addressed to: Department of Energy Desk Officer, Office of

      Information and Regulatory Affairs, OMB, 725 17th Street, NW.,

      Washington, DC 20503. Persons submitting comments to OMB also are requested to send a copy to the DOE contact person at the address given in the ADDRESSES section of this notice. OMB is particularly interested in comments on: (1) The necessity of the proposed collection of information; (2) the accuracy of DOE's estimate of the burden; (3) ways to enhance the quality, utility, and clarity of the information to be maintained; and (4) ways to minimize the burden on the requirements of the respondents.

    4. Review Under the National Environmental Policy Act of 1969

      DOE has tentatively determined that this proposed rule is covered under the Categorical Exclusion found in DOE's National Environmental

      Policy Act regulations at paragraph A.6. of Appendix A to subpart D, 10

      CFR part 1021. That Categorical Exclusion applies to rulemakings that are strictly procedural, such as rulemaking establishing the administration of grants. The proposed rule in today's document would establish the procedure for allocating funds under the Weatherization

      Assistance Program so as to cover, in addition to the States and the

      District of Columbia, the U.S. territories. The proposed regulations would not have any independent environmental impact. Accordingly, DOE has not prepared an environmental assessment or an environmental impact statement.

    5. Review Under Executive Order 13132, ``Federalism''

      Executive Order 13132, 64 FR 43255 (August 4, 1999), imposes certain requirements on agencies formulating and implementing policies or regulations that pre-empt State law or that have federalism implications. Agencies are required to examine the constitutional and statutory authority supporting any action that would limit the policymaking discretion of the States and carefully assess the necessity for such actions. DOE has examined this proposed rule and has determined that it would not pre-empt State law and would not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. No further action is required by Executive Order 13132.

    6. Review Under Executive Order 12988

      With respect to the review of existing regulations and the promulgation of

      Page 79419

      new regulations, section 3(a) of Executive Order 12988, Civil Justice

      Reform, 61 FR 4729 (February 7, 1996), imposes on Executive agencies the general duty to adhere to the following requirements: (1) Eliminate drafting errors and ambiguity; (2) write regulations to minimize litigation; and (3) provide a clear legal standard for affected conduct rather than a general standard and promote simplification and burden reduction. The review required by sections 3(a) and 3(b) of Executive

      Order 12988 specifically requires that Executive agencies make every reasonable effort to ensure that the regulation: (1) Clearly specifies the pre-emptive effect, if any; (2) clearly specifies any effect on existing Federal law or regulation; (3) provides a clear legal standard for affected conduct while promoting simplification and burden reduction; (4) specifies the retroactive effect, if any; (5) adequately defines key terms; and (6) addresses other important issues affecting clarity and general draftsmanship under any guidelines issued by the

      Attorney General. Section 3(c) of Executive Order 12988 requires

      Executive agencies to review regulations in light of applicable standards in sections 3(a) and 3(b) to determine whether they are met or it is unreasonable to meet one or more of them.

      DOE has completed the required review and determined that, to the extent permitted by law, if finalized, this proposed rule would meet the relevant standards of Executive Order 12988.

    7. Review Under the Unfunded Mandates Reform Act of 1995

      The Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) generally requires Federal agencies to examine closely the impacts of regulatory actions on State, local, and tribal governments. Subsection 101(5) of

      Title I of that law defines a Federal intergovernmental mandate to include any regulation that would impose upon State, local, or tribal governments an enforceable duty, except a condition of Federal assistance or a duty arising from participating in a voluntary Federal program. Title II of that law requires each Federal agency to assess the effects of Federal regulatory actions on State, local, and tribal governments, in the aggregate, or to the private sector, other than to the extent such actions merely incorporate requirements specifically set forth in a statute. Section 202 of that title requires a Federal agency to perform a detailed assessment of the anticipated costs and benefits of any rule that includes a Federal mandate which may result in costs to State, local, or tribal governments, or to the private sector, of $100 million or more. Section 204 of that title requires each agency that proposes a rule containing a significant Federal intergovernmental mandate to develop an effective process for obtaining meaningful and timely input from elected officers of State, local, and tribal governments.

      If made final, this proposed rule would not impose a Federal mandate on State, local or tribal governments, and it will not result in the expenditure by State, local, and tribal governments in the aggregate, or by the private sector, of $100 million or more in any one year. Accordingly, no assessment or analysis is required under the

      Unfunded Mandates Reform Act of 1995.

    8. Review Under the Treasury and General Government Appropriations Act of 1999

      Section 654 of the Treasury and General Government Appropriations

      Act of 1999 (Pub. L. 105-277) requires Federal agencies to issue a

      Family Policymaking Assessment for any rule that may affect family well-being. This notice of proposed rulemaking would not have any impact on the autonomy or integrity of the family as an institution.

      Accordingly, DOE has concluded that it is not necessary to prepare a

      Family Policymaking Assessment.

  13. Review Under the Treasury and General Government Appropriations Act of 2001

    Section 515 of the Treasury and General Government Appropriations

    Act, 2001 (44 U.S.C. 3516, note) provides for agencies to review most disseminations of information to the public under guidelines established by each agency pursuant to general guidelines issued by

    OMB. OMB's guidelines were published at 67 FR 8452 (February 22, 2002), and DOE's guidelines were published at 67 FR 62446 (October 7, 2002).

    DOE has reviewed today's notice of proposed rulemaking under the OMB and DOE guidelines and has concluded that it is consistent with applicable policies in those guidelines.

    1. Review Under Executive Order 13211

      Executive Order 13211, ``Actions Concerning Regulations That

      Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355

      (May 22, 2001), requires Federal agencies to prepare and submit to the

      OMB a Statement of Energy Effects for any proposed significant energy action. A ``significant energy action'' is defined as any action by an agency that promulgated or is expected to lead to promulgation of a final rule, and that: (1) Is a significant regulatory action under

      Executive Order 12866, or any successor order; and (2) is likely to have a significant adverse effect on the supply, distribution, or use of energy, or (3) is designated by the Administrator of the Office of

      Information and Regulatory Affairs (OIRA) as a significant energy action. For any proposed significant energy action, the agency must give a detailed statement of any adverse effects on energy supply, distribution, or use, should the proposal be implemented, and of reasonable alternatives to the action and their expected benefits on energy supply, distribution, and use.

      Today's regulatory action would not have a significant adverse effect on the supply, distribution, or use of energy and is therefore not a significant energy action. Accordingly, DOE has not prepared a

      Statement of Energy Effects.

    2. Review Under Executive Order 13175

      Executive Order 13175. ``Consultation and Coordination with Indian tribal Governments'' (65 FR 67249; November 9, 2000), requires DOE to develop an accountable process to ensure ``meaningful and timely input by tribal officials in the development of regulatory policies that have tribal implications.'' ``Policies that have tribal implications'' refers to regulations that have ``substantial direct effects on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.'' Today's proposed regulatory action is not a policy that has ``tribal implications'' under Executive Order 13175.

      Under the Weatherization Assistance Program, a tribal organization may qualify as a unit of general purpose local government and, therefore, be eligible to apply for funds. See 10 CFR 440.11. Today's regulatory action would not change the eligibility of Indian tribes to apply for or receive funds under the Weatherization Assistance Program.

      If made final, today's regulatory action would include Puerto Rico and the U.S. territories in the allocation of available funds. DOE has reviewed today's notice of proposed rulemaking under executive Order 13175 and has determined that it is consistent with applicable policies of that Executive Order.

  14. Congressional Notification

    As required by 5 U.S.C. 801, DOE will report to Congress on the promulgation of this rule prior to its effective date.

    Page 79420

    The report will state that it has been determined that the rule is not a ``major rule'' as defined by 5 U.S.C. 804(2).

  15. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of today's notice of proposed rulemaking.

    List of Subjects in 10 CFR Part 440

    Administrative practice and procedure, Energy conservation, Grant programs--energy, Grant programs--housing and community development,

    Housing standards, Indians, Individuals with disabilities, Reporting and record keeping requirements, Weatherization.

    Issued in Washington, DC, on December 11, 2008.

    David E. Rodgers,

    Deputy Assistant Secretary for Energy Efficiency, Office of Technology

    Development, Energy Efficiency and Renewable Energy.

    For the reasons set forth in the preamble, DOE proposes to amend part 440 of chapter II of title 10, Code of Federal regulations to read as follows:

    PART 440--WEATHERIZATION ASSISTANCE PROGRAM FOR LOW-INCOME PERSONS 1. The authority citation for Part 440 continues to read as follows:

    Authority: 42 U.S.C. 6861 et seq.; 42 U.S.C. 7101 et. seq. 2. Section 440.3 is amended by revising the definition of ``State'' to read as follows:

    Sec. 440.3 Definitions.

    * * * * *

    State means each of the States, the District of Columbia, American

    Samoa, Guam, Commonwealth of the Northern Mariana Islands, Commonwealth of Puerto Rico, and the Virgin Islands.

    * * * * * 3. Section 440.10 is amended by revising introductory paragraph

    (b), (b)(1) Table 1, and paragraph (c), to read as follows:

    Sec. 440.10 Allocation of funds.

    * * * * *

    (b) Based on the total program allocations at or above the amount of $209,724,761, DOE shall determine the program allocation for each

    State from available funds as follows:

    (1) * * *

    Base allocation

    State

    ($)

    Alabama..............................................

    1,636,000

    Alaska...............................................

    1,425,000

    Arizona..............................................

    760,000

    Arkansas.............................................

    1,417,000

    California...........................................

    4,404,000

    Colorado.............................................

    4,574,000

    Connecticut..........................................

    1,887,000

    Delaware.............................................

    409,000

    District of Columbia.................................

    487,000

    Florida..............................................

    761,000

    Georgia..............................................

    1,844,000

    Hawaii...............................................

    120,000

    Idaho................................................

    1,618,000

    Illinois.............................................

    10,717,000

    Indiana..............................................

    5,156,000

    Iowa.................................................

    4,032,000

    Kansas...............................................

    1,925,000

    Kentucky.............................................

    3,615,000

    Louisiana............................................

    912,000

    Maine................................................

    2,493,000

    Maryland.............................................

    1,963,000

    Massachusetts........................................

    5,111,000

    Michigan.............................................

    12,346,000

    Minnesota............................................

    8,342,000

    Mississippi..........................................

    1,094,000

    Missouri.............................................

    4,615,000

    Montana..............................................

    2,123,000

    Nebraska.............................................

    2,013,000

    Nevada...............................................

    586,000

    New Hampshire........................................

    1,193,000

    New Jersey...........................................

    3,775,000

    New Mexico...........................................

    1,519,000

    New York.............................................

    15,302,000

    North Carolina.......................................

    2,853,000

    North Dakota.........................................

    2,105,000

    Ohio.................................................

    10,665,000

    Oklahoma.............................................

    1,846,000

    Oregon...............................................

    2,320,000

    Pennsylvania.........................................

    11,457,000

    Rhode Island.........................................

    878,000

    South Carolina.......................................

    1,130,000

    South Dakota.........................................

    1,561,000

    Tennessee............................................

    3,218,000

    Texas................................................

    2,999,000

    Utah.................................................

    1,692,000

    Vermont..............................................

    1,014,000

    Virginia.............................................

    2,970,000

    Washington...........................................

    3,775,000

    West Virginia........................................

    2,573,000

    Wisconsin............................................

    7,061,000

    Wyoming..............................................

    967,000

    American Samoa.......................................

    120,000

    Guam.................................................

    120,000

    Puerto Rico..........................................

    120,000

    Northern Mariana Islands.............................

    120,000

    Virgin Islands.......................................

    120,000

    Total............................................

    171,858,000

    * * * * *

    (c) Should total program allocations for any fiscal year fall below

    $209,724,761, then each State's program allocation shall be reduced from its allocated amount under a total program allocation of

    $209,724,761 by the same percentage as total program allocations for the fiscal year fall below $209,724, 761.

    * * * * *

    FR Doc. E8-30836 Filed 12-24-08; 8:45 am

    BILLING CODE 6450-01-P

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